DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Oak Creek Private Wealth Management LLC

Independent wealth managerTulsa, OklahomaCRD 306851SEC 801-130253websiteIAPD
Latest filing Mar 9, 2026
First filing on the tape Apr 11, 2024 · 9 filings
SEC status approved since May 9, 2024
RAUM
$4.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$4.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$4.3M as of Mar 9, 2026
Mar 11, 2025$6.0M then
HNW client RAUM$3.7M as of Mar 9, 2026
Mar 11, 2025$3.8M then
State-registered IARs (5.B.3)1 as of Mar 9, 2026
Mar 11, 20251 then
Employees (5.A)1 as of Mar 9, 2026
Mar 11, 20251 then
Private funds: no history
RAUM -28% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$4.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
11derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$913,464derivedHNW RAUM over HNW clients
Average account
$387,170derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-28%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+38%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.7M86%
  • Individuals$605,01214%
Individual clients
7reported
HNW clients
4reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
11reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Don Jayme Fowler · Managing Membercontrol
        since 10/2019 · owns less than 5%
      • Monroe David Poarch · Chief Compliance Officercontrol
        since 12/2023 · owns less than 5%
      Entity owners
      • Pinnacle Investment Advisors · Owner
        direct · owns 75% or more
      • Pinnacle Holdings LLC · Owner
        indirect · owns F of Pinnacle Investment Advisors
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 11
        Mar 11, 2025 to Mar 9, 2026
      • HNW clients · 2 to 4
        Mar 11, 2025 to Mar 9, 2026
      • Individual clients · 6 to 7
        Mar 11, 2025 to Mar 9, 2026
      • Discretionary RAUM · $6.0M to $4.3M
        Mar 11, 2025 to Mar 9, 2026
      • HNW RAUM · $3.8M to $3.7M
        Mar 11, 2025 to Mar 9, 2026
      • Individual RAUM · $2.2M to $605,012
        Mar 11, 2025 to Mar 9, 2026
      • RAUM · $6.0M to $4.3M
        Mar 11, 2025 to Mar 9, 2026
      • Accounts · 7 to 8
        Nov 26, 2024 to Mar 11, 2025
      • Individual clients · 5 to 6
        Nov 26, 2024 to Mar 11, 2025
      • Assets in custody · 52539268.0 to unset
        Nov 26, 2024 to Mar 11, 2025
      • Custody of client assets · true to false
        Nov 26, 2024 to Mar 11, 2025
      • Financial planning clients · unset to
        Nov 26, 2024 to Mar 11, 2025
      • Discretionary RAUM · $2.9M to $6.0M
        Nov 26, 2024 to Mar 11, 2025
      • HNW RAUM · $2.3M to $3.8M
        Nov 26, 2024 to Mar 11, 2025
      • Individual RAUM · $565,907 to $2.2M
        Nov 26, 2024 to Mar 11, 2025
      • RAUM · $2.9M to $6.0M
        Nov 26, 2024 to Mar 11, 2025
      Signals
      1 dated events
      • Oak Creek Private Wealth Management Llc filed its initial SEC registration (Form ADV)
        Apr 11, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      oakcreekwealth.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      704-904-5721reportedpublic record, Form ADV, Mar 9, 2026
      Contact form
      oakcreekwealth.com/pages/contact-oak-creekreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $4.3Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026