DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• C•••••• M••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Apr 2, 2012 · 17 filings
SEC status approved since Apr 9, 2014
RAUM
$271M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
65%
$176M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$136M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$271M as of Mar 30, 2026
Apr 2, 2012$76.9M then
HNW client RAUM$168M as of Mar 30, 2026
Mar 30, 2018$81.4M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Apr 2, 20120 then
Employees (5.A)4 as of Mar 30, 2026
Mar 31, 20152 then
Private funds3 as of Mar 30, 2026
Apr 2, 20123 then
RAUM +0.2% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $136MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$168M62%
- Pooled investment vehicles$80.6M30%
- Corporations and businesses$14.3M5.3%
- Individuals$8.2M3.0%
- Charitable organizations$428,7550.2%
- Individual clients
- 33reported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 122reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.65 fund_share=0.3 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• E•••••••• H••••• | Manchester, Vt | Sep 24, 2012 | 30 y | 1 |
| D••••• E• H••••• | Manchester, Vt | Oct 26, 2012 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• P•••••••• L••• | Hedge Fund | $39.4M | 48 | Apr 2, 2012 |
| H••••• H••• I••••• F•••• L••• | Hedge Fund | $24.2M | 46 | Apr 2, 2012 |
| H••••• S•••••• S••••••••• F•••• L••• | Hedge Fund | $971,970 | 5 | Apr 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• D•••••• E• · Chief Compliance Officer, Vice President, Secretarycontrolsince 01/2006 · owns less than 5%
- H•••••• D•••••• E•••••••• · Presidentcontrolsince 02/1995 · owns 75% or more
Related persons
Schedule D 7.A
- A••••• P••••••• M••••••••• L••pooled vehicle sponsory
- D••••• E• H•••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manchester, Vt · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Burlington, VT1 employees
What changed
consecutive filings, newest first
- Accounts · 120 to 122Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 5 to 6Mar 28, 2025 to Mar 30, 2026
- Individual clients · 31 to 33Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $271M to $271MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $162M to $168MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $7.7M to $8.2MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · 11964302.0 to unsetMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $74.1M to $80.6MMar 28, 2025 to Mar 30, 2026
- RAUM · $271M to $271MMar 28, 2025 to Mar 30, 2026
- Accounts · 116 to 120Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 2 to 3Mar 29, 2024 to Mar 28, 2025
- Charity clients · 0.0 to unsetMar 29, 2024 to Mar 28, 2025
- HNW clients · 72 to 76Mar 29, 2024 to Mar 28, 2025
- Individual clients · 33 to 31Mar 29, 2024 to Mar 28, 2025
- Pension plan clients · 1.0 to unsetMar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $194M to $271MMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $106M to $162MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $7.7M to $7.7MMar 29, 2024 to Mar 28, 2025
- Pension RAUM · $10.6M to $12.0MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $64.5M to $74.1MMar 29, 2024 to Mar 28, 2025
- RAUM · $194M to $271MMar 29, 2024 to Mar 28, 2025
- Accounts · 115 to 116Mar 30, 2023 to Mar 29, 2024
- Corporate clients · 6 to 5Mar 30, 2023 to Mar 29, 2024
- HNW clients · 70 to 72Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $190M to $194MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $105M to $106MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $7.4M to $7.7MMar 30, 2023 to Mar 29, 2024
- Pension RAUM · $11.7M to $10.6MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $62.1M to $64.5MMar 30, 2023 to Mar 29, 2024
- RAUM · $190M to $194MMar 30, 2023 to Mar 29, 2024
- Accounts · 105 to 115Mar 30, 2022 to Mar 30, 2023
- Corporate clients · 5 to 6Mar 30, 2022 to Mar 30, 2023
- HNW clients · 63 to 70Mar 30, 2022 to Mar 30, 2023
- Individual clients · 31 to 33Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $195M to $190MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $104M to $105MMar 30, 2022 to Mar 30, 2023
- Individual RAUM · $6.5M to $7.4MMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $13.7M to $11.7MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $67.3M to $62.1MMar 30, 2022 to Mar 30, 2023
Signals
1 dated events
- H••••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Mar 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Hutner Capital Management Inc · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 802-366-8146reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 802-366-8157reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/hutner-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://H•••••.CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 802-366-8157reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $136Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026