DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Vahanian & Associates Financial Planning Inc
Latest filing Mar 26, 2025
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since Aug 31, 1998
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$191M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$191M as of Mar 26, 2025
Mar 29, 2012$132M then
HNW client RAUM$143M as of Mar 26, 2025
Mar 26, 2018$115M then
State-registered IARs (5.B.3)4 as of Mar 26, 2025
Mar 29, 20120 then
Employees (5.A)6 as of Mar 26, 2025
Mar 13, 20134 then
Private funds: no history
RAUM +7.8% over the last fiscal year-16% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 26, 2025; every figure names its basis
- RAUM per advisor
- $47.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $546,745derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $31.4M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$143M75%
- Individuals$48.2M25%
- Individual clients
- 120reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 349reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31.4M for 76 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
- Jeffrey Charles Vahanian to Commonwealth Financial NetworkOct 15, 2025 · RIA to affiliated broker-dealer or bank
- Cameron Victoria Corsi to Commonwealth Financial NetworkOct 15, 2025 · RIA to affiliated broker-dealer or bank
- Bonnie Marie Boyce to Commonwealth Financial NetworkOct 15, 2025 · RIA to affiliated broker-dealer or bank
- Cory Matthew Larmour to Commonwealth Financial NetworkOct 15, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Cory Matthew Larmour from Osaic Wealth, Inc.Jun 18, 2024 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Commonwealth Financial NetworkOct 15, 2025 · Saratoga Springs, Ny · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Bonnie Boyce · Chief Financial Officer (03/2023), Vice President, Chief Compliance Officercontrolsince 07/2004 · owns less than 5%
- Victoria Cameron Corsi · Chief Investment Officer And Director Of Strategic Planningcontrolsince 03/2023 · owns less than 5%
- Charles Jeffrey Vahanian · Owner, President, Managing Executivecontrolsince 01/1992 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| East Walpole, Ma | 0 | 0 | 1 | ||
| Saratoga Springs, Ny · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 321 to 349Mar 26, 2024 to Mar 26, 2025
- Advisory employees · 3 to 4Mar 26, 2024 to Mar 26, 2025
- BD registered reps · 3 to 4Mar 26, 2024 to Mar 26, 2025
- HNW clients · 58 to 67Mar 26, 2024 to Mar 26, 2025
- Individual clients · 115 to 120Mar 26, 2024 to Mar 26, 2025
- Assets in custody · $28.1M to $31.4MMar 26, 2024 to Mar 26, 2025
- Employees · 5 to 6Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · 101-250 to 101-250Mar 26, 2024 to Mar 26, 2025
- State-registered IARs · 3 to 4Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $177M to $191MMar 26, 2024 to Mar 26, 2025
- HNW RAUM · $129M to $143MMar 26, 2024 to Mar 26, 2025
- Individual RAUM · $48.2M to $48.2MMar 26, 2024 to Mar 26, 2025
- RAUM · $177M to $191MMar 26, 2024 to Mar 26, 2025
- Accounts · 312 to 321Nov 2, 2023 to Mar 26, 2024
- BD registered reps · 5 to 3Nov 2, 2023 to Mar 26, 2024
- HNW clients · 51 to 58Nov 2, 2023 to Mar 26, 2024
- Individual clients · 118 to 115Nov 2, 2023 to Mar 26, 2024
- Assets in custody · $27.6M to $28.1MNov 2, 2023 to Mar 26, 2024
- Employees · 6 to 5Nov 2, 2023 to Mar 26, 2024
- Discretionary RAUM · $167M to $177MNov 2, 2023 to Mar 26, 2024
- HNW RAUM · $123M to $129MNov 2, 2023 to Mar 26, 2024
- Individual RAUM · $43.6M to $48.2MNov 2, 2023 to Mar 26, 2024
- RAUM · $167M to $177MNov 2, 2023 to Mar 26, 2024
- Accounts · 321 to 312Mar 28, 2022 to Mar 25, 2023
- Advisory employees · 6 to 3Mar 28, 2022 to Mar 25, 2023
- HNW clients · 67 to 51Mar 28, 2022 to Mar 25, 2023
- Individual clients · 109 to 118Mar 28, 2022 to Mar 25, 2023
- Assets in custody · $31.9M to $27.6MMar 28, 2022 to Mar 25, 2023
- Discretionary RAUM · $317M to $167MMar 28, 2022 to Mar 25, 2023
- HNW RAUM · $275M to $123MMar 28, 2022 to Mar 25, 2023
- Individual RAUM · $41.9M to $43.6MMar 28, 2022 to Mar 25, 2023
- RAUM · $317M to $167MMar 28, 2022 to Mar 25, 2023
- Accounts · 289 to 321Oct 7, 2021 to Mar 28, 2022
- Advisory employees · 5 to 6Oct 7, 2021 to Mar 28, 2022
- BD registered reps · 4 to 5Oct 7, 2021 to Mar 28, 2022
- HNW clients · 58 to 67Oct 7, 2021 to Mar 28, 2022
- Individual clients · 103 to 109Oct 7, 2021 to Mar 28, 2022
- Assets in custody · $25.9M to $31.9MOct 7, 2021 to Mar 28, 2022
- Employees · 5 to 6Oct 7, 2021 to Mar 28, 2022
- Discretionary RAUM · $244M to $317MOct 7, 2021 to Mar 28, 2022
Signals
8 dated events
- Vahanian & Associates Financial Planning Inc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $190.8M)Dec 20, 2025 · Left the SEC roster · derived
- Cameron Victoria Corsi left Vahanian & Associates Financial Planning Inc for Commonwealth Financial Network (registered 2025-07-23)Oct 15, 2025 · Advisor changed firm · fact
- Cory Matthew Larmour left Vahanian & Associates Financial Planning Inc for Commonwealth Financial Network (registered 2025-07-24)Oct 15, 2025 · Advisor changed firm · fact
- Bonnie Marie Boyce left Vahanian & Associates Financial Planning Inc for Commonwealth Financial Network (registered 2025-07-23)Oct 15, 2025 · Advisor changed firm · fact
- Jeffrey Charles Vahanian left Vahanian & Associates Financial Planning Inc for Commonwealth Financial Network (registered 2025-07-24)Oct 15, 2025 · Advisor changed firm · fact
- Vahanian & Associates Financial Planning Inc's advisors moved to Commonwealth Financial Network (Saratoga Springs, NY): 3 of 4 registered, on the same dayOct 15, 2025 · Firm absorbed (people side) · derived
- Vahanian & Associates Financial Planning Inc reported RAUM $166.7M, down 47% from $317.3M (2022-03-28 to 2023-03-25)Mar 25, 2023 · RAUM change · derived
- Victoria Cameron Corsi (Chief Investment Officer And Director Of Strategic Planning) appeared on Schedule A of Vahanian & Associates Financial Planning IncMar 25, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026