DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Columbia Partners, L.L.C. Investment Management

Former SEC-registered adviserCRD 107855SEC 801-50156IAPD
Latest filing Mar 31, 2019
First filing on the tape Mar 30, 2012 · 16 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2018
Mar 30, 2012$3.1B then
HNW client RAUM$0 as of Mar 31, 2019
Mar 30, 2018$16.8M then
State-registered IARs (5.B.3)0 as of Mar 31, 2019
Apr 1, 20130 then
Employees (5.A)2 as of Mar 31, 2019
Apr 1, 201323 then
Private funds3 as of Mar 30, 2018
Mar 30, 20123 then
RAUM n/a over the last fiscal yearIARs 3 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
-100%derived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    3 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Victor Equity Fund, LPHedge Fund$288M63Mar 30, 2012
    Victor Equity Fund, Ltd.Hedge Fund$111M14Mar 30, 2012
    Victor Equity Fund II, Ltdno longer reportedHedge Fund$01Mar 30, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Jay Steven Binder · Principal, Management Committee Member And Unitholdercontrol
      since 10/2002 · owns 10% to 25%
    • Winslow Terence Collins · Principal, Vice Chairman Of Management Committee,And Unitholdercontrol
      since 10/2002 · owns 5% to 10%
    • Glenn Lester Fant · Management Committee Membercontrol
      since 10/1995 · owns less than 5%
    • Dunlop Kenneth Scott · President, Chief Operating Officer, Member Of Executive Committee/Management Committee And Unitholder; Chief Compliance Officercontrol
      since 10/2002 · owns 5% to 10%
    • A Robert Vonpentz · Principal, Chairman Of Management Committee, Member Unitholdercontrol
      since 10/1995 · owns 10% to 25%
    • Hoyle Rhys Williams · Principal, Acting Chief Investment Officer, Sr. Equity Portfolio Manager, Management Committee Member And Unitholdercontrol
      since 08/1997 · owns 10% to 25%
    • Glenn Lester Fant · Unitholder And Management Committe Membercontrol
      since 01/1995 · owns 75% or more of Galway Partners, L.L.C.
    Entity owners
    • Galway Capital Management, L.L.C. · Unitholder
      direct · owns 10% to 25%
    • 1096, Inc (Formerly Ehp Corporation) · Class A Unitholder
      indirect · owns 25% to 50% of Galway Capital Management, L.L.C.
    • E.H. Patterson Trust · Unitholder
      indirect · owns 75% or more of Galway Partners, L.L.C.
    • Galway Partners, L.L.C. · Unitholder
      indirect · owns 25% to 50% of Galway Capital Management, L.L.C.
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • HNW clients · 8 to 0
      Nov 9, 2018 to Mar 31, 2019
    • Pension plan clients · 4 to 0
      Nov 9, 2018 to Mar 31, 2019
    • Pooled vehicle clients · 3 to 0
      Nov 9, 2018 to Mar 31, 2019
    • Assets in custody · 837358751.0 to unset
      Nov 9, 2018 to Mar 31, 2019
    • Custody of client assets · true to false
      Nov 9, 2018 to Mar 31, 2019
    • Employees · 8 to 2
      Nov 9, 2018 to Mar 31, 2019
    • HQ city · CHEVY CHASE to unset
      Nov 9, 2018 to Mar 31, 2019
    • HQ state · MD to unset
      Nov 9, 2018 to Mar 31, 2019
    • State-registered IARs · 2 to 0
      Nov 9, 2018 to Mar 31, 2019
    • Other offices · 1 to 0
      Nov 9, 2018 to Mar 31, 2019
    • Private funds · 3 to unset
      Nov 9, 2018 to Mar 31, 2019
    • Discretionary RAUM · 878412062.0 to unset
      Nov 9, 2018 to Mar 31, 2019
    • HNW RAUM · $10.4M to $0
      Nov 9, 2018 to Mar 31, 2019
    • Non-discretionary RAUM · 0.0 to unset
      Nov 9, 2018 to Mar 31, 2019
    • Pension RAUM · $278M to $0
      Nov 9, 2018 to Mar 31, 2019
    • Pooled vehicle RAUM · $590M to $0
      Nov 9, 2018 to Mar 31, 2019
    • RAUM · 878412062.0 to unset
      Nov 9, 2018 to Mar 31, 2019
    • Accounts · 15.0 to unset
      Nov 9, 2018 to Mar 31, 2019
    • Advisory employees · 7 to 1
      Nov 9, 2018 to Mar 31, 2019
    • Advisory activities · 4 to 1
      Nov 9, 2018 to Mar 31, 2019
    • Accounts · 79 to 15
      Mar 30, 2018 to May 9, 2018
    • Advisory employees · 15 to 7
      Mar 30, 2018 to May 9, 2018
    • Advisory activities · 6 to 4
      Mar 30, 2018 to May 9, 2018
    • Charity clients · 5 to 0
      Mar 30, 2018 to May 9, 2018
    • Corporate clients · 1 to 0
      Mar 30, 2018 to May 9, 2018
    • HNW clients · 13 to 8
      Mar 30, 2018 to May 9, 2018
    • Pension plan clients · 38 to 4
      Mar 30, 2018 to May 9, 2018
    • Pooled vehicle clients · 2 to 3
      Mar 30, 2018 to May 9, 2018
    • Assets in custody · $697M to $837M
      Mar 30, 2018 to May 9, 2018
    • Employees · 15 to 8
      Mar 30, 2018 to May 9, 2018
    • State-registered IARs · 3 to 2
      Mar 30, 2018 to May 9, 2018
    • Discretionary RAUM · $1.7B to $878M
      Mar 30, 2018 to May 9, 2018
    • HNW RAUM · $16.8M to $10.4M
      Mar 30, 2018 to May 9, 2018
    • Non-discretionary RAUM · $132M to $0
      Mar 30, 2018 to May 9, 2018
    • Pension RAUM · $1.1B to $278M
      Mar 30, 2018 to May 9, 2018
    • Pooled vehicle RAUM · $508M to $590M
      Mar 30, 2018 to May 9, 2018
    • RAUM · $1.8B to $878M
      Mar 30, 2018 to May 9, 2018
    • Accounts · 155 to 79
      Sep 29, 2017 to Mar 30, 2018
    • Advisory employees · 13 to 15
      Sep 29, 2017 to Mar 30, 2018
    • Charity clients · unset to 5.0
      Sep 29, 2017 to Mar 30, 2018
    Signals
    1 dated events
    • Columbia Partners, L.L.C. Investment Management reported RAUM $878.4M, down 52% from $1.8B (2018-03-30 to 2018-05-09)
      May 9, 2018 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026