DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Parthenon LLC
Latest filing Jan 21, 2026
First filing on the tape Mar 6, 2012 · 31 filings
SEC status approved since Apr 16, 1999
RAUM
$1.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
88%
$1.1B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$244M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.2B as of Jan 21, 2026
Mar 6, 2012$386M then
HNW client RAUM$1.1B as of Jan 21, 2026
Feb 16, 2018$544M then
State-registered IARs (5.B.3)5 as of Jan 21, 2026
Mar 6, 20120 then
Employees (5.A)7 as of Jan 21, 2026
Jan 30, 20136 then
Private funds1 as of Jan 21, 2026
Mar 6, 20121 then
RAUM +8.7% over the last fiscal year+12% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jan 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $244MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B88%
- Corporations and businesses$66.9M5.5%
- Charitable organizations$40.7M3.3%
- Pension and profit-sharing plans$18.9M1.5%
- Pooled investment vehicles$17.8M1.5%
- Individual clients
- n/areported
- HNW clients
- 219reported
- Pension plan clients
- 4reported
- Charitable clients
- 10reported
- Accounts
- 461reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.88 fund_share=0.01 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Todd Parker LoweCertified Financial Planner, Chartered Financial Analyst | Louisville, Ky | Apr 15, 2024 | 43 y | 0 |
| Matthew William CarperChartered Financial Analyst | Louisville, Ky | Apr 15, 2024 | 26 y | 0 |
| Thomas Alexander Corea | Louisville, Ky | Apr 29, 2024 | 39 y | 0 |
| Tony Howard Coffey | Louisville, Ky | Apr 29, 2024 | 32 y | 0 |
| John Mcferran Barr, II | Louisville, Ky | Jul 25, 2024 | 44 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fort Nelson Partners, LP | Hedge Fund | $17.8M | 31 | Mar 6, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Mcferran John II Barr · Chairmancontrolsince 03/1999 · owns 10% to 25%
- Howard Tony Coffey · Chief Financial Officercontrolsince 03/1999 · owns 10% to 25%
- Alexander Thomas Corea · Chief Executive Officercontrolsince 03/1999 · owns 25% to 50%
- Parker Todd Lowe · President, Chief Compliance Officercontrolsince 12/1998 · owns 10% to 25%
- William Matthew Carper · Senior Vice Presidentsince 09/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Ky · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 470 to 461Jan 24, 2025 to Jan 21, 2026
- Charity clients · 11 to 10Jan 24, 2025 to Jan 21, 2026
- Corporate clients · 11 to 9Jan 24, 2025 to Jan 21, 2026
- HNW clients · 217 to 219Jan 24, 2025 to Jan 21, 2026
- Assets in custody · $43.7M to $46.5MJan 24, 2025 to Jan 21, 2026
- Discretionary RAUM · $1.1B to $1.2BJan 24, 2025 to Jan 21, 2026
- HNW RAUM · $987M to $1.1BJan 24, 2025 to Jan 21, 2026
- Non-discretionary RAUM · $14.8M to $15.9MJan 24, 2025 to Jan 21, 2026
- Pension RAUM · $15.9M to $18.9MJan 24, 2025 to Jan 21, 2026
- Pooled vehicle RAUM · $18.5M to $17.8MJan 24, 2025 to Jan 21, 2026
- RAUM · $1.1B to $1.2BJan 24, 2025 to Jan 21, 2026
- Accounts · 451 to 470Aug 20, 2024 to Jan 24, 2025
- Charity clients · 10 to 11Aug 20, 2024 to Jan 24, 2025
- HNW clients · 212 to 217Aug 20, 2024 to Jan 24, 2025
- Assets in custody · $31.3M to $43.7MAug 20, 2024 to Jan 24, 2025
- Financial planning clients · unset to Aug 20, 2024 to Jan 24, 2025
- Discretionary RAUM · $976M to $1.1BAug 20, 2024 to Jan 24, 2025
- HNW RAUM · $877M to $987MAug 20, 2024 to Jan 24, 2025
- Non-discretionary RAUM · $17.9M to $14.8MAug 20, 2024 to Jan 24, 2025
- Pension RAUM · $13.5M to $15.9MAug 20, 2024 to Jan 24, 2025
- Pooled vehicle RAUM · $13.8M to $18.5MAug 20, 2024 to Jan 24, 2025
- RAUM · $994M to $1.1BAug 20, 2024 to Jan 24, 2025
- Accounts · 438 to 451Jan 26, 2023 to Jan 26, 2024
- Corporate clients · 10 to 11Jan 26, 2023 to Jan 26, 2024
- HNW clients · 211 to 212Jan 26, 2023 to Jan 26, 2024
- Pension plan clients · 3 to 4Jan 26, 2023 to Jan 26, 2024
- Assets in custody · $12.4M to $31.3MJan 26, 2023 to Jan 26, 2024
- Discretionary RAUM · $844M to $976MJan 26, 2023 to Jan 26, 2024
- HNW RAUM · $766M to $877MJan 26, 2023 to Jan 26, 2024
- Non-discretionary RAUM · $15.4M to $17.9MJan 26, 2023 to Jan 26, 2024
- Pension RAUM · $8.3M to $13.5MJan 26, 2023 to Jan 26, 2024
- Pooled vehicle RAUM · $13.3M to $13.8MJan 26, 2023 to Jan 26, 2024
- RAUM · $860M to $994MJan 26, 2023 to Jan 26, 2024
- Accounts · 427 to 438Aug 24, 2022 to Jan 26, 2023
- Charity clients · 9 to 10Aug 24, 2022 to Jan 26, 2023
- Corporate clients · 12 to 10Aug 24, 2022 to Jan 26, 2023
- HNW clients · 210 to 211Aug 24, 2022 to Jan 26, 2023
- Assets in custody · $30.2M to $12.4MAug 24, 2022 to Jan 26, 2023
- Discretionary RAUM · $987M to $844MAug 24, 2022 to Jan 26, 2023
- HNW RAUM · $874M to $766MAug 24, 2022 to Jan 26, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 502-327-5660reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-212-7050reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- PARTHENONLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 502-327-5660reportedpublic record, Form ADV, Jan 21, 2026
- Contact form
- parthenonllc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- parthenonllc.com/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $244Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026