DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Halbert Wealth Management, Inc
Legal name Halbert Wealth Management, Inc.
Latest filing Sep 9, 2026
First filing on the tape Feb 9, 2012 · 41 filings
SEC status approved since Apr 14, 1998
RAUM
$211M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
77%
$163M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$52.8M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$211M as of Apr 22, 2026
Feb 16, 2012$100M then
HNW client RAUM$114M as of Apr 22, 2026
Feb 25, 2019$38.4M then
State-registered IARs (5.B.3)4 as of Apr 22, 2026
Feb 16, 20120 then
Employees (5.A)5 as of Apr 22, 2026
Jan 4, 20139 then
Private funds2 as of Feb 10, 2015
Feb 16, 20122 then
RAUM +190% over the last fiscal year+11% a year over threeIARs 1 to 4
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $52.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $350,818derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +190%derivedbetween the last two annual amendments
- Advisor growth, one year
- +300%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$114M67%
- Individuals$49.1M29%
- Corporations and businesses$6.3M3.7%
- Pension and profit-sharing plans$1.1M0.7%
- Individual clients
- 143reported
- HNW clients
- 106reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 602reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Debi Benson Halbert | Austin, Tx | Nov 1, 1995 | 41 y | 1 |
| Brian William Halbert | Austin, Tx | Jul 21, 2025 | 12 y | 2 |
| Spencer Paul Wright | Austin, Tx | Sep 15, 2025 | 28 y | 2 |
| Caden Anthony Brown | Austin, Tx | Aug 17, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Spencer Paul Wright to World Investment Advisors, LLCMar 14, 2023 · Other
- Cole David Haddock to Mission Wealth Management, LPAug 15, 2022 · RIA to RIA
- Jon P Meyer to U.S. Capital Wealth Advisors, LLCNov 2, 2018 · RIA to RIA
Joined, latest
- Spencer Paul Wright from World Investment Advisors, LLCSep 15, 2025 · Other
- Brian William Halbert from World Investment Advisors, LLCJul 21, 2025 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Profutures Diversified Fund II, LPno longer reported | Other Private Fund | $2.3M | 125 | Feb 9, 2012 |
| Profutures Strategic Allocation Trustno longer reported | Other Private Fund | $1.3M | 15 | Feb 9, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Benson Debi Halbert · Chief Compliance Officercontrolsince 08/1995 · owns 75% or more
- Ray Phillip Denney · Vice Presidentsince 05/2011 · owns less than 5%
- James Henry Rohlfs · Vice Presidentsince 04/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- client mix shiftChange between filings · filing Apr 22, 2026private-client share of RAUM moved from 0.0% to 77.0% between the annual amendments of 2025-02-26 and 2026-04-22peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Apr 22, 2026discretionary share of RAUM moved from 0.0% to 70.0% between the annual amendments of 2025-02-26 and 2026-04-22peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Apr 22, 2026HNW share of RAUM moved from 0.0% to 54.0% between the annual amendments of 2025-02-26 and 2026-04-22peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Apr 22, 2026institutional share of RAUM moved from 100.0% to 4.0% between the annual amendments of 2025-02-26 and 2026-04-22peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $72,797,050 to $211,192,636 (+190.0%) between the annual amendments of 2025-02-26 and 2026-04-22; the peer median change was +15.0% (4551 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 100% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Apr 22, 2026 to Sep 9, 2026
- Succession · false to unsetApr 22, 2026 to Sep 9, 2026
- Accounts · 593 to 602Feb 13, 2026 to Mar 31, 2026
- Accounts · 1 to 593Jan 2, 2026 to Feb 13, 2026
- Advisory employees · 2 to 4Jan 2, 2026 to Feb 13, 2026
- Advisory activities · 2 to 1Jan 2, 2026 to Feb 13, 2026
- Corporate clients · 0 to 4Jan 2, 2026 to Feb 13, 2026
- HNW clients · 0 to 106Jan 2, 2026 to Feb 13, 2026
- Individual clients · 0 to 143Jan 2, 2026 to Feb 13, 2026
- Pension plan clients · 0 to 1Jan 2, 2026 to Feb 13, 2026
- Employees · 2 to 5Jan 2, 2026 to Feb 13, 2026
- State-registered IARs · 1 to 4Jan 2, 2026 to Feb 13, 2026
- Discretionary RAUM · $0 to $148MJan 2, 2026 to Feb 13, 2026
- HNW RAUM · $0 to $114MJan 2, 2026 to Feb 13, 2026
- Individual RAUM · $0 to $49.1MJan 2, 2026 to Feb 13, 2026
- Non-discretionary RAUM · $72.8M to $62.8MJan 2, 2026 to Feb 13, 2026
- Pension RAUM · $0 to $1.1MJan 2, 2026 to Feb 13, 2026
- RAUM · $72.8M to $211MJan 2, 2026 to Feb 13, 2026
- Related adviser · false to trueOct 31, 2025 to Jan 2, 2026
- Financial planning clients · 0 to 0Aug 26, 2025 to Oct 31, 2025
- Accounts · 258 to 1Mar 27, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $69.1M to $72.8MMar 27, 2024 to Feb 26, 2025
- RAUM · $69.1M to $72.8MMar 27, 2024 to Feb 26, 2025
- Accounts · 657 to 258Mar 31, 2023 to Mar 27, 2024
- Advisory employees · 4 to 2Mar 31, 2023 to Mar 27, 2024
- Advisory activities · 3 to 2Mar 31, 2023 to Mar 27, 2024
- Corporate clients · 4 to 0Mar 31, 2023 to Mar 27, 2024
- HNW clients · 87 to 0Mar 31, 2023 to Mar 27, 2024
- Individual clients · 159 to 0Mar 31, 2023 to Mar 27, 2024
- Pension plan clients · 3 to 0Mar 31, 2023 to Mar 27, 2024
- Employees · 5 to 2Mar 31, 2023 to Mar 27, 2024
- State-registered IARs · 4 to 1Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $88.4M to $0Mar 31, 2023 to Mar 27, 2024
- HNW RAUM · $72.2M to $0Mar 31, 2023 to Mar 27, 2024
- Individual RAUM · $42.6M to $0Mar 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $64.7M to $69.1MMar 31, 2023 to Mar 27, 2024
- Pension RAUM · $1.8M to $0Mar 31, 2023 to Mar 27, 2024
- RAUM · $153M to $69.1MMar 31, 2023 to Mar 27, 2024
- Accounts · 681 to 657Mar 14, 2023 to Mar 31, 2023
- Advisory activities · 2 to 3Mar 14, 2023 to Mar 31, 2023
Signals
4 dated events
- Halbert Wealth Management, Inc reported RAUM $211.2M, up 190% from $72.8M (2026-01-02 to 2026-02-13)Feb 13, 2026 · RAUM change · derived
- Don Gary Halbert (President) no longer on Schedule A of Halbert Wealth Management, Inc (listed 2023-03-31, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Spencer Paul Wright left Halbert Wealth Management, Inc for World Investment Advisors, Llc (registered 2022-12-06)Mar 14, 2023 · Advisor changed firm · fact
- Cole David Haddock left Halbert Wealth Management, Inc for Mission Wealth Management, Lp (registered 2022-09-09)Aug 15, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- gdh@forecastsandtrends.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-263-3800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-348-3601reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- forecastsandtrends.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 512-263-3800reportedpublic record, Form ADV, Sep 9, 2026
- Contact form
- forecastsandtrends.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026