DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• • C• L••
Latest filing Mar 24, 2026
First filing on the tape Feb 1, 2012 · 49 filings
SEC status approved since Jun 22, 2000
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$1.0B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$140M
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$1.1B as of Mar 24, 2026
Mar 15, 2012$821M then
HNW client RAUM$921M as of Mar 24, 2026
Mar 26, 2018$700M then
State-registered IARs (5.B.3)8 as of Mar 24, 2026
Jan 30, 201311 then
Employees (5.A)19 as of Mar 24, 2026
Jan 30, 201325 then
Private funds: no history
RAUM +4.5% over the last fiscal year+6.4% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $798,506derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 2.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.3%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$921M82%
- Individuals$120M11%
- Corporations and businesses$58.4M5.2%
- Charitable organizations$23.3M2.1%
- Individual clients
- 319reported
- HNW clients
- 287reported
- Pension plan clients
- n/areported
- Charitable clients
- 14reported
- Accounts
- 1,406reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• F•••• T••••••• | Honolulu, Hi | Jul 5, 2000 | 37 y | 0 |
| H••••• B• K• C•••••• | Honolulu, Hi | Jul 5, 2000 | 29 y | 0 |
| H••••• J••••• C•••••• | Honolulu, Hi | Jul 5, 2000 | 34 y | 0 |
| N••• P•••••• L•••• | Honolulu, Hi | Jul 5, 2000 | 43 y | 0 |
| R•••• L••• M••• | Honolulu, Hi | Feb 6, 2002 | 36 y | 0 |
| K••••••••• K••••••• C••••••••• | Honolulu, Hi | Jan 3, 2007 | 24 y | 2 |
| S••••• S••••• K•••• | Park City, Ut | May 22, 2018 | 10 y | 0 |
| M•••••• L•••• D•••••••• | Honolulu, Hi | Mar 1, 2022 | 28 y | 1 |
| G•••••••• M• P••• | Honolulu, Hi | Sep 14, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N••• T• R••• to R•••••• C•••••• M••••••••• I•••Jan 2, 2021 · RIA to a newly registered adviser
- M•••••• W•••••• R••••••• to C••••••• M••••••••• I••••••••• A•••••••• L••May 15, 2012 · Other
- K••••••••• K••••••• C••••••••• to C••••••••• • R•••Oct 24, 2006 · Other
- N••• T• R••• to C••••••••• • R•••Oct 24, 2006 · Other
Joined, latest
- M•••••• L•••• D•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 1, 2022 · Wirehouse to independent RIA
- K••••••••• K••••••• C••••••••• from C••••••••• • R•••Jan 3, 2007 · Other
- N••• T• R••• from C••••••••• • R•••Jan 3, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• K••••••••• · President/Ceo/Chief Chairman/Directorcontrolsince 12/2006 · owns less than 5%
- C••••••• H•••••• J••••• · Chairman & Chief Investment Strategistcontrolsince 12/2006 · owns less than 5%
- F••••• M••••••• M••••••• · Cco & Director Of Financecontrolsince 02/2021 · owns less than 5%
- C••••••••• K••••••••• K••••••• · Managing Membercontrolsince 12/2012 · owns 25% to 50% of H•• F•••••• L••
- C••••••••• K••••••••• K••••••• · Partnercontrolsince 12/2012 · owns 25% to 50% of H••••• J• C•••••• F••••• L•••••• P•••••••••
- C••••••• H•••••• B• K• · Partnercontrolsince 12/2012 · owns 25% to 50% of H••••• J• C•••••• F••••• L•••••• P•••••••••
- C••••••• H•••••• J••••• · Presidentcontrolsince 12/2012 · owns F of C•••••• A••••••••• C•••
- C••••••• H•••••• J••••• · Managing Membercontrolsince 12/2012 · owns 25% to 50% of H•• F•••••• L••
Entity owners
- C•••••• A••••••••• C••• · Memberdirect · owns 75% or more
- C•••••• P••••••• · Memberdirect · owns 10% to 25%
- C•••••• A••••••••• C••• · General Partnerindirect · owns 50% to 75% of C•••••• P•••••••
- H••••• J• C•••••• F••••• L•••••• P••••••••• · Shareholder-Commonindirect · owns 75% or more of C•••••• A••••••••• C•••
- H•• F•••••• L•• · General Partnerindirect · owns F of H••••• J• C•••••• F••••• L•••••• P•••••••••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Honolulu, Hi · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Honolulu, HI2 employees
- Park City, UT1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 24, 2026C••••••• H•••••• B• K• (PARTNER) left Schedule A between the filings of 2021-03-31 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,407 to 1,406Mar 21, 2025 to Mar 24, 2026
- Charity clients · 15 to 14Mar 21, 2025 to Mar 24, 2026
- HNW clients · 284 to 287Mar 21, 2025 to Mar 24, 2026
- Individual clients · 324 to 319Mar 21, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.1B to $1.1BMar 21, 2025 to Mar 24, 2026
- HNW RAUM · $872M to $921MMar 21, 2025 to Mar 24, 2026
- Individual RAUM · $127M to $120MMar 21, 2025 to Mar 24, 2026
- RAUM · $1.1B to $1.1BMar 21, 2025 to Mar 24, 2026
- Individual clients · 341 to 324Mar 18, 2024 to Mar 21, 2025
- Accounts · 1,401 to 1,407Mar 18, 2024 to Mar 21, 2025
- Corporate clients · 18 to 19Mar 18, 2024 to Mar 21, 2025
- HNW clients · 273 to 284Mar 18, 2024 to Mar 21, 2025
- Financial planning clients · 101-250 to 101-250Mar 18, 2024 to Mar 21, 2025
- Other offices · 2 to 3Mar 18, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.0B to $1.1BMar 18, 2024 to Mar 21, 2025
- HNW RAUM · $812M to $872MMar 18, 2024 to Mar 21, 2025
- Individual RAUM · $135M to $127MMar 18, 2024 to Mar 21, 2025
- RAUM · $1.0B to $1.1BMar 18, 2024 to Mar 21, 2025
- Accounts · 1,374 to 1,401Jun 6, 2023 to Mar 18, 2024
- Charity clients · 16 to 15Jun 6, 2023 to Mar 18, 2024
- Corporate clients · 16 to 18Jun 6, 2023 to Mar 18, 2024
- HNW clients · 259 to 273Jun 6, 2023 to Mar 18, 2024
- Individual clients · 344 to 341Jun 6, 2023 to Mar 18, 2024
- Discretionary RAUM · $931M to $1.0BJun 6, 2023 to Mar 18, 2024
- HNW RAUM · $742M to $812MJun 6, 2023 to Mar 18, 2024
- Individual RAUM · $143M to $135MJun 6, 2023 to Mar 18, 2024
- RAUM · $931M to $1.0BJun 6, 2023 to Mar 18, 2024
- Accounts · 1,382 to 1,374Feb 7, 2023 to Mar 29, 2023
- Charity clients · 15 to 16Feb 7, 2023 to Mar 29, 2023
- Corporate clients · 14 to 16Feb 7, 2023 to Mar 29, 2023
- HNW clients · 287 to 259Feb 7, 2023 to Mar 29, 2023
- Individual clients · 311 to 344Feb 7, 2023 to Mar 29, 2023
- Employees · 20 to 19Feb 7, 2023 to Mar 29, 2023
- Financial planning clients · 26-50 to 101-250Feb 7, 2023 to Mar 29, 2023
- State-registered IARs · 10 to 8Feb 7, 2023 to Mar 29, 2023
- Discretionary RAUM · $1.0B to $931MFeb 7, 2023 to Mar 29, 2023
- HNW RAUM · $860M to $742MFeb 7, 2023 to Mar 29, 2023
- Individual RAUM · $131M to $143MFeb 7, 2023 to Mar 29, 2023
- RAUM · $1.0B to $931MFeb 7, 2023 to Mar 29, 2023
- Other offices · 4 to 2Aug 31, 2022 to Jan 27, 2023
Signals
12 dated events
- G•••••••• M• P••• registered as an investment adviser representative at C•••••• • C• L••Sep 14, 2026 · Advisor registered · fact
- Antonio Victor Canto (Chief Economist And Global Strategist) no longer on Schedule A of C•••••• • C• L•• (listed 2022-08-31, absent 2023-01-27)Jan 27, 2023 · Control person left · inference
- De Los A•••••• V••••••• C••••••••• (Director Of Business Development & Client Services) no longer on Schedule A of C•••••• • C• L•• (listed 2022-08-31, absent 2023-01-27)Jan 27, 2023 · Control person left · inference
- C•••••• • C• L•• reported RAUM $1.0B, down 54% from $2.3B (2021-11-26 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Yasue Leigh-Ann Iha (Executive Manager/Chief Compliance Officer) no longer on Schedule A of C•••••• • C• L•• (listed 2021-01-25, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- C•••••• • C• L•• reported RAUM $2.3B, up 29% from $1.8B (2021-01-25 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- De Los A•••••• V••••••• C••••••••• (Director Of Business Development & Client Services) appeared on Schedule A of C•••••• • C• L••Mar 31, 2021 · Control person joined · fact
- Mikahala Monique Feary (Cco & Director Of Finance) appeared on Schedule A of C•••••• • C• L••Mar 31, 2021 · Control person joined · fact
- Jacques Arthur Mallet (Executive Vice President) no longer on Schedule A of C•••••• • C• L•• (listed 2021-01-02, absent 2021-01-25)Jan 25, 2021 · Control person left · inference
- T. Neil Rose (President/Cio/Director) no longer on Schedule A of C•••••• • C• L•• (listed 2020-12-22, absent 2021-01-02)Jan 2, 2021 · Control person left · inference
- Antonio Victor Canto (Chief Economist And Global Strategist) appeared on Schedule A of C•••••• • C• L••Jan 2, 2021 · Control person joined · fact
- Antonio Victor Canto (Chief Economist/Managing Director Of Global Strategies) no longer on Schedule A of C•••••• • C• L•• (listed 2019-03-27, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- C•••••• • C• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- news@cadinha.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 435-214-7723reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 435-631-2772reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 808-523-9488reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/C••••••-&-CO-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.C••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 808-523-9488reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- cadinha.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cadinha.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $140Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026