DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• J•••• W••••• M••••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Nov 9, 2011 · 13 filings
SEC status approved since Feb 4, 2022
RAUM
$143M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$71.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$143M as of Mar 2, 2026
Jan 5, 2012$57.5M then
HNW client RAUM$127M as of Mar 2, 2026
Jan 20, 2023$94.2M then
State-registered IARs (5.B.3)2 as of Mar 2, 2026
Jan 5, 20120 then
Employees (5.A)2 as of Mar 2, 2026
Jan 20, 20232 then
Private funds: no history
RAUM +11% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $71.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.8MderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$127M89%
- Individuals$15.2M11%
- Individual clients
- 10reported
- HNW clients
- 13reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 59reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• B••••• J•••• | Benton, La | Nov 9, 2011 | 28 y | 0 |
| C•••• J••• J•••• | Benton, La | May 29, 2020 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• B••••• B••••• · President/Manager/Chief Compliance Officer(As Of 06/15/2004)controlsince 12/1997 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Benton, La | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 53 to 59Jan 6, 2025 to Jan 5, 2026
- HNW clients · 14 to 13Jan 6, 2025 to Jan 5, 2026
- Individual clients · 8 to 10Jan 6, 2025 to Jan 5, 2026
- Discretionary RAUM · $128M to $143MJan 6, 2025 to Jan 5, 2026
- HNW RAUM · $117M to $127MJan 6, 2025 to Jan 5, 2026
- Individual RAUM · $10.7M to $15.2MJan 6, 2025 to Jan 5, 2026
- RAUM · $128M to $143MJan 6, 2025 to Jan 5, 2026
- Accounts · 54 to 53Jan 22, 2024 to Jan 6, 2025
- HNW clients · 12 to 14Jan 22, 2024 to Jan 6, 2025
- Financial planning clients · 11-25 to 11-25Jan 22, 2024 to Jan 6, 2025
- HQ city · unset to Jan 22, 2024 to Jan 6, 2025
- HQ state · unset to Jan 22, 2024 to Jan 6, 2025
- Discretionary RAUM · $118M to $128MJan 22, 2024 to Jan 6, 2025
- HNW RAUM · $108M to $117MJan 22, 2024 to Jan 6, 2025
- Individual RAUM · $9.3M to $10.7MJan 22, 2024 to Jan 6, 2025
- RAUM · $118M to $128MJan 22, 2024 to Jan 6, 2025
- State-registered IARs · 0 to 2Jan 3, 2024 to Jan 22, 2024
- Accounts · 43 to 54Jan 20, 2023 to Jan 3, 2024
- HNW clients · 10 to 12Jan 20, 2023 to Jan 3, 2024
- Individual clients · 6 to 8Jan 20, 2023 to Jan 3, 2024
- Discretionary RAUM · $99.5M to $118MJan 20, 2023 to Jan 3, 2024
- HNW RAUM · $94.2M to $108MJan 20, 2023 to Jan 3, 2024
- Individual RAUM · $5.3M to $9.3MJan 20, 2023 to Jan 3, 2024
- RAUM · $99.5M to $118MJan 20, 2023 to Jan 3, 2024
- Accounts · 46 to 43Jan 5, 2022 to Jan 20, 2023
- HNW clients · 11 to 10Jan 5, 2022 to Jan 20, 2023
- Discretionary RAUM · $124M to $99.5MJan 5, 2022 to Jan 20, 2023
- HNW RAUM · $118M to $94.2MJan 5, 2022 to Jan 20, 2023
- Individual RAUM · $6.1M to $5.3MJan 5, 2022 to Jan 20, 2023
- RAUM · $124M to $99.5MJan 5, 2022 to Jan 20, 2023
- Accounts · 66 to 46Jan 13, 2012 to Jan 5, 2022
- Advisory employees · unset to 2.0Jan 13, 2012 to Jan 5, 2022
- Business name · B•••• J•••• W••••• M••••••••• I•• to B•••• J•••• W••••• M••••••••• L••Jan 13, 2012 to Jan 5, 2022
- Charity clients · unset to 0.0Jan 13, 2012 to Jan 5, 2022
- Corporate clients · unset to 0.0Jan 13, 2012 to Jan 5, 2022
- HNW clients · unset to 11.0Jan 13, 2012 to Jan 5, 2022
- Individual clients · unset to 6.0Jan 13, 2012 to Jan 5, 2022
- Pension plan clients · unset to 0.0Jan 13, 2012 to Jan 5, 2022
- Pooled vehicle clients · unset to 0.0Jan 13, 2012 to Jan 5, 2022
- Employees · unset to 2.0Jan 13, 2012 to Jan 5, 2022
Signals
1 dated events
- B•••• J•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 5, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 3184692830reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026