DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Millennium Capital Advisors, LLC
Latest filing Apr 28, 2026
First filing on the tape Mar 22, 2012 · 26 filings
SEC status approved since Mar 24, 2017
RAUM
$232M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
92%
$213M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$232M as of Apr 28, 2026
Mar 22, 2012$62.1M then
HNW client RAUM$164M as of Apr 28, 2026
Mar 16, 2018$105M then
State-registered IARs (5.B.3)1 as of Apr 28, 2026
Mar 22, 20120 then
Employees (5.A)3 as of Apr 28, 2026
Mar 16, 20185 then
Private funds: no history
RAUM +13% over the last fiscal year+14% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $693,269derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 5.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.1%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$164M71%
- Individuals$48.7M21%
- Pension and profit-sharing plans$13.0M5.6%
- Corporations and businesses$6.0M2.6%
- Charitable organizations$391,3020.2%
- Individual clients
- 128reported
- HNW clients
- 72reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 335reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Justin Dale Deckard | Little Rock, Ar | May 18, 2012 | 30 y | 0 |
| Joshua Price | Little Rock, Ar | Aug 4, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Thomas Nelson Mccain to Round Table FinancialNov 13, 2020 · RIA to a newly registered adviser
Joined, latest
- Thomas Nelson Mccain from Metropolitan Capital Management, Inc.Dec 16, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dana Patrick Miller · President/Chief Compliance Officercontrolsince 06/1996 · owns less than 5%
- Dana Patrick Miller · Presidentcontrolsince 06/1996 · owns 75% or more of Milrocket, Inc.
- Dale Justin Deckard · Executive Vice Presidentsince 09/2001 · owns less than 5%
Entity owners
- Capital Services Group, LLC · Shareholderdirect · owns 50% to 75%
- Milrocket, Inc. · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Millennium Insurance Services, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Little Rock, Ar · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 345 to 335May 5, 2025 to Mar 19, 2026
- Charity clients · 6 to 2May 5, 2025 to Mar 19, 2026
- HNW clients · 77 to 72May 5, 2025 to Mar 19, 2026
- Individual clients · 143 to 128May 5, 2025 to Mar 19, 2026
- Employees · 4 to 3May 5, 2025 to Mar 19, 2026
- Financial planning clients · 1-10 to 0May 5, 2025 to Mar 19, 2026
- State-registered IARs · 2 to 1May 5, 2025 to Mar 19, 2026
- Discretionary RAUM · $183M to $211MMay 5, 2025 to Mar 19, 2026
- HNW RAUM · $138M to $164MMay 5, 2025 to Mar 19, 2026
- Individual RAUM · $49.0M to $48.7MMay 5, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $23.2M to $21.0MMay 5, 2025 to Mar 19, 2026
- Pension RAUM · $11.3M to $13.0MMay 5, 2025 to Mar 19, 2026
- RAUM · $206M to $232MMay 5, 2025 to Mar 19, 2026
- Financial planning clients · 1-10 to 1-10Mar 26, 2025 to May 5, 2025
- Accounts · 383 to 345Mar 8, 2024 to Mar 26, 2025
- Advisory employees · 2 to 1Mar 8, 2024 to Mar 26, 2025
- Charity clients · 5 to 6Mar 8, 2024 to Mar 26, 2025
- HNW clients · 83 to 77Mar 8, 2024 to Mar 26, 2025
- Individual clients · 141 to 143Mar 8, 2024 to Mar 26, 2025
- Employees · 3 to 4Mar 8, 2024 to Mar 26, 2025
- Financial planning clients · 101-250 to 1-10Mar 8, 2024 to Mar 26, 2025
- Discretionary RAUM · $159M to $183MMar 8, 2024 to Mar 26, 2025
- HNW RAUM · $122M to $138MMar 8, 2024 to Mar 26, 2025
- Individual RAUM · $39.6M to $49.0MMar 8, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $21.5M to $23.2MMar 8, 2024 to Mar 26, 2025
- Pension RAUM · $9.7M to $11.3MMar 8, 2024 to Mar 26, 2025
- RAUM · $181M to $206MMar 8, 2024 to Mar 26, 2025
- Accounts · 400 to 383Mar 22, 2023 to Mar 8, 2024
- Charity clients · 4 to 5Mar 22, 2023 to Mar 8, 2024
- Corporate clients · 6 to 3Mar 22, 2023 to Mar 8, 2024
- HNW clients · 79 to 83Mar 22, 2023 to Mar 8, 2024
- Individual clients · 309 to 141Mar 22, 2023 to Mar 8, 2024
- Pension plan clients · 2 to 1Mar 22, 2023 to Mar 8, 2024
- Financial planning clients · 1-10 to 101-250Mar 22, 2023 to Mar 8, 2024
- Discretionary RAUM · $141M to $159MMar 22, 2023 to Mar 8, 2024
- HNW RAUM · $73.2M to $122MMar 22, 2023 to Mar 8, 2024
- Individual RAUM · $66.3M to $39.6MMar 22, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $17.8M to $21.5MMar 22, 2023 to Mar 8, 2024
- Pension RAUM · $6.8M to $9.7MMar 22, 2023 to Mar 8, 2024
- RAUM · $159M to $181MMar 22, 2023 to Mar 8, 2024
Signals
3 dated events
- Nelson Thomas Mccain (Senior Vice President) no longer on Schedule A of Millennium Capital Advisors, Llc (listed 2020-06-30, absent 2020-11-13)Nov 13, 2020 · Control person left · inference
- Nelson Thomas Mccain (Senior Vice President) appeared on Schedule A of Millennium Capital Advisors, LlcMar 27, 2019 · Control person joined · fact
- Millennium Capital Advisors, Llc filed its initial SEC registration (Form ADV)Mar 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 501-907-7522reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 501-975-0226reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 501-975-0250reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MCA-AR.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 501-975-0256reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- mca-ar.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- mca-ar.com/leadershipreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $116Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026