DFX Intelligence

RIA Intelligence

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SEC-registered adviser

B••• F•• C••••••• I•••

Independent wealth managerWarren, Rhode IslandCRD 108451SEC 801-56127website IAPD

Latest filing Mar 11, 2026

First filing on the tape Mar 24, 2012 · 27 filings

SEC status approved since Dec 23, 1998

RAUM

$756M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$727M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$378M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$756M as of Mar 11, 2026

Mar 24, 2012$129M then

HNW client RAUM$670M as of Mar 11, 2026

Feb 12, 2018$207M then

State-registered IARs (5.B.3)2 as of Mar 11, 2026

Mar 24, 20120 then

Employees (5.A)4 as of Mar 11, 2026

Mar 25, 20135 then

Private funds: no history

RAUM +16% over the last fiscal year+27% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Mar 11, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $378MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 334derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.7MderivedHNW RAUM over HNW clients
Average account: $1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +65%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Custody: $53.6M, 19 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$670M89%
Individuals$56.9M7.5%
Corporations and businesses$14.9M2.0%
Pension and profit-sharing plans$12.7M1.7%
Charitable organizations$1.6M0.2%

Individual clients: 266reported
HNW clients: 402reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 689reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $53.6M for 19 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
M••• J••••••• B•••••Chartered Financial Analyst	Warren, Ri	Jan 1, 2026	36 y	0
R•••••• F•••••• C••••••	Providence, Ri	Jan 1, 2026	30 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••• M•••• J••••••• · President/Treasurercontrol
since 03/1998 · owns 50% to 75%
C••••••• R••••••• F•••••• · Presidentcontrol
since 03/2017 · owns 50% to 75%
H••••• G••••••• M•••• · Chief Operating Officer/ Chief Compliance Officercontrol
since 09/2018 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Providence, Ri	2	2	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

client count surgeChange between filings · filing Mar 11, 2026
individual and HNW clients (Item 5.D) moved from 405.0 to 668.0 (+65.0%) between the annual amendments of 2025-03-10 and 2026-03-11; the peer median change was +5.0% (1216 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,216) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 651 to 689
Mar 10, 2025 to Mar 11, 2026
Corporate clients · 13 to 15
Mar 10, 2025 to Mar 11, 2026
HNW clients · 220 to 402
Mar 10, 2025 to Mar 11, 2026
Individual clients · 185 to 266
Mar 10, 2025 to Mar 11, 2026
Assets in custody · $112M to $53.6M
Mar 10, 2025 to Mar 11, 2026
Discretionary RAUM · $651M to $756M
Mar 10, 2025 to Mar 11, 2026
HNW RAUM · $577M to $670M
Mar 10, 2025 to Mar 11, 2026
Individual RAUM · $43.2M to $56.9M
Mar 10, 2025 to Mar 11, 2026
Pension RAUM · $10.9M to $12.7M
Mar 10, 2025 to Mar 11, 2026
RAUM · $651M to $756M
Mar 10, 2025 to Mar 11, 2026
Accounts · 685 to 651
Feb 28, 2024 to Mar 10, 2025
Corporate clients · 9 to 13
Feb 28, 2024 to Mar 10, 2025
HNW clients · 146 to 220
Feb 28, 2024 to Mar 10, 2025
Individual clients · 125 to 185
Feb 28, 2024 to Mar 10, 2025
Assets in custody · $65.0M to $112M
Feb 28, 2024 to Mar 10, 2025
Financial planning clients · unset to
Feb 28, 2024 to Mar 10, 2025
Discretionary RAUM · $507M to $651M
Feb 28, 2024 to Mar 10, 2025
HNW RAUM · $449M to $577M
Feb 28, 2024 to Mar 10, 2025
Individual RAUM · $34.2M to $43.2M
Feb 28, 2024 to Mar 10, 2025
Pension RAUM · $8.6M to $10.9M
Feb 28, 2024 to Mar 10, 2025
RAUM · $507M to $651M
Feb 28, 2024 to Mar 10, 2025
Accounts · 392 to 685
Feb 14, 2023 to Feb 28, 2024
Corporate clients · 6 to 9
Feb 14, 2023 to Feb 28, 2024
HNW clients · 165 to 146
Feb 14, 2023 to Feb 28, 2024
Individual clients · 214 to 125
Feb 14, 2023 to Feb 28, 2024
Assets in custody · $55.3M to $65.0M
Feb 14, 2023 to Feb 28, 2024
Discretionary RAUM · $366M to $507M
Feb 14, 2023 to Feb 28, 2024
HNW RAUM · $315M to $449M
Feb 14, 2023 to Feb 28, 2024
Individual RAUM · $33.4M to $34.2M
Feb 14, 2023 to Feb 28, 2024
Pension RAUM · $6.2M to $8.6M
Feb 14, 2023 to Feb 28, 2024
RAUM · $366M to $507M
Feb 14, 2023 to Feb 28, 2024
Accounts · 317 to 392
Sep 6, 2022 to Feb 14, 2023
Charity clients · 3.0 to unset
Sep 6, 2022 to Feb 14, 2023
Corporate clients · 7 to 6
Sep 6, 2022 to Feb 14, 2023
HNW clients · 151 to 165
Sep 6, 2022 to Feb 14, 2023
Individual clients · 195 to 214
Sep 6, 2022 to Feb 14, 2023
Pension plan clients · 5.0 to unset
Sep 6, 2022 to Feb 14, 2023
Assets in custody · $70.6M to $55.3M
Sep 6, 2022 to Feb 14, 2023
Financial planning clients · 11-25 to unset
Sep 6, 2022 to Feb 14, 2023
Discretionary RAUM · $403M to $366M
Sep 6, 2022 to Feb 14, 2023

Signals

2 dated events

B••• F•• C••••••• I••• reported RAUM $650.6M, up 28% from $507.5M (2024-02-28 to 2025-03-10)
Mar 10, 2025 · RAUM change · derived
B••• F•• C••••••• I••• reported RAUM $507.5M, up 39% from $365.7M (2023-02-14 to 2024-02-28)
Feb 28, 2024 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: g••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: m••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: r••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: s•@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 401-454-0772reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 401-621-7756reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 401-831-1000reportedpublished by the firm, firm site, Sep 15, 2026
Website: B•••FINCAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 401-454-0772reportedpublic record, Form ADV, Mar 11, 2026
Team page: b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $378Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026