DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cooke & Bieler, L.P.
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 21 filings
SEC status approved since Jun 8, 2001
RAUM
$11B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
4.0%
$425M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$754M
derived; firm RAUM over IAPD count
Employees
32
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$11B as of Mar 30, 2026
Mar 30, 2012$4.5B then
HNW client RAUM$413M as of Mar 30, 2026
Mar 23, 2018$584M then
State-registered IARs (5.B.3)14 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)32 as of Mar 30, 2026
Apr 1, 201330 then
Private funds: no history
RAUM -7.1% over the last fiscal year-0.4% a year over threeIARs 13 to 14
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $754MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $50.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 63%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 7.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.7%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$5.1B48%
- Investment companies$3.0B28%
- Pension and profit-sharing plans$1.1B10%
- Charitable organizations$508M4.8%
- High-net-worth individuals$413M3.9%
- Pooled investment vehicles$264M2.5%
- Corporations and businesses$215M2.0%
- Individuals$11.7M0.1%
- Individual clients
- 24reported
- HNW clients
- 86reported
- Pension plan clients
- 20reported
- Charitable clients
- 37reported
- Accounts
- 209reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.31 institutional_share=0.63 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mehul TrivediChartered Financial Analyst | Philadelphia, Pa | Jun 8, 2001 | 28 y | 0 |
| Michael Mccauley MeyerChartered Financial Analyst | Philadelphia, Pa | Jun 8, 2001 | 32 y | 0 |
| Richard James O'NeilChartered Financial Analyst | Philadelphia, Pa | Jun 8, 2001 | 36 y | 0 |
| Thaddeus Timothy Fletcher | Philadelphia, Pa | Sep 5, 2002 | 30 y | 1 |
| Edward W O'ConnorChartered Financial Analyst | Philadelphia, Pa | Oct 1, 2002 | 20 y | 0 |
| John Stagg Hamblett | Philadelphia, Pa | Jun 21, 2004 | 35 y | 1 |
| Steve W LyonsChartered Financial Analyst | Philadelphia, Pa | May 7, 2009 | 20 y | 0 |
| William Francis WeberChartered Financial Analyst | Philadelphia, Pa | Jan 27, 2011 | 16 y | 0 |
| Andrew Bell ArmstrongChartered Financial Analyst | Philadelphia, Pa | Oct 13, 2014 | 12 y | 0 |
| Patrick Aloysius Mcdonnell | Philadelphia, Pa | Sep 20, 2016 | 30 y | 0 |
| Wesley Zhu Wen LimChartered Financial Analyst | Philadelphia, Pa | Nov 26, 2018 | 10 y | 0 |
| Joseph Punzi | Philadelphia, Pa | Mar 27, 2023 | 11 y | 0 |
| Kelly Nicole Patrick | Philadelphia, Pa | May 30, 2023 | 12 y | 0 |
| Anqi Zhu | Philadelphia, Pa | Nov 10, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Daren Clark Heitman to Azarias Capital Management, L.P.Apr 1, 2014 · Other
Joined, latest
- John Stagg Hamblett from Rittenhouse Asset Management, Inc.Jun 21, 2004 · Other
- Thaddeus Timothy Fletcher from Columbia Partners, L.L.C. Investment ManagementSep 5, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W Edward O'Connor · Partnercontrolsince 05/2006 · owns 10% to 25%
- Ann Linda Perna · Chief Compliance Officercontrolsince 10/2004 · owns less than 5%
- Mehul Trivedi · Partnercontrolsince 06/2001 · owns 10% to 25%
- Peter John Mcniff · Managercontrolsince 06/2001 · owns F of Cbgp, LLC
- Peter John Mcniff · General Partnercontrolsince 06/2001 · owns F of C&B Partner, L.P.
- W Edward O'Connor · Managercontrolsince 10/2015 · owns F of Cbgp, LLC
- Ann Linda Perna · Managercontrolsince 10/2013 · owns F of Cbgp, LLC
- Mehul Trivedi · Managercontrolsince 09/2011 · owns F of Cbgp LLC
- W Steve Lyons · Partnersince 10/2012 · owns 10% to 25%
- Mccauley Michael Meyer · Partnersince 06/2001 · owns 10% to 25%
- James Richard O'Neil · Partnersince 06/2001 · owns 10% to 25%
- Francis William Weber · Partnersince 10/2016 · owns 5% to 10%
Entity owners
- Cbgp, LLC · Gpdirect · owns less than 5%
- C&B Partner, LP · Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 14 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
What changed
consecutive filings, newest first
- Accounts · 226 to 209Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 13 to 14Mar 28, 2025 to Mar 30, 2026
- Charity clients · 48 to 37Mar 28, 2025 to Mar 30, 2026
- HNW clients · 87 to 86Mar 28, 2025 to Mar 30, 2026
- Individual clients · 26 to 24Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 4Mar 28, 2025 to Mar 30, 2026
- Employees · 30 to 32Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 13 to 14Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $9.8B to $8.8BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $424M to $413MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $13.2M to $11.7MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.6B to $1.8BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $1.0B to $1.1BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $733M to $264MMar 28, 2025 to Mar 30, 2026
- RAUM · $11B to $11BMar 28, 2025 to Mar 30, 2026
- Accounts · 249 to 226Mar 29, 2024 to Mar 28, 2025
- Charity clients · 54 to 48Mar 29, 2024 to Mar 28, 2025
- HNW clients · 93 to 87Mar 29, 2024 to Mar 28, 2025
- Individual clients · 31 to 26Mar 29, 2024 to Mar 28, 2025
- Pension plan clients · 26 to 20Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 5Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $10B to $9.8BMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $454M to $424MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $15.3M to $13.2MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.7B to $1.6BMar 29, 2024 to Mar 28, 2025
- Pension RAUM · $2.1B to $1.0BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $91.4M to $733MMar 29, 2024 to Mar 28, 2025
- RAUM · $12B to $11BMar 29, 2024 to Mar 28, 2025
- Accounts · 260 to 249Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 12 to 13Mar 31, 2023 to Mar 28, 2024
- Charity clients · 55 to 54Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 13 to 10Mar 31, 2023 to Mar 28, 2024
- HNW clients · 91 to 93Mar 31, 2023 to Mar 28, 2024
- Individual clients · 38 to 31Mar 31, 2023 to Mar 28, 2024
- Pension plan clients · 28 to 26Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 12 to 13Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $9.2B to $10BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $464M to $454MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $16.5M to $15.3MMar 31, 2023 to Mar 28, 2024
Signals
2 dated events
- Cooke & Bieler, L.P. reported RAUM $11.9B, up 25% from $9.5B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Cooke & Bieler, L.P. reported RAUM $9.8B, up 92% from $5.1B (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/COOKE-&-BIELER-L-P-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- COOKE-BIELER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-246-2030reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $754Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026