RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• A••••• Y••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Atlanta, Ga
- C••••• A••••••• G••••• L•• independent RIA currentsince Oct 21, 2011 · Atlanta, Ga
- L••• S••••• A•••••••• L•• formerAug 7, 2018 to Nov 3, 2025 · Atlanta, Ga
- S•••••••• W••••• A••••••• G•••• formerOct 23, 2007 to Apr 1, 2009 · Atlanta, Ga
- F•••••••• P••••••• A••••••• S•••••••• I••• unclassifiedMar 11, 2005 to Dec 7, 2007 · Atlanta, Ga
- F•• S••••••••• C••••••••• formerNov 23, 2004 to Jul 31, 2018 · Clearwater, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 22, 2003 to Dec 6, 2004 · Atlanta, Ga
- R••••••• A••••••• I•• independent RIAFeb 1, 1995 to Feb 1, 1995 · Wichita, Ks
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to F•••••••• P••••••• A••••••• S•••••••• I•••left Jul 31, 2018, registered Mar 11, 2005 (-4890 days) · Other
- S•••••••• W••••• A••••••• G•••• to C••••• A••••••• G••••• L••left Apr 1, 2009, registered Oct 21, 2011 (933 days) · Other
- F•••••••• P••••••• A••••••• S•••••••• I••• to S•••••••• W••••• A••••••• G••••left Dec 7, 2007, registered Oct 23, 2007 (-45 days) · Other
- C•••••••• G••••• M•••••• I••• to F•• S••••••••• C•••••••••left Dec 6, 2004, registered Nov 23, 2004 (-13 days) · Other
- R••••••• A••••••• I•• to C•••••••• G••••• M•••••• I•••left Feb 1, 1995, registered Apr 22, 2003 (3002 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address