DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Allstate Investment Management Company
Latest filing Mar 25, 2026
First filing on the tape Feb 1, 2012 · 34 filings
SEC status approved since Sep 11, 1987
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
149
119 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
23
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$26B as of Mar 25, 2026
Mar 27, 2012$8.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 27, 20120 then
Employees (5.A)149 as of Mar 25, 2026
Mar 21, 2013151 then
Private funds23 as of Mar 25, 2026
Mar 27, 20122 then
RAUM +30% over the last fiscal year+6.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $540MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $18B, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B42%
- Corporations and businesses$8.8B33%
- Pension and profit-sharing plans$4.2B16%
- Insurance companies$2.2B8.5%
- Charitable organizations$148M0.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 3reported
- Charitable clients
- 2reported
- Accounts
- 49reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18B for 38 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.42 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Allstate Short Term Pool, LLC | Liquidity Fund | $3.0B | 65 | Oct 4, 2016 |
| Aimco Clo 11, Ltd. | Securitized Asset Fund | $600M | 2 | Mar 24, 2021 |
| Aimco Clo Series 2014-Ano longer reported | Securitized Asset Fund | $523M | 1 | Mar 25, 2014 |
| Aimco Clo 18, Ltd. | Securitized Asset Fund | $500M | 2 | Mar 25, 2022 |
| Aimco Clo 16, Ltd. | Securitized Asset Fund | $499M | 2 | Mar 25, 2022 |
| Aimco Clo 20, Ltd. | Securitized Asset Fund | $476M | 2 | Mar 16, 2023 |
| Aimco Clo 10, Ltd. | Securitized Asset Fund | $446M | 2 | Mar 25, 2019 |
| Aimco Clo 17, Ltd. | Securitized Asset Fund | $408M | 2 | Mar 25, 2022 |
| Aimco Clo 12, Ltd. | Securitized Asset Fund | $402M | 2 | Mar 24, 2021 |
| Aimco Clo 14, Ltd. | Securitized Asset Fund | $401M | 2 | Mar 11, 2020 |
| Aimco Clo 15, Ltd | Securitized Asset Fund | $400M | 2 | Mar 25, 2022 |
| Aimco Clo Series 2015-A | Securitized Asset Fund | $400M | 2 | Mar 19, 2015 |
| Aimco Clo Series 2018-B | Securitized Asset Fund | $399M | 2 | Mar 25, 2019 |
| Aimco Clo Series 2017-A | Securitized Asset Fund | $395M | 2 | Mar 14, 2017 |
| Aimco Clo Series 2018-A | Securitized Asset Fund | $389M | 2 | Mar 21, 2018 |
| Aimco Clo, Series 2006-Ano longer reported | Securitized Asset Fund | $157M | 8 | Mar 27, 2012 |
| Allstate Finance Company Agency Loans, LLCno longer reported | Securitized Asset Fund | $76.7M | 13 | Mar 14, 2017 |
| Aimco Clo 19, Ltd. | Securitized Asset Fund | $28.4M | 1 | Mar 16, 2023 |
| Aimco Clo, Series 2005-Ano longer reported | Securitized Asset Fund | $1.4M | 3 | Mar 27, 2012 |
| Aimco Clo 21, Ltd | Securitized Asset Fund | $0 | 1 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Michael Philip Brides · Senior Managing Director / Directorcontrolsince 09/2020 · owns less than 5%
- Edward John Dugenske · Director, Chairman Of The Board, President And Chief Investment Officercontrolsince 03/2017 · owns less than 5%
- Mariano Imbarrato · Senior Vice President / Director, Treasurer And Chief Financial Officercontrolsince 09/2019 · owns less than 5%
- Peter Keehn · Senior Managing Director / Directorcontrolsince 01/2020 · owns less than 5%
- Hiren Parikh · Vice President / Director, Chief Risk Officer And Managing Directorcontrolsince 09/2019 · owns less than 5%
- Mark Pittman · Senior Managing Director / Directorcontrolsince 02/2012 · owns less than 5%
- Andries Elliot Stultz · Senior Vice President, General Counsel And Secretary / Directorcontrolsince 12/2020 · owns less than 5%
- Elizabeth Janelle Woodward · Senior Managing Director / Directorcontrolsince 08/2023 · owns less than 5%
- Edward James St. John · Chief Compliance Officersince 11/2013 · owns less than 5%
Entity owners
- Allstate Non-Insurance Holdings Inc. · Shareholderdirect · owns 75% or more
- The Allstate Corporation · S/Hindirect · owns 75% or more of Allstate Non-Insurance Holdings Inc. · public reporting company
Related persons
Schedule D 7.A
- Agent Alliance Insurance Companyreal estaten
- Allstate County Mutual Insurance Companyreal estaten
- Allstate Financial Advisors, LLCinvestment advisernRAUM $142M
- Allstate Financial Services, LLCbroker-dealern
- Allstate Fire And Casualty Insurance Companyreal estaten
- Allstate Indemnity Companyreal estaten
- Allstate Insurance Companyreal estaten
- Allstate Insurance Company Of Canadareal estaten
- Allstate Insurance Services, Increal estaten
- Allstate Investments, LLC (Unregistered)investment advisern
- Allstate Life Insurance Company Of Canadareal estaten
- Allstate New Jersey Insurance Companyreal estaten
- Allstate New Jersey Property And Casualty Insurance Companyreal estaten
- Allstate Non-Insurance Holdings, Inc.pooled vehicle sponsory
- Allstate North American Insurance Companyreal estaten
- Allstate Northbrook Indemnity Companyreal estaten
- Allstate Property And Casualty Insurance Companyreal estaten
- Allstate Texas Lloyd'Sreal estaten
- Allstate Vehicle And Property Insurance Companyreal estaten
- America'S Health Care/Rx Plan Agency, Inc.real estaten
- American Heritage Life Insurance Companyreal estaten
- Asmi Auto Insurance Companyreal estaten
- Assigned Risk Solutions, Ltd.real estaten
- Castle Key Indemnity Companyreal estaten
- Castle Key Insurance Companyreal estaten
- Century-National Insurance Companyreal estaten
- Comesco Insurance Agencyreal estaten
- Direct General Insurance Agency, Inc.real estaten
- Direct General Insurance Companyreal estaten
- Direct General Insurance Company Of Mississippireal estaten
Advisers that list Allstate Investment Management Company as a related person
- 109524 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 54 to 49Mar 24, 2025 to Mar 25, 2026
- Advisory employees · 107 to 119Mar 24, 2025 to Mar 25, 2026
- Corporate clients · 59 to 60Mar 24, 2025 to Mar 25, 2026
- Pooled vehicle clients · 20 to 24Mar 24, 2025 to Mar 25, 2026
- Assets in custody · $13B to $18BMar 24, 2025 to Mar 25, 2026
- Employees · 134 to 149Mar 24, 2025 to Mar 25, 2026
- Private funds · 20 to 23Mar 24, 2025 to Mar 25, 2026
- Discretionary RAUM · $20B to $26BMar 24, 2025 to Mar 25, 2026
- Pension RAUM · $4.2B to $4.2BMar 24, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $9.2B to $11BMar 24, 2025 to Mar 25, 2026
- RAUM · $20B to $26BMar 24, 2025 to Mar 25, 2026
- Accounts · 51 to 54Feb 5, 2025 to Mar 24, 2025
- Advisory employees · 109 to 107Feb 5, 2025 to Mar 24, 2025
- Pooled vehicle clients · 16 to 20Feb 5, 2025 to Mar 24, 2025
- Assets in custody · $17B to $13BFeb 5, 2025 to Mar 24, 2025
- Employees · 133 to 134Feb 5, 2025 to Mar 24, 2025
- Financial planning clients · unset to Feb 5, 2025 to Mar 24, 2025
- Private funds · 16 to 20Feb 5, 2025 to Mar 24, 2025
- Discretionary RAUM · $22B to $20BFeb 5, 2025 to Mar 24, 2025
- Pension RAUM · $4.3B to $4.2BFeb 5, 2025 to Mar 24, 2025
- Pooled vehicle RAUM · $8.7B to $9.2BFeb 5, 2025 to Mar 24, 2025
- RAUM · $22B to $20BFeb 5, 2025 to Mar 24, 2025
- Related broker-dealer · true to falseFeb 5, 2025 to Mar 24, 2025
- Accounts · 49 to 51Mar 16, 2023 to Mar 28, 2024
- Advisory employees · 113 to 109Mar 16, 2023 to Mar 28, 2024
- Corporate clients · 61 to 59Mar 16, 2023 to Mar 28, 2024
- Pooled vehicle clients · 13 to 16Mar 16, 2023 to Mar 28, 2024
- Assets in custody · $17B to $17BMar 16, 2023 to Mar 28, 2024
- Employees · 136 to 133Mar 16, 2023 to Mar 28, 2024
- Private funds · 15 to 16Mar 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $22B to $22BMar 16, 2023 to Mar 28, 2024
- Pension RAUM · $4.4B to $4.3BMar 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.6B to $8.7BMar 16, 2023 to Mar 28, 2024
- RAUM · $22B to $22BMar 16, 2023 to Mar 28, 2024
- Accounts · 46 to 49Mar 25, 2022 to Mar 16, 2023
- Advisory employees · 118 to 113Mar 25, 2022 to Mar 16, 2023
- Corporate clients · 59 to 61Mar 25, 2022 to Mar 16, 2023
- Pension plan clients · 2 to 3Mar 25, 2022 to Mar 16, 2023
- Pooled vehicle clients · 11 to 13Mar 25, 2022 to Mar 16, 2023
- Assets in custody · $17B to $17BMar 25, 2022 to Mar 16, 2023
Signals
14 dated events
- Allstate Investment Management Company reported RAUM $26.5B, up 30% from $20.4B (2025-03-24 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- Elizabeth Janelle Woodward (Senior Managing Director / Director) appeared on Schedule A of Allstate Investment Management CompanyMar 28, 2024 · Control person joined · fact
- Allstate Investment Management Company reported RAUM $21.7B, up 27% from $17.2B (2021-02-16 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- Josephine Mary Quinn (Vice President, Assistant General Counsel, Assistant Secretary/Director) no longer on Schedule A of Allstate Investment Management Company (listed 2020-03-11, absent 2021-02-16)Feb 16, 2021 · Control person left · inference
- Michael Philip Brides (Senior Managing Director / Director) appeared on Schedule A of Allstate Investment Management CompanyFeb 16, 2021 · Control person joined · fact
- Andries Elliot Stultz (Senior Vice President, General Counsel And Secretary / Director) appeared on Schedule A of Allstate Investment Management CompanyFeb 16, 2021 · Control person joined · fact
- Peter Keehn (Managing Director / Director) appeared on Schedule A of Allstate Investment Management CompanyJan 30, 2020 · Control person joined · fact
- Kenneth Russell Mayerfeld (Senior Managing Director/Director) no longer on Schedule A of Allstate Investment Management Company (listed 2019-10-10, absent 2020-01-30)Jan 30, 2020 · Control person left · inference
- Mariano Imbarrato (Senior Vice President / Director, Treasurer And Chief Financial Officer) appeared on Schedule A of Allstate Investment Management CompanyOct 10, 2019 · Control person joined · fact
- Hiren Parikh (Vice President / Director, Chief Risk Officer And Senior Managing Director) appeared on Schedule A of Allstate Investment Management CompanyOct 10, 2019 · Control person joined · fact
- Charles John Pintozzi (Senior Vice President / Director, Treasurer And Chief Financial Officer) no longer on Schedule A of Allstate Investment Management Company (listed 2019-03-25, absent 2019-10-10)Oct 10, 2019 · Control person left · inference
- Quinn Mark Prindiville (Senior Vice President/Director And Chief Risk Officer) no longer on Schedule A of Allstate Investment Management Company (listed 2019-03-25, absent 2019-10-10)Oct 10, 2019 · Control person left · inference
- Allstate Investment Management Company reported RAUM $14.8B, up 36% from $10.8B (2018-11-08 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
- Allstate Investment Management Company reported RAUM $10.8B, down 28% from $15.0B (2017-03-14 to 2018-03-21)Mar 21, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ALLSTATEINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-728-5494reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026