DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••• C•••••• M••••••••• L••
Latest filing Apr 15, 2026
First filing on the tape Mar 20, 2012 · 32 filings
SEC status approved since Apr 2, 1999
RAUM
$732M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
7.8%
$57.0M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$183M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$732M as of Apr 15, 2026
Mar 20, 2012$546M then
HNW client RAUM$51.7M as of Apr 15, 2026
Feb 20, 2018$22.7M then
State-registered IARs (5.B.3)4 as of Apr 15, 2026
Mar 25, 20136 then
Employees (5.A)10 as of Apr 15, 2026
Mar 25, 201312 then
Private funds: no history
RAUM +11% over the last fiscal year+7.4% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $183MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $26.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $381,623, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$526M72%
- Corporations and businesses$96.2M13%
- High-net-worth individuals$51.7M7.1%
- Investment companies$32.0M4.4%
- Pension and profit-sharing plans$21.3M2.9%
- Individuals$5.4M0.7%
- Individual clients
- 9reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $381,623 for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.08 fund_share=0.04 institutional_share=0.75 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J•••••• R•••• | San Francisco, Ca | Jul 16, 2004 | 22 y | 0 |
| M•••••• R•••••• S•••••Chartered Financial Analyst | San Francisco, Ca | Oct 12, 2017 | 15 y | 0 |
| T••••• L•• H••••••Chartered Financial Analyst | San Francisco, Ca | Nov 6, 2017 | 10 y | 0 |
| K•••• C••• | San Francisco, Ca | Sep 5, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- E••• X••••• K• to V•• S•••• • T•••• I••May 7, 2025 · Other
- K•••• O••••••• B•••• to P•••••••• I•••••••••Apr 21, 2017 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• A•••••• W••••• · Member, Chairman, Ceo, Ciocontrolsince 01/2019 · owns 10% to 25%
- M•••• S••••••• H••••••• · Member, Svp, Dir. Trading, Chief Compliance Officercontrolsince 01/2008 · owns 10% to 25%
- R••••• J•••••• J•••••• · Member, President, Dir. Researchcontrolsince 01/2008 · owns 10% to 25%
- K•• E•••• X••••• · Member, Director Of Quantitative Researchsince 12/2020 · owns 10% to 25%
- S•••••• M••••••• R•••••• · Member, Director Of Institutional Portfolio Managementsince 12/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 25 to 28Jun 3, 2025 to Mar 5, 2026
- Advisory employees · 6 to 5Jun 3, 2025 to Mar 5, 2026
- BD registered reps · 0 to 1Jun 3, 2025 to Mar 5, 2026
- HNW clients · 8 to 12Jun 3, 2025 to Mar 5, 2026
- Individual clients · 10 to 9Jun 3, 2025 to Mar 5, 2026
- Assets in custody · $366,000 to $381,623Jun 3, 2025 to Mar 5, 2026
- State-registered IARs · 5 to 4Jun 3, 2025 to Mar 5, 2026
- Discretionary RAUM · $662M to $732MJun 3, 2025 to Mar 5, 2026
- HNW RAUM · $39.8M to $51.7MJun 3, 2025 to Mar 5, 2026
- Individual RAUM · $5.4M to $5.4MJun 3, 2025 to Mar 5, 2026
- Pension RAUM · $19.9M to $21.3MJun 3, 2025 to Mar 5, 2026
- RAUM · $662M to $732MJun 3, 2025 to Mar 5, 2026
- Financial planning clients · unset to May 14, 2025 to Jun 3, 2025
- Accounts · 29 to 25Oct 10, 2024 to Feb 21, 2025
- HNW clients · 9 to 8Oct 10, 2024 to Feb 21, 2025
- Assets in custody · $341,000 to $366,000Oct 10, 2024 to Feb 21, 2025
- Discretionary RAUM · $646M to $662MOct 10, 2024 to Feb 21, 2025
- HNW RAUM · $38.2M to $39.8MOct 10, 2024 to Feb 21, 2025
- Individual RAUM · $4.6M to $5.4MOct 10, 2024 to Feb 21, 2025
- Pension RAUM · $18.8M to $19.9MOct 10, 2024 to Feb 21, 2025
- RAUM · $646M to $662MOct 10, 2024 to Feb 21, 2025
- Accounts · 28 to 29Jun 7, 2023 to Feb 15, 2024
- HNW clients · 8 to 9Jun 7, 2023 to Feb 15, 2024
- Assets in custody · $327,244 to $341,000Jun 7, 2023 to Feb 15, 2024
- Discretionary RAUM · $591M to $646MJun 7, 2023 to Feb 15, 2024
- HNW RAUM · $35.1M to $38.2MJun 7, 2023 to Feb 15, 2024
- Individual RAUM · $5.2M to $4.6MJun 7, 2023 to Feb 15, 2024
- Pension RAUM · $17.4M to $18.8MJun 7, 2023 to Feb 15, 2024
- RAUM · $591M to $646MJun 7, 2023 to Feb 15, 2024
- Assets in custody · unset to 327244.0Feb 2, 2023 to Jun 7, 2023
- Custody of client assets · false to trueFeb 2, 2023 to Jun 7, 2023
- Accounts · 33 to 28Jan 27, 2022 to Feb 2, 2023
- BD registered reps · 1 to 0Jan 27, 2022 to Feb 2, 2023
- Individual clients · 11 to 10Jan 27, 2022 to Feb 2, 2023
- Employees · 11 to 10Jan 27, 2022 to Feb 2, 2023
- State-registered IARs · 6 to 5Jan 27, 2022 to Feb 2, 2023
- Discretionary RAUM · $599M to $591MJan 27, 2022 to Feb 2, 2023
- HNW RAUM · $31.8M to $35.1MJan 27, 2022 to Feb 2, 2023
- Individual RAUM · $4.7M to $5.2MJan 27, 2022 to Feb 2, 2023
- Pension RAUM · $17.7M to $17.4MJan 27, 2022 to Feb 2, 2023
Signals
1 dated events
- E••• X••••• K• left S••• C•••••• M••••••••• L•• for V•• S•••• • T•••• I•• (registered 2026-02-09)May 7, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/skba-capital-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- skba.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-989-7852reportedpublic record, Form ADV, Apr 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $183Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026