DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Consultants Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carolyn Louise Flournoy | Trufp independent RIA | Financial Consultants Group Inc independent RIA | RIA to RIA | May 3, 2024 | Dec 5, 2024 (216 d) |
| Tammy Marie Gruen | Raymond James & Associates, Inc. national BD | Financial Consultants Group Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Jul 19, 2022 |
| Joseph Brett Richards | Investperity, LLC unclassified | Financial Consultants Group Inc independent RIA | Other | Nov 2, 2020 | Jul 28, 2025 (1729 d) |
| David Lytal Fountain | Cambridge Investment Research Advisors, Inc. other | Financial Consultants Group Inc independent RIA | Other | Nov 15, 2017 | Oct 11, 2017 |
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4 moves match.