DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M• F•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 28, 2012 · 20 filings
SEC status approved since Jul 26, 1996
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$1.0B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$376M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.1B as of Mar 24, 2026
Mar 28, 2012$707M then
HNW client RAUM$1.0B as of Mar 24, 2026
Mar 30, 2018$891M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Mar 28, 20120 then
Employees (5.A)9 as of Mar 24, 2026
Mar 28, 20135 then
Private funds21 as of Mar 24, 2026
Mar 28, 20128 then
RAUM +7.4% over the last fiscal year+1.9% a year over threeIARs 0 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $376MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.9MderivedHNW RAUM over HNW clients
- Average account
- $8.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $913M, 116 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B91%
- Pooled investment vehicles$92.6M8.2%
- Individuals$6.6M0.6%
- Charitable organizations$5.2M0.5%
- Individual clients
- 29reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 137reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $913M for 116 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.08 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• E•••••••• G••••••• | Braintree, Ma | May 30, 2025 | 30 y | 0 |
| M•••••• T••••• | Braintree, Ma | Nov 13, 2025 | 10 y | 0 |
| K••• E•••••••• C•••••• | Braintree, Ma | Nov 14, 2025 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• P••••••• L• • W••• E••••• S••••• I• | Private Equity Fund | $22.0M | 7 | Mar 28, 2012 |
| M•• P••••••• I• • B••• X•• | $10.3M | 19 | Mar 24, 2026 | |
| M•• P••••••• • B••• X•• | Private Equity Fund | $8.6M | 11 | Mar 30, 2018 |
| M•• P••••••• I• • B••• C•••••• S•••••• S••••••••• A••• I•• | $5.3M | 16 | Mar 24, 2026 | |
| M•• P••••••• I• • B••• C•••••• A••• F••• V• | $5.0M | 16 | Mar 24, 2026 | |
| M•• P••••••• • B••• X••• | Private Equity Fund | $4.6M | 10 | Mar 17, 2021 |
| M•• P••••••• L• • W••• I•• E••••• S••••• | Private Equity Fund | $3.7M | 10 | Mar 28, 2023 |
| M•• P••••••• • B••• A••• I•• | Private Equity Fund | $3.7M | 6 | Mar 11, 2016 |
| M•• P••••••• • B••• V•••••• S••••• | Private Equity Fund | $3.7M | 9 | Mar 28, 2023 |
| M•• P••••••• • B••• X• S••••• | Private Equity Fund | $3.4M | 13 | Mar 28, 2013 |
| M•• P••••••• • T•• X•• S••••• | Private Equity Fund | $3.2M | 12 | Mar 28, 2023 |
| M•• P••••••• • B••• A••• I• | Private Equity Fund | $3.1M | 7 | Mar 18, 2019 |
| M•• P••••••• L• • A••••••• E••••• V• S••••• 1• | Private Equity Fund | $2.9M | 9 | Mar 23, 2015 |
| M•• P••••••• I• • B••• C•••••• C••••• F••• I• S••••• | $2.3M | 15 | Mar 24, 2026 | |
| M•• P••••••• • B•• C••••• F••• S••••• | Private Equity Fund | $2.2M | 9 | Mar 22, 2022 |
| M•• P••••••• • M•• 2••• S••••• | Private Equity Fund | $1.7M | 15 | Mar 18, 2024 |
| M•• P••••••• • T•• E••••• F••• I•• S••••• | $1.7M | 15 | Mar 24, 2026 | |
| M•• P••••••• L• • B••• A••• C•••••• F••• | Private Equity Fund | $1.6M | 11 | Mar 28, 2012 |
| M•• P••••••• • E••••• I••••••••• C•••••• I• S••••• | $1.5M | 16 | Mar 24, 2026 | |
| M•• P••••••• L• • A••••••• E••••• S••••• I•no longer reported | Securitized Asset Fund | $1.4M | 4 | Mar 28, 2012 |
| M•• P••••••• • S••••• C•••••• I• S••••• | $1.2M | 15 | Mar 24, 2026 | |
| M•• P••••••• L• • S•••••• O••••••••• I• P•••••• E••••• S••••• I• | Hedge Fund | $895,034 | 13 | Mar 28, 2012 |
| M•• P••••••• L• • D•••••• C••••• S••••• 1•no longer reported | Private Equity Fund | $500,974 | 8 | Mar 28, 2012 |
| M•• P••••••• L• • S•••••• O••••••••• I•• S••••• I•no longer reported | Securitized Asset Fund | $165,250 | 8 | Mar 28, 2012 |
| M•• P••••••• L• • T•• I•no longer reported | Venture Capital Fund | $87,970 | 7 | Mar 28, 2012 |
| M•• P••••••• • L••• I•no longer reported | Private Equity Fund | $0 | 9 | Mar 28, 2013 |
| M•• P••••••• L• • D•• M•• I•• S••••• I•no longer reported | Private Equity Fund | $0 | 7 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• M•••• E•••••••• · Principal, Ceo And Chief Compliance Officercontrolsince 11/2001 · owns less than 5%
- C••••••• K•••• E•••••••• · Principal; Vice President|Client Servicessince 01/2020 · owns 10% to 25%
- T•••••• C••••• A•• · Principal; Vice President/Operationssince 01/2020 · owns 5% to 10%
Entity owners
- A•••• S••••••• G••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- M•• I• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Braintree, Ma · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 116 to 137Aug 29, 2025 to Mar 24, 2026
- HNW clients · 78 to 86Aug 29, 2025 to Mar 24, 2026
- Individual clients · 17 to 29Aug 29, 2025 to Mar 24, 2026
- Pooled vehicle clients · 19 to 21Aug 29, 2025 to Mar 24, 2026
- Assets in custody · $807M to $913MAug 29, 2025 to Mar 24, 2026
- Employees · 8 to 9Aug 29, 2025 to Mar 24, 2026
- Insurance-licensed employees · 0 to 2Aug 29, 2025 to Mar 24, 2026
- State-registered IARs · 1 to 3Aug 29, 2025 to Mar 24, 2026
- Private funds · 19 to 21Aug 29, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.1B to $1.1BAug 29, 2025 to Mar 24, 2026
- HNW RAUM · $956M to $1.0BAug 29, 2025 to Mar 24, 2026
- Individual RAUM · $7.7M to $6.6MAug 29, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $82.7M to $92.6MAug 29, 2025 to Mar 24, 2026
- RAUM · $1.1B to $1.1BAug 29, 2025 to Mar 24, 2026
- Employees · 7 to 8Mar 28, 2025 to Aug 29, 2025
- State-registered IARs · 0 to 1Mar 28, 2025 to Aug 29, 2025
- Related adviser · false to trueMar 28, 2025 to Aug 29, 2025
- Accounts · 109 to 116Mar 25, 2024 to Mar 28, 2025
- HNW clients · 74 to 78Mar 25, 2024 to Mar 28, 2025
- Individual clients · 20 to 17Mar 25, 2024 to Mar 28, 2025
- Pooled vehicle clients · 14 to 19Mar 25, 2024 to Mar 28, 2025
- Assets in custody · $935M to $807MMar 25, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Mar 25, 2024 to Mar 28, 2025
- Private funds · 14 to 19Mar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 25, 2024 to Mar 28, 2025
- HNW RAUM · $1.1B to $956MMar 25, 2024 to Mar 28, 2025
- Individual RAUM · $8.0M to $7.7MMar 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $66.9M to $82.7MMar 25, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.1BMar 25, 2024 to Mar 28, 2025
- Accounts · 115 to 109Aug 11, 2023 to Mar 18, 2024
- HNW clients · 79 to 74Aug 11, 2023 to Mar 18, 2024
- Pooled vehicle clients · 15 to 14Aug 11, 2023 to Mar 18, 2024
- Assets in custody · $823M to $935MAug 11, 2023 to Mar 18, 2024
- Private funds · 15 to 14Aug 11, 2023 to Mar 18, 2024
- Discretionary RAUM · $1.1B to $1.1BAug 11, 2023 to Mar 18, 2024
- HNW RAUM · $982M to $1.1BAug 11, 2023 to Mar 18, 2024
- Individual RAUM · $8.3M to $8.0MAug 11, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $71.6M to $66.9MAug 11, 2023 to Mar 18, 2024
- RAUM · $1.1B to $1.1BAug 11, 2023 to Mar 18, 2024
- Accounts · 117 to 115Mar 22, 2022 to Mar 28, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- M• F•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M• F•••••••• L•• · Private Equityshared crd · organization
- M• F•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- t•••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-848-1119reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-848-1163reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mg-financial-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-848-1163reportedpublic record, Form ADV, Mar 24, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $376Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026