DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W•••••• H••• C••••••••• F•••
Other Private Fundadvised byT•••• A••••• M••••••••• L••asset manager805-4408406235no longer reportedIAPD
Gross asset value
$147M
as of Mar 30, 2016; not a fund size
Peak GAV
$147M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
91%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 30, 2012 to Mar 30, 2016
Reporting history
one row per Form ADV filing
Gross asset value$147M as of Mar 30, 2016
Mar 30, 2012$109M then
Owners38 as of Mar 30, 2016
Mar 30, 201220 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-174483reportedthe join to the Form D offering
- Type as written
- STATUTORY TRUSTreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan ChaseNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 91%reportedadviser and related persons