DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• I••••••••• A•••••••• I•••••••••
Latest filing Feb 4, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Aug 19, 1994
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$2.2B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$222M
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$2.4B as of Feb 4, 2026
Mar 30, 2012$817M then
HNW client RAUM$2.1B as of Feb 4, 2026
Mar 1, 2018$1.1B then
State-registered IARs (5.B.3)10 as of Feb 4, 2026
Mar 30, 20120 then
Employees (5.A)13 as of Feb 4, 2026
Mar 20, 201313 then
Private funds: no history
RAUM +3.6% over the last fiscal year+9.5% a year over threeIARs 11 to 10
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $222MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- -9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $1.5B, 423 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B84%
- Individuals$143M5.9%
- Charitable organizations$120M4.9%
- Pension and profit-sharing plans$75.7M3.1%
- Corporations and businesses$34.6M1.4%
- State and municipal entities$6.5M0.3%
- Individual clients
- 141reported
- HNW clients
- 310reported
- Pension plan clients
- 5reported
- Charitable clients
- 14reported
- Accounts
- 1,389reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 423 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• L•••• B•••••• | Pittsburgh, Pa | Nov 22, 1999 | 33 y | 0 |
| H•••• S••• B•••••• | Pittsburgh, Pa | Aug 21, 2006 | 21 y | 0 |
| P••• J•••• M••••••• | Pittsburgh, Pa | Aug 24, 2007 | 21 y | 1 |
| K••••••• J••• M••••• | Pittsburgh, Pa | Nov 18, 2013 | 17 y | 0 |
| J•••••• B•••• T••• | Pittsburgh, Pa | Mar 5, 2015 | 14 y | 0 |
| J•••• B••••• W••••• | Pittsburgh, Pa | Nov 28, 2022 | 25 y | 0 |
| H•••• W••••• K•••••• | Pittsburgh, Pa | Dec 16, 2022 | 11 y | 0 |
| E•••• H••••• W••••• | Pittsburgh, Pa | Jan 23, 2023 | 14 y | 0 |
| A••••• M•••••• S••••••••• | Pittsburgh, Pa | Jun 26, 2024 | 13 y | 0 |
| A••• W••••• S•••••••• | Pittsburgh, Pa | Sep 1, 2025 | 10 y | 0 |
| S•••• E•••••••• V••••••Certified Financial Planner | Pittsburgh, Pa | Sep 6, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- L••••••• E•••••• E•••• to V•••• I••••••••• M••••••••• L••Jun 1, 2018 · RIA to RIA
Joined, latest
- S•••• E•••••••• V•••••• from W•••••• P•••••• W•••••Sep 6, 2026 · RIA to RIA
- L••••••• E•••••• E•••• from S••••• C•••••• M••••••••• I••Jun 11, 2015 · Other
- P••• J•••• M••••••• from A••••••••• F•••••••• S•••••••• L••Aug 24, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• R•••••• L•••• · Partner & Chief Compliance Officercontrolsince 01/2025 · owns 5% to 10%
- B••••••• H••••• S••• · Chairman & Ceocontrolsince 01/2026 · owns 25% to 50%
- F•••••• N••••• B••••••• · Presidentcontrolsince 01/2024 · owns 5% to 10%
- M••••••• A•••••• H•••• · Partnercontrolsince 01/2021 · owns 10% to 25%
- M•••••••• P•••• J•••• · Partnercontrolsince 01/2026 · owns 25% to 50%
- T•••• J••••••• B•••• · Partnercontrolsince 01/2026 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 11 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Feb 4, 2026F•••••• N••••• B••••••• (PRESIDENT) left Schedule A between the filings of 2020-03-27 and 2026-02-04peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Feb 4, 2026M••••••• A•••••• H•••• (PARTNER) left Schedule A between the filings of 2020-03-27 and 2026-02-04peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,358 to 1,389Feb 20, 2025 to Feb 4, 2026
- Advisory employees · 10 to 8Feb 20, 2025 to Feb 4, 2026
- Charity clients · 16 to 14Feb 20, 2025 to Feb 4, 2026
- HNW clients · 304 to 310Feb 20, 2025 to Feb 4, 2026
- Individual clients · 125 to 141Feb 20, 2025 to Feb 4, 2026
- Assets in custody · $1.4B to $1.5BFeb 20, 2025 to Feb 4, 2026
- Employees · 15 to 13Feb 20, 2025 to Feb 4, 2026
- State-registered IARs · 11 to 10Feb 20, 2025 to Feb 4, 2026
- Discretionary RAUM · $2.4B to $2.4BFeb 20, 2025 to Feb 4, 2026
- HNW RAUM · $2.1B to $2.1BFeb 20, 2025 to Feb 4, 2026
- Individual RAUM · $72.3M to $143MFeb 20, 2025 to Feb 4, 2026
- Pension RAUM · $74.0M to $75.7MFeb 20, 2025 to Feb 4, 2026
- RAUM · $2.4B to $2.4BFeb 20, 2025 to Feb 4, 2026
- Accounts · 1,378 to 1,358Feb 27, 2024 to Feb 20, 2025
- Advisory employees · 12 to 10Feb 27, 2024 to Feb 20, 2025
- Charity clients · 15 to 16Feb 27, 2024 to Feb 20, 2025
- Corporate clients · 6 to 7Feb 27, 2024 to Feb 20, 2025
- HNW clients · 303 to 304Feb 27, 2024 to Feb 20, 2025
- Individual clients · 138 to 125Feb 27, 2024 to Feb 20, 2025
- Pension plan clients · 6 to 5Feb 27, 2024 to Feb 20, 2025
- Assets in custody · $1.1B to $1.4BFeb 27, 2024 to Feb 20, 2025
- Employees · 17 to 15Feb 27, 2024 to Feb 20, 2025
- Financial planning clients · 26-50 to 26-50Feb 27, 2024 to Feb 20, 2025
- State-registered IARs · 14 to 11Feb 27, 2024 to Feb 20, 2025
- Other offices · 1 to 0Feb 27, 2024 to Feb 20, 2025
- Discretionary RAUM · $2.1B to $2.4BFeb 27, 2024 to Feb 20, 2025
- HNW RAUM · $1.8B to $2.1BFeb 27, 2024 to Feb 20, 2025
- Individual RAUM · $110M to $72.3MFeb 27, 2024 to Feb 20, 2025
- Pension RAUM · $69.9M to $74.0MFeb 27, 2024 to Feb 20, 2025
- RAUM · $2.1B to $2.4BFeb 27, 2024 to Feb 20, 2025
- Accounts · 1,315 to 1,378Apr 20, 2023 to Feb 27, 2024
- Advisory employees · 10 to 12Apr 20, 2023 to Feb 27, 2024
- Corporate clients · 5 to 6Apr 20, 2023 to Feb 27, 2024
- HNW clients · 296 to 303Apr 20, 2023 to Feb 27, 2024
- Individual clients · 109 to 138Apr 20, 2023 to Feb 27, 2024
- Assets in custody · $1.1B to $1.1BApr 20, 2023 to Feb 27, 2024
- Employees · 15 to 17Apr 20, 2023 to Feb 27, 2024
- State-registered IARs · 12 to 14Apr 20, 2023 to Feb 27, 2024
- Discretionary RAUM · $1.9B to $2.1BApr 20, 2023 to Feb 27, 2024
- HNW RAUM · $1.6B to $1.8BApr 20, 2023 to Feb 27, 2024
Signals
3 dated events
- Jay Matthew Teplitz (Partner) no longer on Schedule A of G••••••• I••••••••• A•••••••• I••••••••• (listed 2023-04-20, absent 2024-02-27)Feb 27, 2024 · Control person left · inference
- H•••• Albert Madison (Partner) appeared on Schedule A of G••••••• I••••••••• A•••••••• I•••••••••Mar 27, 2020 · Control person joined · fact
- Baton Richard Meyer (Vice Chairman) no longer on Schedule A of G••••••• I••••••••• A•••••••• I••••••••• (listed 2018-03-01, absent 2019-03-06)Mar 6, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ams@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- aws@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bap@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bmd@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- eck@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ehw@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- hsb@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- hwk@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jbt@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jbw@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kjm@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pjm@guyasuta.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $222Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026