DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Financial Consultants Group Inc
Latest filing Jul 22, 2026
First filing on the tape Dec 9, 2021 · 16 filings
SEC status approved since Jan 10, 2022
RAUM
$188M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$185M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$31.4M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$188M as of Jul 22, 2026
Mar 28, 2022$101M then
HNW client RAUM$118M as of Jul 22, 2026
Mar 28, 2022$54.3M then
State-registered IARs (5.B.3)4 as of Jul 22, 2026
Mar 28, 20221 then
Employees (5.A)8 as of Jul 22, 2026
Mar 28, 20223 then
Private funds: no history
RAUM +35% over the last fiscal year+27% a year over threeIARs 3 to 4offices 1 to 2
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $31.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $326,121derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $4.5M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$118M63%
- Individuals$66.6M35%
- Pension and profit-sharing plans$3.5M1.8%
- Individual clients
- 171reported
- HNW clients
- 64reported
- Pension plan clients
- 10reported
- Charitable clients
- 0reported
- Accounts
- 577reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.5M for 5 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Lytal FountainCertified Financial Planner | Cumming, Ga | Oct 11, 2017 | 27 y | 7 |
| Sandra Cathleen FricksCertified Financial Planner | Cumming, Ga | May 9, 2022 | 15 y | 0 |
| Carolyn Louise FlournoyCertified Financial Planner | Cumming, Ga | Dec 5, 2024 | 14 y | 3 |
| John C. Mctyre | Cumming, Ga | Jan 27, 2026 | 11 y | 0 |
| Carson Greene | Cumming, Ga | Mar 9, 2026 | 10 y | 0 |
| Joseph R. HamptonCertified Financial Planner | Cumming, Ga | Apr 24, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Joseph Brett Richards to MML Investors Services, LLCSep 3, 2025 · RIA to affiliated broker-dealer or bank
- Tammy Marie Gruen to Chamberlain Financial Advisors, Inc.Oct 19, 2022 · RIA to a state-registered adviser
- Louise Campbell Schatke to Resource Horizons Investment Advisory, Inc.Dec 31, 2009 · Other
Joined, latest
- Joseph Brett Richards from Investperity, LLCJul 28, 2025 · Other
- Carolyn Louise Flournoy from TrufpDec 5, 2024 · RIA to RIA
- Tammy Marie Gruen from Raymond James & Associates, Inc.Jul 19, 2022 · Affiliated broker-dealer or bank to independent RIA
- David Lytal Fountain from Cambridge Investment Research Advisors, Inc.Oct 11, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lytal David Fountain · Presidentcontrolsince 01/2019 · owns 75% or more
- Cathleen Sandra Fricks · Secretary / Ccosince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cumming, Ga · principal | 6 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Alpharetta, GA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 12, 2026accounts (Item 5.F.2.f) moved from 227.0 to 577.0 (+154.0%) between the annual amendments of 2025-03-10 and 2026-03-12; the peer median change was +5.0% (3688 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 227 to 577Aug 19, 2025 to Mar 12, 2026
- Advisory employees · 3 to 4Aug 19, 2025 to Mar 12, 2026
- Corporate clients · 1 to 0Aug 19, 2025 to Mar 12, 2026
- HNW clients · 39 to 64Aug 19, 2025 to Mar 12, 2026
- Individual clients · 177 to 171Aug 19, 2025 to Mar 12, 2026
- Assets in custody · $4.0M to $4.5MAug 19, 2025 to Mar 12, 2026
- Employees · 6 to 8Aug 19, 2025 to Mar 12, 2026
- Financial planning clients · 11-25 to 51-100Aug 19, 2025 to Mar 12, 2026
- State-registered IARs · 3 to 4Aug 19, 2025 to Mar 12, 2026
- Discretionary RAUM · $137M to $185MAug 19, 2025 to Mar 12, 2026
- HNW RAUM · $74.5M to $118MAug 19, 2025 to Mar 12, 2026
- Individual RAUM · $63.0M to $66.6MAug 19, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $2.4M to $3.5MAug 19, 2025 to Mar 12, 2026
- Pension RAUM · $2.4M to $3.5MAug 19, 2025 to Mar 12, 2026
- RAUM · $140M to $188MAug 19, 2025 to Mar 12, 2026
- Other offices · 1 to 2Mar 10, 2025 to Aug 19, 2025
- Accounts · 204 to 227Mar 25, 2024 to Mar 10, 2025
- HNW clients · 29 to 39Mar 25, 2024 to Mar 10, 2025
- Individual clients · 164 to 177Mar 25, 2024 to Mar 10, 2025
- Assets in custody · $3.3M to $4.0MMar 25, 2024 to Mar 10, 2025
- Employees · 4 to 6Mar 25, 2024 to Mar 10, 2025
- Financial planning clients · 11-25 to 11-25Mar 25, 2024 to Mar 10, 2025
- Discretionary RAUM · $117M to $137MMar 25, 2024 to Mar 10, 2025
- HNW RAUM · $58.1M to $74.5MMar 25, 2024 to Mar 10, 2025
- Individual RAUM · $59.1M to $63.0MMar 25, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $1.8M to $2.4MMar 25, 2024 to Mar 10, 2025
- Pension RAUM · $1.8M to $2.4MMar 25, 2024 to Mar 10, 2025
- RAUM · $119M to $140MMar 25, 2024 to Mar 10, 2025
- Advisory employees · 2 to 3Sep 26, 2023 to Mar 8, 2024
- Accounts · 383 to 204Sep 26, 2023 to Mar 8, 2024
- HNW clients · 20 to 29Sep 26, 2023 to Mar 8, 2024
- Individual clients · 119 to 164Sep 26, 2023 to Mar 8, 2024
- Pension plan clients · 4 to 10Sep 26, 2023 to Mar 8, 2024
- Assets in custody · $2.9M to $3.3MSep 26, 2023 to Mar 8, 2024
- Financial planning clients · 1-10 to 11-25Sep 26, 2023 to Mar 8, 2024
- State-registered IARs · 2 to 3Sep 26, 2023 to Mar 8, 2024
- Discretionary RAUM · $90.2M to $117MSep 26, 2023 to Mar 8, 2024
- HNW RAUM · $36.2M to $58.1MSep 26, 2023 to Mar 8, 2024
- Individual RAUM · $53.8M to $59.1MSep 26, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $2.7M to $1.8MSep 26, 2023 to Mar 8, 2024
Signals
3 dated events
- Joseph Brett Richards left Financial Consultants Group Inc for Mml Investors Services, Llc (registered 2026-02-09)Sep 3, 2025 · Advisor changed firm · fact
- Tammy Marie Gruen left Financial Consultants Group Inc for Chamberlain Financial Advisors, Inc. (registered 2022-11-10)Oct 19, 2022 · Advisor changed firm · fact
- Financial Consultants Group Inc filed its initial SEC registration (Form ADV)Dec 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- sandee@foryourfuture.netreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-627-2121reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FINANCIAL-CONSULTANTS-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ForYourFuture.netreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 770-627-2121reportedpublic record, Form ADV, Jul 22, 2026
- Contact form
- ForYourFuture.net/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- ForYourFuture.net/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026