DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• L•••• M••••••••• L•
Latest filing Jun 10, 2026
First filing on the tape Mar 29, 2012 · 23 filings
SEC status approved since Oct 23, 1986
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$2.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.3B as of Jun 10, 2026
Mar 29, 2012$1.5B then
HNW client RAUM$2.6M as of Jun 10, 2026
Mar 30, 2026$2.6M then
State-registered IARs (5.B.3)0 as of Jun 10, 2026
Mar 8, 20130 then
Employees (5.A)15 as of Jun 10, 2026
Mar 8, 201325 then
Private funds1 as of Jun 10, 2026
Mar 29, 20123 then
RAUM +16% over the last fiscal year+2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $109MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $248M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$931M71%
- Pooled investment vehicles$321M25%
- Investment companies$48.9M3.8%
- High-net-worth individuals$2.6M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $248M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.28 institutional_share=0.71 related_bd=false related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• O••••••• M••••• F••• L••no longer reported | Hedge Fund | $342M | 2 | Mar 29, 2012 |
| P••• P••••••• L• | Hedge Fund | $233M | 53 | Mar 29, 2012 |
| M•• S••••••• M••••• F••• L••no longer reported | Hedge Fund | $64.2M | 1 | Nov 15, 2012 |
| M• G••••• M••••••••• F••• L•no longer reported | Hedge Fund | $18.6M | 25 | Mar 19, 2021 |
| M•• U• F•••••• E••••• F••• L••no longer reported | Other Private Fund | $4.9M | 8 | Mar 29, 2012 |
| M•• M•••• C•• F••• L•no longer reported | Private Equity Fund | $2.6M | 9 | Apr 1, 2015 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• R••••• E•••• · Director Of General Partner; Limited Partnercontrolsince 01/2011 · owns 10% to 25%
- C••• G••••••• J••• · Chief Financial Officer And Chief Compliance Officer; Limited Partnercontrolsince 12/2017 · owns 5% to 10%
- D•••••• P•••• R•••••• · Director Of General Partner; Limited Partnercontrolsince 01/2011 · owns less than 5%
- I•• R••••••• E••••• · Director Of General Partner; Limited Partnercontrolsince 01/2011 · owns 10% to 25%
- M••••••• J••••• A•••• · Controller; Limited Partnercontrolsince 02/2015 · owns less than 5%
- P•••• I••• G•••••• L•••• · Chief Operating Officer, Director Of General Partner; Limited Partnercontrolsince 02/2015 · owns 10% to 25%
- R•••••••• T••••••• J••• · Chief Executive Officer, Co Chief Investment Officer, Director Of General Partner; Limited Partnercontrolsince 02/2015 · owns 10% to 25%
- A•••••• D•••• · Co Chief Investment Officer; Limited Partnersince 01/2015 · owns 10% to 25%
- E••••• M••••••• S•••••• · Head Trader; Limited Partnersince 12/2018 · owns 5% to 10%
- H••••• K•••• C••• · Chief Risk Officer; Limited Partnersince 01/2015 · owns 5% to 10%
Entity owners
- M•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- M•••• L•••• I•••• A••••••• L••investment adviseryRAUM $170M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 12Mar 21, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 4Mar 21, 2025 to Mar 30, 2026
- Assets in custody · $228M to $248MMar 21, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.3BMar 21, 2025 to Mar 30, 2026
- HNW RAUM · unset to 2600000.0Mar 21, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $293M to $321MMar 21, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.3BMar 21, 2025 to Mar 30, 2026
- Wrap assets (manager) · 2200000.0 to unsetMar 21, 2025 to Mar 30, 2026
- Wrap assets (sponsor) · 0.0 to unsetMar 21, 2025 to Mar 30, 2026
- Accounts · 15 to 13Mar 19, 2024 to Mar 21, 2025
- BD registered reps · 1 to 2Mar 19, 2024 to Mar 21, 2025
- Assets in custody · $215M to $228MMar 19, 2024 to Mar 21, 2025
- Employees · 14 to 15Mar 19, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 19, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $283M to $293MMar 19, 2024 to Mar 21, 2025
- RAUM · $1.1B to $1.1BMar 19, 2024 to Mar 21, 2025
- Wrap assets (manager) · $1.8M to $2.2MMar 19, 2024 to Mar 21, 2025
- Accounts · 21 to 15Mar 23, 2023 to Mar 18, 2024
- Assets in custody · $206M to $215MMar 23, 2023 to Mar 18, 2024
- Discretionary RAUM · $1.2B to $1.1BMar 23, 2023 to Mar 18, 2024
- Pension RAUM · 97800000.0 to unsetMar 23, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $272M to $283MMar 23, 2023 to Mar 18, 2024
- RAUM · $1.2B to $1.1BMar 23, 2023 to Mar 18, 2024
- Accounts · 19 to 21Aug 10, 2022 to Mar 23, 2023
- Pooled vehicle clients · 6 to 5Aug 10, 2022 to Mar 23, 2023
- Assets in custody · $230M to $206MAug 10, 2022 to Mar 23, 2023
- Employees · 15 to 14Aug 10, 2022 to Mar 23, 2023
- Private funds · 2 to 1Aug 10, 2022 to Mar 23, 2023
- Discretionary RAUM · $1.3B to $1.2BAug 10, 2022 to Mar 23, 2023
- Pension RAUM · $81.3M to $97.8MAug 10, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $295M to $272MAug 10, 2022 to Mar 23, 2023
- RAUM · $1.3B to $1.2BAug 10, 2022 to Mar 23, 2023
- Wrap assets (manager) · $2.1M to $1.8MAug 10, 2022 to Mar 23, 2023
- Accounts · 20 to 19Mar 19, 2021 to Mar 31, 2022
- Assets in custody · $198M to $230MMar 19, 2021 to Mar 31, 2022
- Employees · 16 to 15Mar 19, 2021 to Mar 31, 2022
- Private funds · 3 to 2Mar 19, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.3B to $1.3BMar 19, 2021 to Mar 31, 2022
- Pension RAUM · $64.7M to $81.3MMar 19, 2021 to Mar 31, 2022
Signals
1 dated events
- Robert John Oberkofler (Vice President) no longer on Schedule A of M•••• L•••• M••••••••• L• (listed 2022-03-31, absent 2022-08-10)Aug 10, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- M•••• L•••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/M••••-L••••-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MTL••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 267-759-3500reportedpublic record, Form ADV, Jun 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026