DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••••• C•••••• M••••••••• L••

Former SEC-registered adviserCleveland, OhioCRD 108624SEC 801-54988IAPD
Latest filing Feb 24, 2012
First filing on the tape Feb 24, 2012 · 1 filings
RAUM
$103M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$41.5M gross assets
History
1 filings and snapshots on the tape
RAUM: $103M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): no history
Private funds: 1
Practice profile
derived from the filing of Feb 24, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$14.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
selection of other advisers, otherreportedItem 5.G
Custody
$103M, 7 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$103M for 7 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• C•••••• S••• H••••• O••••••• F•••• L•••Hedge Fund$41.5M67Feb 24, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• D••••• C•••• · A••••• C•••••• M••••••••• G• C•••• Board Of Directors Membercontrol
        since 04/2006 · owns less than 5%
      • B••••• J•••• T••••• · Chief Financial Officer
        since 08/2010 · owns less than 5%
      • F••• K••••••• F•••• · Chief Compliance Officer
        since 08/2009 · owns less than 5%
      Entity owners
      • A••••• C•••••• M••••••••• G• C•••• · Sole General Partner Of A••••• Capital Management, Ltd.
        direct · owns less than 5%
      • K•••••• · Sole Limited Partner Of A••••• Capital Management, Ltd. And Sole Shareholder Of A••••• C•••••• M••••••••• G• C••••
        direct · owns 75% or more · public reporting company
      • A••••• C•••••• M••••••••• G• C•••• · Sole General Partner Of A••••• Capital Management, Ltd.
        indirect · owns F of A••••• Capital Management, Ltd.
      • K•••••• · Sole Limited Partner Of A••••• Capital Management, Ltd.; Sole Shareholder Of A••••• C•••••• M••••••••• G• C••••
        indirect · owns 75% or more of A••••• Capital Management, Ltd. · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026