DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K• • P••••••• M••••••••• C• L••
Latest filing Sep 16, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Apr 7, 2000
RAUM
$52.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$52.8M as of Mar 31, 2026
Mar 30, 2012$53.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 28, 20131 then
Employees (5.A)6 as of Mar 31, 2026
Mar 28, 20134 then
Private funds1 as of Mar 31, 2026
Mar 30, 20121 then
RAUM -7.7% over the last fiscal year-12% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- $26.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $52.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $52.8M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$52.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $52.8M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••• B••••••• • P••••••• L• | Hedge Fund | $70.5M | 35 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K•••• A•••••• S• · Senior Vice President And Directorcontrolsince 07/2015 · owns less than 5%
- K•••• T•••••• G••••• · Chairman, President, Chief Compliance Officer, Asst. Secretary, Treasurer And Directorcontrolsince 03/2000 · owns less than 5%
Entity owners
- K• H•••••• C•••••• L•• · Shareholderdirect · owns 75% or more
- T••••• G• K••• F••••• T•••• · Stockholderindirect · owns 75% or more of K• H•••••• C•••••• L••
Related persons
Schedule D 7.A
- K••• B••••••• A••••••• L••investment advisernRAUM $499M
- K••• B••••••• A•••• M••••••••• C•••investment adviserpooled vehicle sponsornRAUM $18.5M
- K••• B••••••• L••broker-dealern
Advisers that list K• • P••••••• M••••••••• C• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 31, 2026 to Sep 16, 2026
- BD registered reps · 6 to 5Mar 31, 2026 to Sep 16, 2026
- Employees · 6 to 5Mar 31, 2026 to Sep 16, 2026
- Insurance-licensed employees · 3 to 2Mar 31, 2026 to Sep 16, 2026
- Financial planning clients · to unsetMar 31, 2026 to Sep 16, 2026
- State-registered IARs · 3 to 2Mar 31, 2026 to Sep 16, 2026
- Private funds · 1 to unsetMar 31, 2026 to Sep 16, 2026
- Succession · false to unsetMar 31, 2026 to Sep 16, 2026
- Assets in custody · $57.2M to $52.8MMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $57.2M to $52.8MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $57.2M to $52.8MMar 31, 2025 to Mar 31, 2026
- RAUM · $57.2M to $52.8MMar 31, 2025 to Mar 31, 2026
- Assets in custody · $70.5M to $57.2MMar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $70.5M to $57.2MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $70.5M to $57.2MMar 28, 2024 to Mar 31, 2025
- RAUM · $70.5M to $57.2MMar 28, 2024 to Mar 31, 2025
- BD registered reps · 5 to 6Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $77.5M to $70.5MMar 31, 2023 to Mar 28, 2024
- Insurance-licensed employees · 1 to 3Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 3Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $77.5M to $70.5MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $77.5M to $70.5MMar 31, 2023 to Mar 28, 2024
- RAUM · $77.5M to $70.5MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 2 to 3Oct 31, 2022 to Mar 31, 2023
- BD registered reps · 2 to 5Oct 31, 2022 to Mar 31, 2023
- Assets in custody · $78.1M to $77.5MOct 31, 2022 to Mar 31, 2023
- Employees · 2 to 6Oct 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $78.1M to $77.5MOct 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $78.1M to $77.5MOct 31, 2022 to Mar 31, 2023
- RAUM · $78.1M to $77.5MOct 31, 2022 to Mar 31, 2023
- Assets in custody · $63.8M to $78.1MMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $63.8M to $78.1MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $63.8M to $78.1MMar 31, 2021 to Mar 31, 2022
- RAUM · $63.8M to $78.1MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 1.0Jan 15, 2021 to Mar 31, 2021
- Assets in custody · $74.6M to $63.8MJan 15, 2021 to Mar 31, 2021
- Discretionary RAUM · $74.6M to $63.8MJan 15, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · unset to 63805898.0Jan 15, 2021 to Mar 31, 2021
- RAUM · $74.6M to $63.8MJan 15, 2021 to Mar 31, 2021
Signals
3 dated events
- Elizabeth Kahn (Trustee) no longer on Schedule A of K• • P••••••• M••••••••• C• L•• (listed 2021-01-15, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Victoria Kahn (Trustee) no longer on Schedule A of K• • P••••••• M••••••••• C• L•• (listed 2021-01-15, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Arline Shaffer (Trustee) no longer on Schedule A of K• • P••••••• M••••••••• C• L•• (listed 2021-01-15, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- K• • P••••••• M••••••••• C• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-980-5050reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026