DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• L••• A••••••• P•••••••• L••
Latest filing Jan 29, 2026
First filing on the tape Jan 18, 2012 · 29 filings
SEC status approved since Jun 4, 1992
RAUM
$325M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$324M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$81.3M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$325M as of Jan 29, 2026
Jan 18, 2012$107M then
HNW client RAUM$82.4M as of Jan 29, 2026
Jan 2, 2018$187M then
State-registered IARs (5.B.3)4 as of Jan 29, 2026
Jan 18, 20120 then
Employees (5.A)4 as of Jan 29, 2026
Jan 16, 20131 then
Private funds: no history
RAUM +1.5% over the last fiscal year+8.4% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $81.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $915,982derivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$242M74%
- High-net-worth individuals$82.4M25%
- Pension and profit-sharing plans$1.2M0.4%
- Individual clients
- 62reported
- HNW clients
- 90reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 159reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• S•• C•••• | Longboat Key, Fl | Dec 1, 2009 | 42 y | 0 |
| D••• R•••• C•••• | Salt Lake City, Ut | Feb 13, 2018 | 11 y | 0 |
| N•••• A• E••••••Certified Financial Planner | Longboat Key, Fl | Sep 18, 2019 | 16 y | 0 |
| G•••••• V• B••••• | Longboat Key, Fl | Jan 17, 2025 | 26 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G•••••• V• B••••• from B•••••••• C•••••• P•••••••• L••Jan 17, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• R••••• S•• · President/Chief Compliance Officercontrolsince 04/1992 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Longboat Key, Fl | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Jan 29, 2026accounts (Item 5.F.2.f) moved from 496.0 to 159.0 (-68.0%) between the annual amendments of 2025-01-08 and 2026-01-29; the peer median change was +5.0% (3687 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 1.1% percentile
- HNW share shiftChange between filings · filing Jan 29, 2026HNW share of RAUM moved from 75.0% to 25.0% between the annual amendments of 2025-01-08 and 2026-01-29peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 496 to 159Jan 8, 2025 to Jan 29, 2026
- Business name · S••••• L••• A•••••••• L•• to S••••• L••• A••••••• P•••••••• L••Jan 8, 2025 to Jan 29, 2026
- Charity clients · unset to 0.0Jan 8, 2025 to Jan 29, 2026
- HNW clients · 64 to 90Jan 8, 2025 to Jan 29, 2026
- Individual clients · 75 to 62Jan 8, 2025 to Jan 29, 2026
- Pension plan clients · 5 to 7Jan 8, 2025 to Jan 29, 2026
- Legal name · S••••• L••• A•••••••• L•• to S••••• L••• A••••••• P•••••••• L••Jan 8, 2025 to Jan 29, 2026
- Discretionary RAUM · $320M to $325MJan 8, 2025 to Jan 29, 2026
- HNW RAUM · $239M to $82.4MJan 8, 2025 to Jan 29, 2026
- Individual RAUM · $80.5M to $242MJan 8, 2025 to Jan 29, 2026
- Pension RAUM · $590,416 to $1.2MJan 8, 2025 to Jan 29, 2026
- RAUM · $320M to $325MJan 8, 2025 to Jan 29, 2026
- Accounts · 428 to 496Jan 30, 2024 to Jan 8, 2025
- Advisory activities · 1 to 2Jan 30, 2024 to Jan 8, 2025
- HNW clients · 57 to 64Jan 30, 2024 to Jan 8, 2025
- Individual clients · 81 to 75Jan 30, 2024 to Jan 8, 2025
- Pension plan clients · unset to 5.0Jan 30, 2024 to Jan 8, 2025
- Financial planning clients · unset to 1-10Jan 30, 2024 to Jan 8, 2025
- HQ city · unset to Jan 30, 2024 to Jan 8, 2025
- HQ state · unset to Jan 30, 2024 to Jan 8, 2025
- Discretionary RAUM · $253M to $320MJan 30, 2024 to Jan 8, 2025
- HNW RAUM · $212M to $239MJan 30, 2024 to Jan 8, 2025
- Individual RAUM · $40.5M to $80.5MJan 30, 2024 to Jan 8, 2025
- Pension RAUM · $197,251 to $590,416Jan 30, 2024 to Jan 8, 2025
- RAUM · $253M to $320MJan 30, 2024 to Jan 8, 2025
- Accounts · 396 to 428Nov 7, 2023 to Jan 30, 2024
- HNW clients · 43 to 57Nov 7, 2023 to Jan 30, 2024
- Individual clients · 127 to 81Nov 7, 2023 to Jan 30, 2024
- Discretionary RAUM · $255M to $253MNov 7, 2023 to Jan 30, 2024
- HNW RAUM · $197M to $212MNov 7, 2023 to Jan 30, 2024
- Individual RAUM · $57.1M to $40.5MNov 7, 2023 to Jan 30, 2024
- Pension RAUM · $817,164 to $197,251Nov 7, 2023 to Jan 30, 2024
- RAUM · $255M to $253MNov 7, 2023 to Jan 30, 2024
- Advisory employees · 2 to 3Jan 9, 2023 to Nov 7, 2023
- State-registered IARs · 3 to 4Jan 9, 2023 to Nov 7, 2023
- Accounts · 418 to 396Dec 9, 2022 to Jan 9, 2023
- Advisory employees · 3 to 2Dec 9, 2022 to Jan 9, 2023
- HNW clients · 54 to 43Dec 9, 2022 to Jan 9, 2023
- Individual clients · 122 to 127Dec 9, 2022 to Jan 9, 2023
- Pension plan clients · 0.0 to unsetDec 9, 2022 to Jan 9, 2023
Signals
1 dated events
- S••••• L••• A••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 24, 2018 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@silverlakeadvisory.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 210-942-4388reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-214-1877reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-733-9470reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 941-259-2099reportedpublic record, Form ADV, Jan 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026