RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• V• B•••••
- S••••• L••• A••••••• P•••••••• L•• independent RIA currentsince Jan 17, 2025 · Longboat Key, Fl
- B•••••••• C•••••• P•••••••• L•• independent RIAJul 15, 2011 to May 3, 2013 · Mears, Mi
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAFeb 24, 2011 to Jun 22, 2012 · Grand Rapids, Mi
- Q•• F•••••••• L•• unclassifiedFeb 6, 2009 to Feb 11, 2011 · Thiensville, Wi
- T••••••• P•••••••• A•••••••• L•• unclassifiedMar 5, 2008 to Dec 31, 2008 · Pentwater, Mi
- M••• C•••••• M••••••••• unclassifiedFeb 13, 2006 to Apr 15, 2008 · Las Vegas, Nv
- B•••••••• C•••••• P•••••••• L•• to S••••• L••• A••••••• P•••••••• L••left May 3, 2013, registered Jan 17, 2025 (4277 days) · Other
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to B•••••••• C•••••• P•••••••• L••left Jun 22, 2012, registered Jul 15, 2011 (-343 days) · Other
- Q•• F•••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Feb 11, 2011, registered Feb 24, 2011 (13 days) · Other
- T••••••• P•••••••• A•••••••• L•• to Q•• F•••••••• L••left Dec 31, 2008, registered Feb 6, 2009 (37 days) · Other
- M••• C•••••• M••••••••• to T••••••• P•••••••• A•••••••• L••left Apr 15, 2008, registered Mar 5, 2008 (-41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address