DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tcw Asset Management Company LLC
Latest filing May 5, 2026
First filing on the tape Mar 30, 2012 · 50 filings
SEC status approved since Jun 12, 1970
RAUM
$81B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.8%
$637M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
431
145 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
39
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$81B as of May 5, 2026
Mar 30, 2012$43B then
HNW client RAUM$637M as of May 5, 2026
Mar 28, 2018$471M then
State-registered IARs (5.B.3)20 as of May 5, 2026
Mar 28, 20130 then
Employees (5.A)431 as of May 5, 2026
Mar 28, 2013327 then
Private funds39 as of May 5, 2026
Mar 30, 201281 then
RAUM +15% over the last fiscal year+14% a year over threeIARs 19 to 20
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $4.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $33.5MderivedHNW RAUM over HNW clients
- Average account
- $372MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 56%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 21.6derivedItem 5.A over advisors
- Advisors per office
- 2.2derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $2.7B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$30B39%
- Sovereign wealth funds$22B28%
- State and municipal entities$9.3B12%
- Insurance companies$8.0B10%
- Pension and profit-sharing plans$6.4B8.2%
- Corporations and businesses$1.2B1.5%
- High-net-worth individuals$637M0.8%
- Banks and thrifts$434M0.6%
- Charitable organizations$328M0.4%
- Individual clients
- 0reported
- HNW clients
- 19reported
- Pension plan clients
- 22reported
- Charitable clients
- 5reported
- Accounts
- 218reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.7B for 9 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.41 institutional_share=0.56 related_bd=true related_bank=true bd_reps=87.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Alexander Beckman Mcculloch to Northside Capital Management LLCSep 30, 2024 · Other
Joined, latest
none on the tape
Private funds
123 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Tcw Direct Lending Structured Solutions 2022 LLC | Hedge Fund | $702M | 11 | Feb 24, 2023 |
| Tcw Skyline Lending, L.P. | Hedge Fund | $664M | 3 | Mar 28, 2018 |
| Tcw Direct Lending Structured Solutions 2019 LLC | Hedge Fund | $609M | 12 | Mar 27, 2020 |
| Tcw Securitized Opportunities, L.P. | Other Private Fund | $565M | 50 | Mar 30, 2012 |
| Tcw Rescue Financing Fund LP | Hedge Fund | $538M | 37 | Mar 29, 2021 |
| Tcw Clo 2020-1, Ltd. | Securitized Asset Fund | $500M | 0 | Mar 29, 2021 |
| Tcw Clo 2017-1, Ltd. | Securitized Asset Fund | $499M | 0 | Mar 28, 2018 |
| Tcw Brazos Fund LLC | Hedge Fund | $445M | 3 | Mar 28, 2018 |
| Tcw Clo 2023-2, Ltd. | Securitized Asset Fund | $402M | 0 | Mar 28, 2024 |
| Tcw Clo 2021-1, Ltd. | Securitized Asset Fund | $401M | 0 | Mar 29, 2021 |
| Tcw Clo 2019-1 Amr, Ltd. | Securitized Asset Fund | $401M | 0 | Mar 27, 2020 |
| Tcw Clo 2021-2, Ltd. | Securitized Asset Fund | $401M | 0 | Mar 29, 2022 |
| Tcw Clo 2022-1, Ltd. | Securitized Asset Fund | $401M | 0 | Mar 29, 2023 |
| Tcw Clo 2023-1, Ltd. | Securitized Asset Fund | $400M | 0 | Mar 28, 2024 |
| Tcw Clo 2019-2, Ltd. | Securitized Asset Fund | $400M | 0 | Mar 27, 2020 |
| Tcw Clo 2018-1, Ltd. | Securitized Asset Fund | $383M | 0 | Mar 28, 2019 |
| Tcw Rescue Financing Fund II LP | Hedge Fund | $367M | 23 | Feb 15, 2024 |
| Figueroa 2013-2 Clo, Ltd.no longer reported | Securitized Asset Fund | $364M | 0 | Mar 28, 2014 |
| Davis Square Funding Vi, Ltd.*no longer reported | Securitized Asset Fund | $341M | 0 | Mar 30, 2012 |
| West Virginia Direct Lending LLC | Hedge Fund | $340M | 2 | Mar 28, 2018 |
| Figueroa 2013-1 Clo, Ltd.no longer reported | Securitized Asset Fund | $285M | 0 | Mar 28, 2014 |
| Gem Ligos III, Limited*no longer reported | Securitized Asset Fund | $246M | 0 | Mar 30, 2012 |
| Tcw Direct Lending Private Fund Viii LP | Hedge Fund | $210M | 18 | May 9, 2023 |
| First 2004-I Clo, Ltd.*no longer reported | Securitized Asset Fund | $194M | 0 | Mar 30, 2012 |
| Figueroa 2014-1 Clo, Ltd.no longer reported | Securitized Asset Fund | $183M | 0 | Mar 31, 2015 |
| Tcw Minnesota Securitized Opportunities Fund LP | Other Private Fund | $180M | 1 | Mar 29, 2022 |
| Tcw Special Mortgage Credits Fund II, L.P. Series Bno longer reported | Private Equity Fund | $178M | 124 | Mar 30, 2012 |
| Tcw Special Mortgage Credits Master Fund, L.P. Series Bno longer reported | Private Equity Fund | $173M | 50 | Mar 30, 2012 |
| Grand Avenue Cdo II, Ltd.*no longer reported | Securitized Asset Fund | $171M | 0 | Mar 30, 2012 |
| Tcw Senior Secured Loan Fund, L.P.no longer reported | Other Private Fund | $165M | 34 | Mar 30, 2012 |
| Grand Avenue Cdo III Ltd.*no longer reported | Securitized Asset Fund | $152M | 0 | Mar 30, 2012 |
| Tcw/Palmetto State Partners, LLCno longer reported | Private Equity Fund | $151M | 1 | Mar 30, 2012 |
| Davis Square Funding I, Ltd.*no longer reported | Securitized Asset Fund | $149M | 0 | Mar 30, 2012 |
| Grand Avenue Cdo I, Ltd.*no longer reported | Securitized Asset Fund | $138M | 0 | Mar 30, 2012 |
| Momentum Capital Fund, Ltd.*no longer reported | Securitized Asset Fund | $110M | 0 | Mar 30, 2012 |
| Far East Funding I Spc, Limited*no longer reported | Securitized Asset Fund | $100M | 0 | Mar 30, 2012 |
| Oak Canyon*no longer reported | Securitized Asset Fund | $82.0M | 0 | Mar 30, 2012 |
| Tcw Residential Capital Structure Arbitrage Fund, L.P. | Other Private Fund | $80.2M | 433 | Mar 30, 2017 |
| Tcw Direct Lending Viii LLC Cayman Feeder, L.P. | Private Equity Fund | $74.2M | 2 | Mar 29, 2023 |
| Nj/Tcw Direct Lending LLC | Private Equity Fund | $72.5M | 3 | Mar 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- John Andrew Bowden · Executive Vice President, General Counsel And Secretarycontrolsince 09/2023 · owns less than 5%
- Agnes Kathryn Koch · Board Member, President, Chief Executive Officercontrolsince 02/2023 · owns less than 5%
- Irwin Marc Stern · Board Member, Chairmancontrolsince 02/2013 · owns less than 5%
- Lynn Melissa Stolfi · Executive Vice President And Chief Operating Officercontrolsince 03/2024 · owns less than 5%
- Manuel Richard Villa · Executive Vice President, Chief Financial Officercontrolsince 07/2021 · owns less than 5%
- Gladys Xiques · Global Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
Entity owners
- The Tcw Group, Inc. · Sole Memberdirect · owns 75% or more
- Clipper Acquisitions Corp. · Shareholderindirect · owns 75% or more of The Tcw Group, Inc.
- Clipper Gp, L.L.C. · General Partnerindirect · owns F of Clipper Holding, L.P.
- Clipper Holding, L.P. · Shareholderindirect · owns 75% or more of Clipper Intermediate Corp.
- Clipper Intermediate Corp. · Shareholderindirect · owns 75% or more of Clipper Acquisitions Corp.
- Nippon Life Americas, Inc. · Shareholderindirect · owns 25% to 50% of Clipper Holding, L.P.
- Nippon Life Insurance Company · Shareholderindirect · owns 75% or more of Nippon Life Americas, Inc.
Related persons
Schedule D 7.A
- Bf IV Advisors, LPpooled vehicle sponsorn
- Bf V Advisors, LLCpooled vehicle sponsorn
- Bf Vi Advisors, LLCpooled vehicle sponsorn
- Buchanan Investment Advisors, LLCpooled vehicle sponsorn
- Buchanan Street Partners, L.P.investment adviserinvestment companypooled vehicle sponsornRAUM $1.6B
- Metropolitan West Asset Management LLCinvestment adviserbankyRAUM $79B
- Nb Real Property, L.P.pooled vehicle sponsorn
- P. T. Bahana Tcw Investment Managementinvestment adviserpooled vehicle sponsory
- Sepulveda Gp LLCpooled vehicle sponsorn
- Sepulveda Management LLCinvestment adviseryRAUM $355M
- Tcw Asia Limitedbroker-dealern
- Tcw Asset Management Company International Limitedinvestment adviserpooled vehicle sponsory
- Tcw Australia Pty Ltdinvestment advisery
- Tcw Dlpf8 Gp LLCpooled vehicle sponsory
- Tcw Europe Limitedinvestment advisern
- Tcw Funds Distributors LLCbroker-dealern
- Tcw Investment Management Company LLCinvestment adviserbankpooled vehicle sponsornRAUM $39B
- Tcw Italy Sim S.P.A.investment advisern
- Tcw Japan, Ltd.investment advisery
- Tcw Lama Gp LLCpooled vehicle sponsory
- Tcw Market Neutral Gp, LLCpooled vehicle sponsory
- Tcw Mof III Gp, LLCpooled vehicle sponsory
- Tcw Private Funds Management LLCpooled vehicle sponsory
- Tcw Rescue Financing Gp LLCpooled vehicle sponsory
- Tcw Rescue Financing II Gp LLCpooled vehicle sponsory
- Tcw Singapore Asset Management Pte. Ltd.investment advisery
Advisers that list Tcw Asset Management Company LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY27 employees
- Boston, MA6 employees
- Los Angeles, CA2 employees
- , 1 employees
- London, United Kingdom1 employees
- , 1 employees
- Danville, CA1 employees
- Chicago, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 212 to 218Jan 9, 2026 to Mar 27, 2026
- Advisory employees · 153 to 145Jan 9, 2026 to Mar 27, 2026
- Corporate clients · 14 to 12Jan 9, 2026 to Mar 27, 2026
- Pension plan clients · 25 to 22Jan 9, 2026 to Mar 27, 2026
- Pooled vehicle clients · 79 to 84Jan 9, 2026 to Mar 27, 2026
- Assets in custody · $2.3B to $2.7BJan 9, 2026 to Mar 27, 2026
- Employees · 440 to 431Jan 9, 2026 to Mar 27, 2026
- Insurance-licensed employees · 19 to 20Jan 9, 2026 to Mar 27, 2026
- State-registered IARs · 19 to 20Jan 9, 2026 to Mar 27, 2026
- Private funds · 35 to 39Jan 9, 2026 to Mar 27, 2026
- Discretionary RAUM · $70B to $81BJan 9, 2026 to Mar 27, 2026
- HNW RAUM · $311M to $637MJan 9, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $71.6MJan 9, 2026 to Mar 27, 2026
- Pension RAUM · $6.5B to $6.4BJan 9, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $28B to $30BJan 9, 2026 to Mar 27, 2026
- RAUM · $70B to $81BJan 9, 2026 to Mar 27, 2026
- Accounts · 234 to 212Oct 10, 2024 to Mar 28, 2025
- Advisory employees · 145 to 153Oct 10, 2024 to Mar 28, 2025
- BD registered reps · 80 to 87Oct 10, 2024 to Mar 28, 2025
- Corporate clients · 20 to 14Oct 10, 2024 to Mar 28, 2025
- HNW clients · 26 to 19Oct 10, 2024 to Mar 28, 2025
- Pension plan clients · 26 to 25Oct 10, 2024 to Mar 28, 2025
- Pooled vehicle clients · 70 to 79Oct 10, 2024 to Mar 28, 2025
- Assets in custody · $2.3B to $2.3BOct 10, 2024 to Mar 28, 2025
- Employees · 423 to 440Oct 10, 2024 to Mar 28, 2025
- Insurance-licensed employees · 17 to 19Oct 10, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 10, 2024 to Mar 28, 2025
- State-registered IARs · 17 to 19Oct 10, 2024 to Mar 28, 2025
- Private funds · 33 to 35Oct 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $64B to $70BOct 10, 2024 to Mar 28, 2025
- HNW RAUM · $263M to $311MOct 10, 2024 to Mar 28, 2025
- Pension RAUM · $7.3B to $6.5BOct 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $24B to $28BOct 10, 2024 to Mar 28, 2025
- RAUM · $64B to $70BOct 10, 2024 to Mar 28, 2025
- Accounts · 256 to 234Feb 15, 2024 to Mar 28, 2024
- Advisory employees · 154 to 145Feb 15, 2024 to Mar 28, 2024
- BD registered reps · 94 to 80Feb 15, 2024 to Mar 28, 2024
- Charity clients · 13 to 5Feb 15, 2024 to Mar 28, 2024
- Corporate clients · 21 to 20Feb 15, 2024 to Mar 28, 2024
- HNW clients · 32 to 26Feb 15, 2024 to Mar 28, 2024
Signals
16 dated events
- Alexander Beckman Mcculloch left Tcw Asset Management Company Llc for Northside Capital Management Llc (registered 2025-11-20)Sep 30, 2024 · Advisor changed firm · fact
- Meredith Jackson (Board Member, Executive Vice President And Senior Advisor) no longer on Schedule A of Tcw Asset Management Company Llc (listed 2024-02-15, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Tech Elizabeth Kraninger (Executive Vice President And Chief Operating Officer) no longer on Schedule A of Tcw Asset Management Company Llc (listed 2024-02-15, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- L Melissa Stolfi (Executive Vice President And Chief Operating Officer) appeared on Schedule A of Tcw Asset Management Company LlcMar 28, 2024 · Control person joined · fact
- John Andrew Bowden (Executive Vice President, General Counsel And Secretary) appeared on Schedule A of Tcw Asset Management Company LlcOct 2, 2023 · Control person joined · fact
- Brian David Lippman (Board Member, President, Chief Executive Officer) no longer on Schedule A of Tcw Asset Management Company Llc (listed 2022-03-29, absent 2023-02-24)Feb 24, 2023 · Control person left · inference
- Ridings Laird Landmann (Manager) no longer on Schedule A of Tcw Asset Management Company Llc (listed 2022-03-29, absent 2023-02-24)Feb 24, 2023 · Control person left · inference
- Agnes Kathryn Koch (Board Member, President, Chief Executive Officer) appeared on Schedule A of Tcw Asset Management Company LlcFeb 24, 2023 · Control person joined · fact
- Ridings Laird Landmann (Manager) appeared on Schedule A of Tcw Asset Management Company LlcFeb 26, 2021 · Control person joined · fact
- Tech Elizabeth Kraninger (Chief Operating Officer) appeared on Schedule A of Tcw Asset Management Company LlcFeb 26, 2021 · Control person joined · fact
- Gladys Xiques (Global Chief Compliance Officer) appeared on Schedule A of Tcw Asset Management Company LlcJan 8, 2021 · Control person joined · fact
- Stephen David Devito (Board Member, Executive Vice President, Chief Operating Officer) no longer on Schedule A of Tcw Asset Management Company Llc (listed 2020-06-17, absent 2021-01-08)Jan 8, 2021 · Control person left · inference
- Alan Jeffrey Engelsman (Global Chief Compliance Officer) no longer on Schedule A of Tcw Asset Management Company Llc (listed 2020-06-17, absent 2021-01-08)Jan 8, 2021 · Control person left · inference
- Tcw Asset Management Company Llc reported 15 state-registered advisory representatives, up from 0 (2018-03-28 to 2019-03-28)Mar 28, 2019 · Advisor headcount change · derived
- Tcw Asset Management Company Llc reported 0 state-registered advisory representatives, down from 15 (2018-02-05 to 2018-03-28)Mar 28, 2018 · Advisor headcount change · derived
- Tcw Asset Management Co reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 5, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- TCW Asset Management Company LLC · Independent Sponsorsshared crd · capital_provider
- TCW Asset Management Company LLC · Private Equityshared crd · organization
- TCW Asset Management Company LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/THETCWGROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- TCW.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-244-0000reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026