DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E•••• H••••• A•••• M••••••••• I•••
Legal name E•••• H••••• A•••• M••••••••• I••
Latest filing Feb 18, 2026
First filing on the tape Mar 9, 2012 · 35 filings
SEC status approved since May 28, 2021
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$158M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$53.6M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$161M as of Feb 18, 2026
Mar 9, 2012$72.4M then
HNW client RAUM$152M as of Feb 18, 2026
Mar 4, 2022$111M then
State-registered IARs (5.B.3)3 as of Feb 18, 2026
Mar 9, 20120 then
Employees (5.A)3 as of Feb 18, 2026
Feb 6, 20153 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $53.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $993,485derivedHNW RAUM over HNW clients
- Average account
- $792,748derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$152M94%
- Individuals$6.4M4.0%
- Corporations and businesses$2.5M1.6%
- Individual clients
- 46reported
- HNW clients
- 153reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 203reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• P•••••• L•••••Chartered Financial Analyst | Seattle, Wa | Aug 9, 2000 | 32 y | 0 |
| E••• E•••• T••••••Chartered Financial Analyst | Bainbridge Island, Wa | Nov 17, 2000 | 27 y | 0 |
| B•••• R•••••• M•••••• | Seattle, Wa | Apr 10, 2015 | 21 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• A•••••• P•••••• · Presidentcontrolsince 01/2009 · owns 75% or more
- M••••••• B••••• R•••••• · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- R•••• B•••• · Portfolio Managersince 09/2022 · owns less than 5%
Related persons
Schedule D 7.A
- E••• E• T••••••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 188 to 203Feb 12, 2025 to Feb 18, 2026
- HNW clients · 127 to 153Feb 12, 2025 to Feb 18, 2026
- Individual clients · 57 to 46Feb 12, 2025 to Feb 18, 2026
- Discretionary RAUM · $140M to $161MFeb 12, 2025 to Feb 18, 2026
- HNW RAUM · $126M to $152MFeb 12, 2025 to Feb 18, 2026
- Individual RAUM · $11.0M to $6.4MFeb 12, 2025 to Feb 18, 2026
- RAUM · $140M to $161MFeb 12, 2025 to Feb 18, 2026
- Accounts · 184 to 188Mar 13, 2024 to Feb 12, 2025
- Corporate clients · 3 to 4Mar 13, 2024 to Feb 12, 2025
- HNW clients · 128 to 127Mar 13, 2024 to Feb 12, 2025
- Individual clients · 53 to 57Mar 13, 2024 to Feb 12, 2025
- Financial planning clients · 0 to 0Mar 13, 2024 to Feb 12, 2025
- HQ city · unset to Mar 13, 2024 to Feb 12, 2025
- HQ state · unset to Mar 13, 2024 to Feb 12, 2025
- Discretionary RAUM · $131M to $140MMar 13, 2024 to Feb 12, 2025
- HNW RAUM · $121M to $126MMar 13, 2024 to Feb 12, 2025
- Individual RAUM · $8.2M to $11.0MMar 13, 2024 to Feb 12, 2025
- RAUM · $131M to $140MMar 13, 2024 to Feb 12, 2025
- Accounts · 181 to 184Nov 28, 2023 to Mar 13, 2024
- Corporate clients · 5 to 3Nov 28, 2023 to Mar 13, 2024
- HNW clients · 124 to 128Nov 28, 2023 to Mar 13, 2024
- Individual clients · 52 to 53Nov 28, 2023 to Mar 13, 2024
- Discretionary RAUM · $113M to $131MNov 28, 2023 to Mar 13, 2024
- HNW RAUM · $102M to $121MNov 28, 2023 to Mar 13, 2024
- Individual RAUM · $9.0M to $8.2MNov 28, 2023 to Mar 13, 2024
- RAUM · $113M to $131MNov 28, 2023 to Mar 13, 2024
- Accounts · 149 to 181Sep 2, 2022 to Mar 10, 2023
- Corporate clients · 3 to 5Sep 2, 2022 to Mar 10, 2023
- HNW clients · 117 to 124Sep 2, 2022 to Mar 10, 2023
- Individual clients · 29 to 52Sep 2, 2022 to Mar 10, 2023
- Discretionary RAUM · $119M to $113MSep 2, 2022 to Mar 10, 2023
- HNW RAUM · $111M to $102MSep 2, 2022 to Mar 10, 2023
- Individual RAUM · $5.2M to $9.0MSep 2, 2022 to Mar 10, 2023
- RAUM · $119M to $113MSep 2, 2022 to Mar 10, 2023
- Accounts · 143 to 149May 13, 2021 to Mar 4, 2022
- Corporate clients · 1 to 3May 13, 2021 to Mar 4, 2022
- HNW clients · 105 to 117May 13, 2021 to Mar 4, 2022
- Individual clients · 37 to 29May 13, 2021 to Mar 4, 2022
- Discretionary RAUM · $98.8M to $119MMay 13, 2021 to Mar 4, 2022
- HNW RAUM · $102M to $111MMay 13, 2021 to Mar 4, 2022
Signals
3 dated events
- Richard B•••• Mcauley (Chief Compliance Officer) appeared on Schedule A of E•••• H••••• A•••• M••••••••• I•••Nov 28, 2023 · Control person joined · fact
- Ufuk Ince (Chief Compliance Officer) no longer on Schedule A of E•••• H••••• A•••• M••••••••• I••• (listed 2022-09-02, absent 2023-03-10)Mar 10, 2023 · Control person left · inference
- E•••• H••••• A•••• M••••••••• I••• filed its initial SEC registration (Form ADV)Jun 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i••••••@e••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 206-224-4101reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 206-300-1423reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- e••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 206-300-1423reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- e••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026