DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brick Capital Management Inc
Latest filing Mar 27, 2026
First filing on the tape Mar 23, 2012 · 16 filings
SEC status approved since Oct 29, 1992
RAUM
$2.8B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.8B
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$2.8B as of Mar 27, 2026
Mar 23, 2012$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Apr 1, 20131 then
Employees (5.A)1 as of Mar 27, 2026
Apr 1, 20131 then
Private funds: no history
RAUM +6.5% over the last fiscal year-7.0% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $2.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $142MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$2.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Reed BrickChartered Financial Analyst | East Lansing, Mi | Dec 9, 2024 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christine Bridget Balesky · Vp, Chief Financial Officer, Chief Operations Officercontrolsince 01/1997 · owns 25% to 50%
- Reed Jeffrey Brick · President, Ceocontrolsince 01/2001 · owns 25% to 50%
- Elizabeth Kerry Brick · Vp, Chief Compliance Officercontrolsince 01/1997 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 27, 2026discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $1B to $5B (247) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 18 to 20Mar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $2.7B to $2.8BMar 27, 2025 to Mar 27, 2026
- RAUM · $2.7B to $2.8BMar 27, 2025 to Mar 27, 2026
- Accounts · 22 to 18Mar 22, 2024 to Mar 27, 2025
- Financial planning clients · 11-25 to 11-25Mar 22, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $3.3B to $2.7BMar 22, 2024 to Mar 27, 2025
- RAUM · $3.3B to $2.7BMar 22, 2024 to Mar 27, 2025
- Accounts · 23 to 22Mar 21, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $3.5B to $3.3BMar 21, 2023 to Mar 22, 2024
- RAUM · $3.5B to $3.3BMar 21, 2023 to Mar 22, 2024
- Accounts · 26 to 23Mar 25, 2022 to Mar 21, 2023
- Financial planning clients · 26-50 to 11-25Mar 25, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $4.3B to $3.5BMar 25, 2022 to Mar 21, 2023
- RAUM · $4.3B to $3.5BMar 25, 2022 to Mar 21, 2023
- Accounts · 23 to 26Mar 30, 2021 to Mar 25, 2022
- Financial planning clients · 11-25 to 26-50Mar 30, 2021 to Mar 25, 2022
- Non-discretionary RAUM · $3.4B to $4.3BMar 30, 2021 to Mar 25, 2022
- RAUM · $3.4B to $4.3BMar 30, 2021 to Mar 25, 2022
- Accounts · 21 to 23Apr 1, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $2.6B to $3.4BApr 1, 2020 to Mar 30, 2021
- RAUM · $2.6B to $3.4BApr 1, 2020 to Mar 30, 2021
- Accounts · 24 to 21Mar 27, 2019 to Apr 1, 2020
- Non-discretionary RAUM · $2.4B to $2.6BMar 27, 2019 to Apr 1, 2020
- RAUM · $2.4B to $2.6BMar 27, 2019 to Apr 1, 2020
- Accounts · 25 to 24Mar 29, 2018 to Mar 27, 2019
- Non-discretionary RAUM · $2.5B to $2.4BMar 29, 2018 to Mar 27, 2019
- RAUM · $2.5B to $2.4BMar 29, 2018 to Mar 27, 2019
- Accounts · 22 to 25Mar 29, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- Non-discretionary RAUM · $2.2B to $2.5BMar 29, 2017 to Mar 29, 2018
- RAUM · $2.2B to $2.5BMar 29, 2017 to Mar 29, 2018
- Accounts · 24 to 22Mar 31, 2016 to Mar 29, 2017
- Non-discretionary RAUM · $2.2B to $2.2BMar 31, 2016 to Mar 29, 2017
- RAUM · $2.2B to $2.2BMar 31, 2016 to Mar 29, 2017
- Accounts · 29 to 24Mar 31, 2015 to Mar 31, 2016
- Financial planning clients · 26-50 to 11-25Mar 31, 2015 to Mar 31, 2016
- Non-discretionary RAUM · $2.3B to $2.2BMar 31, 2015 to Mar 31, 2016
- RAUM · $2.3B to $2.2BMar 31, 2015 to Mar 31, 2016
- Accounts · 35 to 29Mar 24, 2014 to Mar 31, 2015
- Non-discretionary RAUM · $2.8B to $2.3BMar 24, 2014 to Mar 31, 2015
Signals
2 dated events
- Brick Capital Management Inc reported RAUM $4.3B, up 25% from $3.4B (2021-03-30 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Brick Capital Management Inc reported RAUM $3.4B, up 34% from $2.6B (2020-04-01 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- BRICKINC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 517-332-7700reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026