DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marco Investment Management LLC
Latest filing Jun 21, 2026
First filing on the tape Mar 19, 2012 · 43 filings
SEC status approved since Jun 8, 1998
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
81%
$1.4B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$353M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$1.8B as of Jun 21, 2026
Mar 19, 2012$687M then
HNW client RAUM$1.4B as of Jun 21, 2026
Mar 14, 2018$674M then
State-registered IARs (5.B.3)5 as of Jun 21, 2026
Mar 12, 20135 then
Employees (5.A)10 as of Jun 21, 2026
Mar 12, 20138 then
Private funds: no history
RAUM +13% over the last fiscal year+14% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jun 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $353MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.5MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $205M, 60 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B79%
- Charitable organizations$125M7.1%
- Corporations and businesses$114M6.5%
- State and municipal entities$104M5.9%
- Individuals$34.3M1.9%
- Individual clients
- 81reported
- HNW clients
- 185reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 694reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $205M for 60 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.81 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Scott MarcoChartered Financial Analyst | Atlanta, Ga | Feb 28, 2003 | 36 y | 0 |
| Kenneth Michael EzellChartered Financial Analyst | Atlanta, Ga | May 6, 2003 | 34 y | 0 |
| David Gary McbrideChartered Financial Analyst | Atlanta, Ga | Jun 6, 2011 | 26 y | 3 |
| John Ventz Hussa | Atlanta, Ga | Dec 21, 2011 | 28 y | 1 |
| Richard Leslie Wells | Atlanta, Ga | Nov 7, 2019 | 38 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Richard Leslie Wells from Odingard Capital ManagementNov 7, 2019 · Other
- John Ventz Hussa from Charles Schwab & Co., Inc.Dec 21, 2011 · Other
- David Gary Mcbride from Bip Wealth, LLCJun 6, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Cody Mark Burton · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Scott Steven Marco · Managing Directorcontrolsince 05/1998 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 21, 2026wrap fee program participation (Item 5.I): yes on the filing of 2026-03-30, no on the filing of 2026-06-21peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 697 to 694Mar 30, 2026 to Jun 21, 2026
- Employees · 9 to 10Mar 30, 2026 to Jun 21, 2026
- Discretionary RAUM · $1.8B to $1.8BMar 30, 2026 to Jun 21, 2026
- HNW RAUM · $1.4B to $1.4BMar 30, 2026 to Jun 21, 2026
- RAUM · $1.8B to $1.8BMar 30, 2026 to Jun 21, 2026
- Wrap assets (manager) · 3287600.0 to unsetMar 30, 2026 to Jun 21, 2026
- Wrap assets (sponsor) · 0.0 to unsetMar 30, 2026 to Jun 21, 2026
- Accounts · 698 to 697Nov 24, 2025 to Mar 30, 2026
- HNW clients · 184 to 185Nov 24, 2025 to Mar 30, 2026
- Individual clients · 86 to 81Nov 24, 2025 to Mar 30, 2026
- Assets in custody · $205M to $205MNov 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.7B to $1.8BNov 24, 2025 to Mar 30, 2026
- HNW RAUM · $1.3B to $1.4BNov 24, 2025 to Mar 30, 2026
- Individual RAUM · $45.0M to $34.3MNov 24, 2025 to Mar 30, 2026
- RAUM · $1.7B to $1.8BNov 24, 2025 to Mar 30, 2026
- Wrap assets (manager) · $3.3M to $3.3MNov 24, 2025 to Mar 30, 2026
- Accounts · 661 to 698Mar 28, 2025 to Nov 24, 2025
- HNW clients · 177 to 184Mar 28, 2025 to Nov 24, 2025
- Individual clients · 78 to 86Mar 28, 2025 to Nov 24, 2025
- Financial planning clients · 0 to 0Mar 28, 2025 to Nov 24, 2025
- Discretionary RAUM · $1.6B to $1.7BMar 28, 2025 to Nov 24, 2025
- HNW RAUM · $1.2B to $1.3BMar 28, 2025 to Nov 24, 2025
- Individual RAUM · $34.7M to $45.0MMar 28, 2025 to Nov 24, 2025
- RAUM · $1.6B to $1.7BMar 28, 2025 to Nov 24, 2025
- Wrap assets (manager) · $3.2M to $3.3MMar 28, 2025 to Nov 24, 2025
- Accounts · 619 to 661Aug 21, 2024 to Mar 28, 2025
- HNW clients · 172 to 177Aug 21, 2024 to Mar 28, 2025
- Individual clients · 72 to 78Aug 21, 2024 to Mar 28, 2025
- Assets in custody · $168M to $205MAug 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.3B to $1.6BAug 21, 2024 to Mar 28, 2025
- HNW RAUM · $1.0B to $1.2BAug 21, 2024 to Mar 28, 2025
- Individual RAUM · $30.7M to $34.7MAug 21, 2024 to Mar 28, 2025
- RAUM · $1.3B to $1.6BAug 21, 2024 to Mar 28, 2025
- Wrap assets (manager) · $2.9M to $3.2MAug 21, 2024 to Mar 28, 2025
- Accounts · 594 to 619Apr 24, 2023 to Feb 7, 2024
- HNW clients · 155 to 172Apr 24, 2023 to Feb 7, 2024
- Individual clients · 80 to 72Apr 24, 2023 to Feb 7, 2024
- Assets in custody · $151M to $168MApr 24, 2023 to Feb 7, 2024
- Discretionary RAUM · $1.2B to $1.3BApr 24, 2023 to Feb 7, 2024
- HNW RAUM · $914M to $1.0BApr 24, 2023 to Feb 7, 2024
Signals
5 dated events
- Marco Investment Management Llc reported RAUM $1.4B, up 35% from $1.0B (2021-03-30 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
- Cody Mark Burton (Chief Compliance Officer) appeared on Schedule A of Marco Investment Management LlcMar 30, 2021 · Control person joined · fact
- Yancey Corliss Sims (Chief Compliance Officer) no longer on Schedule A of Marco Investment Management Llc (listed 2021-01-05, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Hutto Helen Halloran (Chief Compliance Officer) no longer on Schedule A of Marco Investment Management Llc (listed 2020-11-06, absent 2021-01-05)Jan 5, 2021 · Control person left · inference
- Yancey Corliss Sims (Chief Compliance Officer) appeared on Schedule A of Marco Investment Management LlcJan 5, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-504-8600reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 404-504-8604reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MARCO-INVESTMENT-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MARCOINV.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-504-8600reportedpublic record, Form ADV, Jun 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $353Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026