DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Semper Augustus Investments Group LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 32 filings
SEC status approved since Oct 26, 1998
RAUM
$982M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
72%
$705M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$491M
derived; firm RAUM over IAPD count
Employees
9
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$982M as of Mar 31, 2026
Mar 28, 2012$173M then
HNW client RAUM$694M as of Mar 31, 2026
Mar 28, 2018$108M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 26, 20132 then
Employees (5.A)9 as of Mar 31, 2026
Mar 26, 20134 then
Private funds1 as of Mar 31, 2026
Mar 28, 20121 then
RAUM +42% over the last fiscal year+27% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $491MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 122derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $59.1M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$694M71%
- Charitable organizations$151M15%
- Pooled investment vehicles$59.1M6.0%
- Corporations and businesses$59.0M6.0%
- Individuals$11.4M1.2%
- Pension and profit-sharing plans$8.0M0.8%
- Individual clients
- 43reported
- HNW clients
- 201reported
- Pension plan clients
- 3reported
- Charitable clients
- 4reported
- Accounts
- 529reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $59.1M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.72 fund_share=0.06 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Chad S ChristensenPersonal Financial Specialist | Highlands Ranch, Co | Nov 25, 1998 | 27 y | 0 |
| Christopher Paul BloomstranChartered Financial Analyst | St Louis, Mo | Nov 25, 1998 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Semper Augustus Investment Partners, L.P. | Hedge Fund | $68.9M | 32 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Paul Christopher Bloomstran · President And Chief Investment Officer, Managing Membercontrolsince 10/1998 · owns 50% to 75%
- S Chad Christensen · Chief Compliance Officer Partner/Vice President, Managing Membercontrolsince 10/1998 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- St. Louis, MO1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $693,021,903 to $982,168,444 (+42.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +16.0% (1386 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 494 to 529Mar 27, 2025 to Mar 31, 2026
- HNW clients · 175 to 201Mar 27, 2025 to Mar 31, 2026
- Individual clients · 56 to 43Mar 27, 2025 to Mar 31, 2026
- Pension plan clients · 2 to 3Mar 27, 2025 to Mar 31, 2026
- Assets in custody · $45.6M to $59.1MMar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $693M to $982MMar 27, 2025 to Mar 31, 2026
- HNW RAUM · $470M to $694MMar 27, 2025 to Mar 31, 2026
- Individual RAUM · $21.3M to $11.4MMar 27, 2025 to Mar 31, 2026
- Pension RAUM · $3.4M to $8.0MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $45.6M to $59.1MMar 27, 2025 to Mar 31, 2026
- RAUM · $693M to $982MMar 27, 2025 to Mar 31, 2026
- Accounts · 440 to 494Mar 27, 2024 to Mar 27, 2025
- Charity clients · 5 to 4Mar 27, 2024 to Mar 27, 2025
- Corporate clients · 9 to 17Mar 27, 2024 to Mar 27, 2025
- HNW clients · 146 to 175Mar 27, 2024 to Mar 27, 2025
- Individual clients · 54 to 56Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $40.4M to $45.6MMar 27, 2024 to Mar 27, 2025
- Employees · 7 to 9Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $597M to $693MMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $390M to $470MMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $21.9M to $21.3MMar 27, 2024 to Mar 27, 2025
- Pension RAUM · $3.2M to $3.4MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $40.4M to $45.6MMar 27, 2024 to Mar 27, 2025
- RAUM · $597M to $693MMar 27, 2024 to Mar 27, 2025
- Accounts · 399 to 440Dec 19, 2023 to Mar 26, 2024
- Advisory employees · 3 to 2Dec 19, 2023 to Mar 26, 2024
- Charity clients · 3 to 5Dec 19, 2023 to Mar 26, 2024
- Corporate clients · 7 to 9Dec 19, 2023 to Mar 26, 2024
- HNW clients · 124 to 146Dec 19, 2023 to Mar 26, 2024
- Individual clients · 60 to 54Dec 19, 2023 to Mar 26, 2024
- Pension plan clients · 1 to 2Dec 19, 2023 to Mar 26, 2024
- Assets in custody · $40.5M to $40.4MDec 19, 2023 to Mar 26, 2024
- Discretionary RAUM · $477M to $597MDec 19, 2023 to Mar 26, 2024
- HNW RAUM · $299M to $390MDec 19, 2023 to Mar 26, 2024
- Individual RAUM · $23.0M to $21.9MDec 19, 2023 to Mar 26, 2024
- Pension RAUM · $1.1M to $3.2MDec 19, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $40.5M to $40.4MDec 19, 2023 to Mar 26, 2024
- RAUM · $477M to $597MDec 19, 2023 to Mar 26, 2024
- Accounts · 323 to 399Nov 4, 2022 to Mar 30, 2023
Signals
2 dated events
- Semper Augustus Investments Group Llc reported RAUM $982.2M, up 42% from $693.0M (2025-03-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Semper Augustus Investments Group Llc reported RAUM $597.2M, up 25% from $477.2M (2023-12-19 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- cpb@semperaugustus.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- csc@semperaugustus.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-893-1214reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-726-0430reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-862-1927reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/SEMPER-AUGUSTUS-INVESTMENTS-GROUP-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SEMPERAUGUSTUS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-893-1214reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- semperaugustus.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- semperaugustus.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $491Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026