DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Leslie Wells
Feed of 09/14/2026
At current firm
6 y
since Nov 7, 2019
In the industry
38 y
since Jun 28, 1988 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Marco Investment Management LLC independent RIA currentsince Nov 7, 2019 · Atlanta, Ga
- Odingard Capital Management state registeredAug 7, 2018 to Nov 28, 2018 · Tulsa, Ok
- Camarda Wealth Advisory Group independent RIASep 6, 2017 to Dec 8, 2017 · Roswell, Ga
- Uk Pension Advisors, Inc. unclassifiedMay 12, 2015 to Dec 31, 2015 · Roswell, Ga
- Sheaff Brock Investment Advisors, LLC formerAug 12, 2014 to Feb 25, 2015 · Roswell, Ga
- Convergent Wealth Advisors, LLC formerJan 15, 2014 to Jun 27, 2014 · Potomac, Md
- Fisher Investments independent RIAMar 7, 2003 to Feb 1, 2013 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- Odingard Capital Management to Marco Investment Management LLCleft Nov 28, 2018, registered Nov 7, 2019 (344 days) · Other
- Camarda Wealth Advisory Group to Odingard Capital Managementleft Dec 8, 2017, registered Aug 7, 2018 (242 days) · RIA to a state-registered adviser
- Uk Pension Advisors, Inc. to Camarda Wealth Advisory Groupleft Dec 31, 2015, registered Sep 6, 2017 (615 days) · Other
- Sheaff Brock Investment Advisors, LLC to Uk Pension Advisors, Inc.left Feb 25, 2015, registered May 12, 2015 (76 days) · Other
- Convergent Wealth Advisors, LLC to Sheaff Brock Investment Advisors, LLCleft Jun 27, 2014, registered Aug 12, 2014 (46 days) · Other
- Fisher Investments to Convergent Wealth Advisors, LLCleft Feb 1, 2013, registered Jan 15, 2014 (348 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address