DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••• P••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Jan 14, 2000
RAUM
$431M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$335M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$431M as of Mar 31, 2026
Mar 30, 2012$340M then
HNW client RAUM$329M as of Mar 31, 2026
Mar 30, 2018$268M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Mar 31, 2026
Mar 21, 201311 then
Private funds1 as of Mar 31, 2026
Mar 30, 20181 then
RAUM +18% over the last fiscal year+9.9% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $136M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$329M94%
- Charitable organizations$12.0M3.4%
- Individuals$6.1M1.7%
- Pension and profit-sharing plans$3.7M1.1%
- Individual clients
- 9reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 353reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $9.3M managedreported
- Custody of client assets
- $136M for 19 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• S•••• W••••••Chartered Financial Analyst | Bloomington, Mn | May 8, 2006 | 30 y | 0 |
| T•••••• F•••••• M•••• | Bloomington, Mn | Jun 6, 2013 | 32 y | 1 |
| C•••••• S••••• B•••••• | Bloomington, Mn | Jan 31, 2014 | 23 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••••• F•••••• M•••• from P•••••• F••••• L••Jun 6, 2013 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• C•••••• P••••••• L•• | Hedge Fund | $7.8M | 15 | Apr 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H••••• B••••••• J••• · Chief Compliance Officercontrolsince 03/2008 · owns 10% to 25%
- M••••• T••••••• F•••••• · Managing Membercontrolsince 12/2022 · owns 25% to 50%
- W••••••• M••••••• S•••• · Managing Membercontrolsince 01/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Philomont, VA1 employees
What changed
consecutive filings, newest first
- Accounts · 352 to 353Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 3 to 4Mar 31, 2025 to Mar 31, 2026
- HNW clients · 62 to 70Mar 31, 2025 to Mar 31, 2026
- Individual clients · 11 to 9Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 5.0 to unsetMar 31, 2025 to Mar 31, 2026
- Assets in custody · $117M to $136MMar 31, 2025 to Mar 31, 2026
- Employees · 6 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $364M to $431MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $256M to $329MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $8.2M to $6.1MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $127,227 to $39,730Mar 31, 2025 to Mar 31, 2026
- Pension RAUM · $21.2M to $3.7MMar 31, 2025 to Mar 31, 2026
- RAUM · $364M to $431MMar 31, 2025 to Mar 31, 2026
- Wrap assets (manager) · $7.2M to $9.3MMar 31, 2025 to Mar 31, 2026
- Accounts · 343 to 352Oct 21, 2024 to Mar 31, 2025
- HNW clients · 59 to 62Oct 21, 2024 to Mar 31, 2025
- Assets in custody · $83.9M to $117MOct 21, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $325M to $364MOct 21, 2024 to Mar 31, 2025
- HNW RAUM · $231M to $256MOct 21, 2024 to Mar 31, 2025
- Individual RAUM · $5.8M to $8.2MOct 21, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $121,634 to $127,227Oct 21, 2024 to Mar 31, 2025
- Pension RAUM · $17.5M to $21.2MOct 21, 2024 to Mar 31, 2025
- RAUM · $325M to $364MOct 21, 2024 to Mar 31, 2025
- Wrap assets (manager) · $5.9M to $7.2MOct 21, 2024 to Mar 31, 2025
- HQ city · GOLDEN VALLEY to BLOOMINGTONMar 29, 2024 to Sep 27, 2024
- Accounts · 347 to 343Mar 31, 2023 to Mar 29, 2024
- HNW clients · 58 to 59Mar 31, 2023 to Mar 29, 2024
- Individual clients · 13 to 11Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 6 to 5Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $89.7M to $83.9MMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $325M to $325MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $237M to $231MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $5.5M to $5.8MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $24,309 to $121,634Mar 31, 2023 to Mar 29, 2024
- Pension RAUM · $17.3M to $17.5MMar 31, 2023 to Mar 29, 2024
- RAUM · $325M to $325MMar 31, 2023 to Mar 29, 2024
- Wrap assets (manager) · $5.6M to $5.9MMar 31, 2023 to Mar 29, 2024
- Accounts · 377 to 347Jun 1, 2022 to Mar 31, 2023
- Advisory employees · 4 to 3Jun 1, 2022 to Mar 31, 2023
Signals
2 dated events
- Lee Dennis Senneseth (Managing Member) no longer on Schedule A of W•••• P••• C•••••• L•• (listed 2022-06-01, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Smith Paula Gilmore (Chief Operating Officer) no longer on Schedule A of W•••• P••• C•••••• L•• (listed 2020-12-23, absent 2020-12-23)Dec 23, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- W•••• P••• C•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 612-376-9765reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 540-338-3595reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- W••••P•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-376-9765reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026