DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• C•••••• M••••••••• I•••
Latest filing Feb 19, 2026
First filing on the tape Feb 29, 2012 · 24 filings
SEC status approved since May 11, 2018
RAUM
$282M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$265M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$282M as of Feb 19, 2026
May 2, 2012$54.3M then
HNW client RAUM$229M as of Feb 19, 2026
Feb 21, 2019$83.7M then
State-registered IARs (5.B.3)2 as of Feb 19, 2026
May 2, 20120 then
Employees (5.A)3 as of Feb 19, 2026
Feb 21, 20194 then
Private funds: no history
RAUM +28% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $843,529derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$229M81%
- Individuals$36.3M13%
- Pension and profit-sharing plans$15.7M5.6%
- Insurance companies$1.1M0.4%
- Individual clients
- 78reported
- HNW clients
- 59reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 334reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••• D•••••• E•••• | Atlanta, Ga | Sep 2, 2016 | 10 y | 0 |
| W•••••• A••••• K•••• | Atlanta, Ga | Aug 22, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••••• E••••• O•• to A•••••• A••••••••• L••Mar 22, 2013 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• D•••• D•••••• · President/Ccocontrolsince 01/2023 · owns less than 5%
- E••••• D•••• D•••••• · Partnercontrolsince 01/2019 · owns 75% or more of R•••••• P••••••• L••
- B•••••• C•••••••• E••••• · Director Of Operationssince 01/2023 · owns less than 5%
Entity owners
- R•••••• P••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 277 to 334May 30, 2025 to Feb 19, 2026
- HNW clients · 54 to 59May 30, 2025 to Feb 19, 2026
- Individual clients · 66 to 78May 30, 2025 to Feb 19, 2026
- Discretionary RAUM · $220M to $282MMay 30, 2025 to Feb 19, 2026
- HNW RAUM · $184M to $229MMay 30, 2025 to Feb 19, 2026
- Individual RAUM · $22.4M to $36.3MMay 30, 2025 to Feb 19, 2026
- Pension RAUM · $14.3M to $15.7MMay 30, 2025 to Feb 19, 2026
- RAUM · $220M to $282MMay 30, 2025 to Feb 19, 2026
- Financial planning clients · unset to Mar 17, 2025 to May 30, 2025
- Accounts · 265 to 277Jul 2, 2024 to Feb 24, 2025
- Advisory employees · 1 to 2Jul 2, 2024 to Feb 24, 2025
- HNW clients · 45 to 54Jul 2, 2024 to Feb 24, 2025
- Individual clients · 51 to 66Jul 2, 2024 to Feb 24, 2025
- Pension plan clients · 1 to 2Jul 2, 2024 to Feb 24, 2025
- Employees · 2 to 3Jul 2, 2024 to Feb 24, 2025
- State-registered IARs · 1 to 2Jul 2, 2024 to Feb 24, 2025
- Discretionary RAUM · $200M to $220MJul 2, 2024 to Feb 24, 2025
- HNW RAUM · $165M to $184MJul 2, 2024 to Feb 24, 2025
- Individual RAUM · $19.6M to $22.4MJul 2, 2024 to Feb 24, 2025
- Pension RAUM · $15.9M to $14.3MJul 2, 2024 to Feb 24, 2025
- RAUM · $200M to $220MJul 2, 2024 to Feb 24, 2025
- Accounts · 252 to 265Jun 12, 2023 to Mar 4, 2024
- Advisory activities · 3 to 2Jun 12, 2023 to Mar 4, 2024
- HNW clients · 47 to 45Jun 12, 2023 to Mar 4, 2024
- Individual clients · 41 to 51Jun 12, 2023 to Mar 4, 2024
- Discretionary RAUM · $170M to $200MJun 12, 2023 to Mar 4, 2024
- HNW RAUM · $136M to $165MJun 12, 2023 to Mar 4, 2024
- Individual RAUM · $20.5M to $19.6MJun 12, 2023 to Mar 4, 2024
- Pension RAUM · $13.4M to $15.9MJun 12, 2023 to Mar 4, 2024
- RAUM · $170M to $200MJun 12, 2023 to Mar 4, 2024
- Accounts · 251 to 252Jun 29, 2022 to Mar 7, 2023
- Advisory employees · 2 to 1Jun 29, 2022 to Mar 7, 2023
- Charity clients · unset to 0.0Jun 29, 2022 to Mar 7, 2023
- Corporate clients · unset to 0.0Jun 29, 2022 to Mar 7, 2023
- HNW clients · 48 to 47Jun 29, 2022 to Mar 7, 2023
- Individual clients · 38 to 41Jun 29, 2022 to Mar 7, 2023
- Pooled vehicle clients · unset to 0.0Jun 29, 2022 to Mar 7, 2023
- Assets in custody · 155553719.0 to unsetJun 29, 2022 to Mar 7, 2023
- Custody of client assets · true to falseJun 29, 2022 to Mar 7, 2023
- Employees · 4 to 2Jun 29, 2022 to Mar 7, 2023
Signals
5 dated events
- M Malek Nabulsi (Chief Compliance Officer) no longer on Schedule A of B••••• C•••••• M••••••••• I••• (listed 2022-06-29, absent 2023-03-07)Mar 7, 2023 · Control person left · inference
- M Malek Nabulsi (Chief Compliance Officer) appeared on Schedule A of B••••• C•••••• M••••••••• I•••Feb 21, 2019 · Control person joined · fact
- D•••••• D••• E•••• (Partner) appeared on Schedule A of B••••• C•••••• M••••••••• I•••Feb 21, 2019 · Control person joined · fact
- Lynn Gary Watkins (President/Chief Compliance Officer) no longer on Schedule A of B••••• C•••••• M••••••••• I••• (listed 2019-01-29, absent 2019-02-21)Feb 21, 2019 · Control person left · inference
- B••••• C•••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Apr 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 770-951-2129reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- banyancapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 770-951-2129reportedpublic record, Form ADV, Feb 19, 2026
- Contact form
- banyancapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026