DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kahn Brothers Advisors LLC
Latest filing Sep 16, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Oct 17, 1978
RAUM
$499M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
89%
$444M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$499M as of Mar 31, 2026
Mar 30, 2012$570M then
HNW client RAUM$363M as of Mar 31, 2026
Mar 23, 2018$0 then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 28, 20131 then
Employees (5.A)6 as of Mar 31, 2026
Mar 28, 20138 then
Private funds: no history
RAUM +15% over the last fiscal year-11% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.3%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$363M73%
- Individuals$81.2M16%
- Charitable organizations$30.3M6.1%
- Corporations and businesses$23.9M4.8%
- Individual clients
- 200reported
- HNW clients
- 142reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 351reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $1.8M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Graham KahnChartered Financial Analyst | New York, Ny | Jul 16, 2010 | 45 y | 1 |
| Pui Ho Ip | New York, Ny | Apr 1, 2022 | 25 y | 1 |
| Patrick Robert StadelhoferChartered Financial Analyst | New York, Ny | Sep 13, 2023 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Pui Ho Ip from Raymond James & Associates, Inc.Apr 1, 2022 · Affiliated broker-dealer or bank to independent RIA
- Thomas Graham Kahn from Kahn Brothers LLCJul 16, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Graham Thomas Kahn · Chairman,President, Treasurer, Chief Compliance Officer, Allied Member, Stockholder & Directorcontrolsince 07/1978 · owns less than 5%
- Phyllis Kahn · Stockholdercontrolsince 01/2015 · owns 25% to 50% of Kahn Brothers Group, Inc.
- Graham Thomas Kahn · Chairman, President, Treasurer, Chief Compliance Officer, Allied Member, Stockholder, Directorcontrolsince 07/1978 · owns 50% to 75% of Kahn Brothers Group, Inc.
- Ann Karen Demarco · Vice Presidentsince 03/2006 · owns less than 5%
- S Andrew Kahn · Senior Vice President & Directorsince 08/2014 · owns less than 5%
Entity owners
- Kahn Brothers Group, Inc. · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Kahn Brothers Asset Management Corpinvestment adviserpooled vehicle sponsornRAUM $18.5M
- Kahn Brothers LLCbroker-dealern
- Kb & Partners Management Co LLCinvestment adviserpooled vehicle sponsornRAUM $52.8M
Advisers that list Kahn Brothers Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Sep 16, 2026RAUM per registered advisor of $166,199,044 against a peer median of $55,716,044 (3252 comparable advisers, 100.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (3,252) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 31, 2026 to Sep 16, 2026
- BD registered reps · 6 to 5Mar 31, 2026 to Sep 16, 2026
- Employees · 6 to 5Mar 31, 2026 to Sep 16, 2026
- Insurance-licensed employees · 3 to 2Mar 31, 2026 to Sep 16, 2026
- Financial planning clients · to unsetMar 31, 2026 to Sep 16, 2026
- State-registered IARs · 3 to 2Mar 31, 2026 to Sep 16, 2026
- Succession · false to unsetMar 31, 2026 to Sep 16, 2026
- Accounts · 376 to 351Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 8 to 5Mar 31, 2025 to Mar 31, 2026
- HNW clients · 122 to 142Mar 31, 2025 to Mar 31, 2026
- Individual clients · 243 to 200Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $428M to $491MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $286M to $363MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $99.0M to $81.2MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $6.4M to $7.6MMar 31, 2025 to Mar 31, 2026
- RAUM · $434M to $499MMar 31, 2025 to Mar 31, 2026
- Wrap assets (manager) · $3.0M to $1.8MMar 31, 2025 to Mar 31, 2026
- Accounts · 394 to 376Mar 29, 2024 to Mar 31, 2025
- Corporate clients · unset to 8.0Mar 29, 2024 to Mar 31, 2025
- HNW clients · 168 to 122Mar 29, 2024 to Mar 31, 2025
- Individual clients · 220 to 243Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $610M to $428MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $449M to $286MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $85.4M to $99.0MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $11.2M to $6.4MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · 48596174.0 to unsetMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · 0.0 to unsetMar 29, 2024 to Mar 31, 2025
- RAUM · $621M to $434MMar 29, 2024 to Mar 31, 2025
- Accounts · 406 to 394Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 5 to 6Mar 31, 2023 to Mar 29, 2024
- Charity clients · 2.0 to unsetMar 31, 2023 to Mar 29, 2024
- Corporate clients · 4.0 to unsetMar 31, 2023 to Mar 29, 2024
- HNW clients · 180 to 168Mar 31, 2023 to Mar 29, 2024
- Individual clients · 216 to 220Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 2.0 to unsetMar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 0Mar 31, 2023 to Mar 29, 2024
- Insurance-licensed employees · 0 to 3Mar 31, 2023 to Mar 29, 2024
- State-registered IARs · 1 to 3Mar 31, 2023 to Mar 29, 2024
Signals
3 dated events
- Kahn Brothers Advisors Llc reported RAUM $434.0M, down 30% from $621.5M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Kahn Brothers Advisors Llc reported RAUM $690.0M, up 33% from $518.1M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Kahn Brothers Advisors Llc reported RAUM $518.1M, down 26% from $702.4M (2021-01-15 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- inquiry@kahnbrothers.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-980-5050reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/kahn-brothers/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kahnbrothers.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-980-5050reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026