DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Northside Capital Management LLC

Independent wealth managerHood River, OregonCRD 107784SEC 801-56071website IAPD

Latest filing Mar 30, 2026

First filing on the tape Mar 21, 2012 · 27 filings

SEC status approved since Dec 7, 1998

RAUM

$6.9B

reported, Item 5.F

Discretionary

30%

of RAUM

Private clients

100%

$6.9B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$868M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$6.9B as of Mar 30, 2026

Mar 21, 2012$2.3B then

HNW client RAUM$6.9B as of Mar 30, 2026

Mar 28, 2018$5.0B then

State-registered IARs (5.B.3)3 as of Mar 30, 2026

Mar 22, 20132 then

Employees (5.A)17 as of Mar 30, 2026

Mar 22, 20138 then

Private funds1 as of Mar 28, 2019

Mar 21, 20123 then

RAUM +19% over the last fiscal year+14% a year over threeIARs 2 to 3

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $868MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $116MderivedHNW RAUM over HNW clients
Average account: $9.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 30%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.1derivedItem 5.A over advisors
Advisors per office: 2.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +50%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$6.9B100%

Individual clients: n/areported
HNW clients: 60reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 757reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
John Hugh PhillipsCertified Financial Planner, Personal Financial Specialist	Beaufort, Sc	May 2, 2002	25 y	0
Patricia Carmel Gooch	Hood River, Or	Feb 11, 2005	36 y	0
Alexander Beckman Mcculloch	Hood River, Or	Nov 20, 2025	28 y	2
Alana MagChartered Financial Analyst	San Mateo, Ca	May 1, 2026	14 y	0
Diane Banta	Ketchum, Id	Jun 3, 2026	19 y	0
Keith George Lister	San Mateo, Ca	Jun 5, 2026	24 y	0
James Joseph Jolinger	West Conshohocken, Pa	Aug 21, 2026	29 y	2
Kelly Lynn Rudisill	Hood River, Or	Sep 4, 2026	14 y	0

Advisor movement

0 left, 2 joined in 12 months

net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

James Joseph Jolinger from Santa Barbara Asset Management, LLC
Aug 21, 2026 · Other
Alexander Beckman Mcculloch from Tcw Asset Management Company LLC
Nov 20, 2025 · Other

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Blue Hawaii Partners, LLCno longer reported	Private Equity Fund	$253,724	18	Mar 21, 2012
Graceland Partners, LLCno longer reported	Private Equity Fund	$77,522	9	Mar 21, 2012
Tcb Partners, LLCno longer reported	Private Equity Fund	$13,847	22	Mar 21, 2012

Owners and control persons

Schedule A and B, latest filing

Morris Cheston · Directorcontrol
since 04/2024 · owns 5% to 10%
James Donald Dewolfe · Directorcontrol
since 04/2024 · owns 25% to 50%
Hugh John Phillips · Chief Compliance Officercontrol
since 05/2004 · owns less than 5%
James Donald Dewolfe · Manager; Class V Membercontrol
since 05/2019 · owns 75% or more of Northside Employee Holdings, LLC
Betty Eva Dewolfe · Co-Trustee Dewolfe Trust
since 04/2024 · owns 25% to 50%

Entity owners

Dewolfe Trust · Class A Member
direct · owns 25% to 50%
Rosemont Investment Group, LLC · Class A Member Director Member
direct · owns 25% to 50%
Markel Group, Inc. · Member
indirect · owns 75% or more of Markel Ventures, Inc. · public reporting company
Markel Ventures, Inc. · Member
indirect · owns 75% or more of Rosemont Investment Group, LLC
Northside Employee Holdings, LLC · Class B Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Advisers that list Northside Capital Management LLC as a related person

111795 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Hood River, Or · principal	3	2	0
San Mateo, Ca	2	2	0

Offices

Schedule D 1.F, the 25 largest

Ketchum, ID3 employees
San Mateo, CA2 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

unusually large average HNW clientStatic outlier · filing Mar 30, 2026
HNW RAUM per HNW client of $115,703,418 against a peer median of $4,554,235 (279 comparable advisers, 98.0th percentile, 34.1 robust deviations)
peers: independent wealth managers, $5B to $20B (279) · 98% percentile
discretionary share shiftChange between filings · filing Mar 30, 2026
discretionary share of RAUM moved from 54.0% to 30.0% between the annual amendments of 2025-04-30 and 2026-03-30
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 516 to 757
Jan 12, 2026 to Mar 30, 2026
Advisory employees · 8 to 9
Jan 12, 2026 to Mar 30, 2026
HNW clients · 43 to 60
Jan 12, 2026 to Mar 30, 2026
Discretionary RAUM · $3.1B to $2.1B
Jan 12, 2026 to Mar 30, 2026
HNW RAUM · $5.8B to $6.9B
Jan 12, 2026 to Mar 30, 2026
Non-discretionary RAUM · $2.7B to $4.9B
Jan 12, 2026 to Mar 30, 2026
RAUM · $5.8B to $6.9B
Jan 12, 2026 to Mar 30, 2026
Advisory employees · 7 to 8
Apr 30, 2025 to Jan 12, 2026
Employees · 15 to 17
Apr 30, 2025 to Jan 12, 2026
State-registered IARs · 2 to 3
Apr 30, 2025 to Jan 12, 2026
Non-discretionary RAUM · $2.5B to $2.7B
Jun 6, 2024 to Apr 30, 2025
RAUM · $5.3B to $5.8B
Jun 6, 2024 to Apr 30, 2025
Accounts · 545 to 516
Jun 6, 2024 to Apr 30, 2025
Advisory employees · 6 to 7
Jun 6, 2024 to Apr 30, 2025
Advisory activities · 2 to 3
Jun 6, 2024 to Apr 30, 2025
HNW clients · 42 to 43
Jun 6, 2024 to Apr 30, 2025
Employees · 12 to 15
Jun 6, 2024 to Apr 30, 2025
Financial planning clients · unset to
Jun 6, 2024 to Apr 30, 2025
Other offices · 2 to 3
Jun 6, 2024 to Apr 30, 2025
Discretionary RAUM · $2.8B to $3.1B
Jun 6, 2024 to Apr 30, 2025
HNW RAUM · $5.3B to $5.8B
Jun 6, 2024 to Apr 30, 2025
Accounts · 514 to 545
Mar 13, 2023 to Mar 27, 2024
HNW clients · 40 to 42
Mar 13, 2023 to Mar 27, 2024
Discretionary RAUM · $2.6B to $2.8B
Mar 13, 2023 to Mar 27, 2024
HNW RAUM · $4.6B to $5.3B
Mar 13, 2023 to Mar 27, 2024
Non-discretionary RAUM · $2.1B to $2.5B
Mar 13, 2023 to Mar 27, 2024
RAUM · $4.6B to $5.3B
Mar 13, 2023 to Mar 27, 2024
Accounts · 483 to 514
Nov 3, 2022 to Mar 13, 2023
HNW clients · 35 to 40
Nov 3, 2022 to Mar 13, 2023
Discretionary RAUM · $2.7B to $2.6B
Nov 3, 2022 to Mar 13, 2023
HNW RAUM · $5.6B to $4.6B
Nov 3, 2022 to Mar 13, 2023
Non-discretionary RAUM · $2.9B to $2.1B
Nov 3, 2022 to Mar 13, 2023
RAUM · $5.6B to $4.6B
Nov 3, 2022 to Mar 13, 2023
Discretionary RAUM · $3.4B to $2.7B
Mar 30, 2022 to Apr 26, 2022
Non-discretionary RAUM · $2.3B to $2.9B
Mar 30, 2022 to Apr 26, 2022
Accounts · 478 to 483
Oct 8, 2021 to Mar 30, 2022
HNW clients · 33 to 35
Oct 8, 2021 to Mar 30, 2022
Employees · 13 to 12
Oct 8, 2021 to Mar 30, 2022
Discretionary RAUM · $3.5B to $3.4B
Oct 8, 2021 to Mar 30, 2022
HNW RAUM · $5.8B to $5.6B
Oct 8, 2021 to Mar 30, 2022

Signals

1 dated events

Morris Cheston (Director) appeared on Schedule A of Northside Capital Management Llc
May 28, 2024 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

Northside Capital Management LLC · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: NORTHSIDECAP.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 541-387-2080reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $868Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026