DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•• G•••••••• L•••

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 108654SEC 801-54965websiteIAPD
Latest filing Jun 30, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Oct 17, 1997
RAUM
$95B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.1%
$135M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
466
166 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
261
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$95B as of Jun 30, 2026
Mar 30, 2012$24B then
HNW client RAUM$135M as of Jun 30, 2026
Mar 29, 2019$93.1M then
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Apr 1, 20130 then
Employees (5.A)466 as of Jun 30, 2026
Apr 1, 2013224 then
Private funds261 as of Jun 30, 2026
Mar 30, 201225 then
RAUM +11% over the last fiscal year+41% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$45.1MderivedHNW RAUM over HNW clients
Average account
$235MderivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$31B, 129 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$90B95%
  • State and municipal entities$4.5B4.8%
  • Investment companies$313M0.3%
  • High-net-worth individuals$135M0.1%
  • Pension and profit-sharing plans$9.1M0.0%
Individual clients
n/areported
HNW clients
3reported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
407reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$31B for 129 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=0.95 institutional_share=0.05 related_bd=true related_bank=false bd_reps=80.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      199 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I•• •• T••••no longer reportedH•••• Fund$5.7B1Apr 1, 2013
      G•••••••• I••••••••• P•••••••• L•••no longer reportedH•••• Fund$5.2B312Mar 30, 2012
      G•••••••• I••••••••• P••••••• M••••• F•••• L•••H•••• Fund$4.4B153Apr 1, 2013
      G•• G•••••••• B•••••• H••••• M••••• F•••• L•H•••• Fund$2.3B31Mar 31, 2021
      G•• G•••••••• S•••••• O••••••••• M••••• F•••• L•••H•••• Fund$1.7B91Mar 31, 2015
      G•• G•••••••• M••••••••• C•••• M••••• F••• I•• L•H•••• Fund$1.5B65Mar 29, 2019
      R•••• 8• F•••• L••H•••• Fund$1.5B1Mar 30, 2017
      S•••••• L••••• F•••• L••H•••• Fund$1.5B1Mar 31, 2015
      A•••••• O••••••• F••• L••••••no longer reportedH•••• Fund$1.4B2Apr 1, 2013
      F••••• F••• I• L••H•••• Fund$1.4B1Mar 30, 2017
      G•• G•••••••• O••••••••• C••••• M••••• F•••• L•••H•••• Fund$1.3B68Mar 30, 2017
      L•••• I••••• F•••• L•••P•••••• Equity Fund$1.1B64Mar 29, 2019
      R•••• 1• F•••• L••H•••• Fund$1.1B1Mar 30, 2012
      G•• G•••••••• M••••••••• C•••• M••••• F••• I••• L••H•••• Fund$1.1B110Nov 29, 2021
      G•••••••• J••• L•••no longer reportedH•••• Fund$869M2Mar 30, 2017
      G•• G•••••••• S•••••••• C•••••• L•••H•••• Fund$864M2Nov 25, 2020
      P•• F•••• L•••H•••• Fund$857M45Mar 31, 2022
      E•• F•••• L••H•••• Fund$832M32Mar 31, 2021
      G•••••••• M••••••••• U••• T••••no longer reportedH•••• Fund$810M1Apr 1, 2013
      C••••• U••• T••••no longer reportedH•••• Fund$794M1Apr 1, 2013
      G•• G•••••••• N•• E••••••• O•• M•••••••• L•••H•••• Fund$716M5Mar 31, 2021
      G•••••••• M••••••••• F•••• L•••H•••• Fund$698M105Mar 30, 2012
      C•••••• P•••••• L••no longer reportedH•••• Fund$695M1Mar 30, 2012
      M••••••••• U••• T••••no longer reportedH•••• Fund$662M1Apr 1, 2013
      J••• H•••••••• L•••H•••• Fund$512M2Mar 31, 2014
      G•• G•••••••• I••••••••• A•••••••• F••• I•• L•••P•••••• Equity Fund$500M25Mar 28, 2024
      A•• F•••• L•••H•••• Fund$484M1Mar 31, 2021
      R•••• 6• F•••• L••H•••• Fund$483M1Apr 1, 2013
      T••••••• F• F•••• L•••no longer reportedH•••• Fund$482M1Mar 30, 2017
      G•• G•••••••• D••••••••• A••••••••• A•••• H••••• L••H•••• Fund$461M55Mar 31, 2022
      G•••••••• A••••••••• S••••••••• U••• T•••• • Y••no longer reportedH•••• Fund$456M1Mar 23, 2018
      S••••••••• L•••no longer reportedH•••• Fund$449M1Mar 30, 2016
      G•••••••• M••••••••• P•••••••• F•••• L•••H•••• Fund$429M1Mar 30, 2012
      M• F•••• L•••H•••• Fund$425M34Mar 31, 2021
      D•• F•••• L•••H•••• Fund$425M17Mar 31, 2021
      G•••••••• A•••• F•••• L•••H•••• Fund$380M1Mar 30, 2012
      G•••• A••••••• R••••• S••••••••• L•••no longer reportedH•••• Fund$375M2Apr 1, 2013
      C••••••• F•••• L•••H•••• Fund$340M1Mar 31, 2015
      G•••••••• C••••• F•••• L•••no longer reportedH•••• Fund$336M1Mar 31, 2014
      A••••••••• I••••••••• • F••• 1•no longer reportedH•••• Fund$331M1Mar 29, 2019
      All funds of G•• G•••••••• L•••
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• P•••••• L•• · Managing Directorcontrol
        since 10/2020 · owns less than 5%
      • H••••• S••••• · Managing Director, Chief Human Resources Officercontrol
        since 05/2018 · owns less than 5%
      • L••••• E•••• D•••• · Managing Director, Chief Technology Officercontrol
        since 02/2020 · owns less than 5%
      • L••••• J•••••••• R••••• · Managing Director, Presidentcontrol
        since 10/2017 · owns less than 5%
      • M••••••• P•••• A•••• · Managing Director And Vice Chairmancontrol
        since 03/1998 · owns less than 5%
      • M••••••••• B••••• J•••••• · Managing Director, General Counselcontrol
        since 05/2015 · owns less than 5%
      • P••••••• F••••••••• E•••• · Managing Director, Chief Investment Officercontrol
        since 04/2015 · owns less than 5%
      • S••••• M••••••• J•• · Managing Director, Chief Executive Officer And Chairmancontrol
        since 03/1998 · owns less than 5%
      • S•••••••• S•••••• D•••••••• · Managing Director, Head Of Investor Relationscontrol
        since 10/2017 · owns less than 5%
      • S••••• M••••••• J•• · Trusteecontrol
        since 12/1995 · owns F of M•••••• J• S•••• R•••••••• T••••
      • S••••• M••••••• J•• · Managing Membercontrol
        since 02/1998 · owns F of G•••••••• H•••••••• L•••••
      • F••••••••• L•••• · Managing Director, Global Chief Compliance Officer
        since 05/2015 · owns less than 5%
      Entity owners
      • G••• L••••• · General Partner
        direct · owns less than 5%
      • G•••••••• C•••••• M••••••••• H•••••••• L••• · L•••••• Partner
        direct · owns 75% or more
      • G•• G•••••••• H•••••••• L•• · Sole Member
        indirect · owns 75% or more of G••• L•••••
      • G•• G•••••••• H•••••••• L•• · Sole General Partner
        indirect · owns F of G•••••••• C•••••• M••••••••• H•••••••• L•••
      • G•• G•••••••• I••• · Sole Member
        indirect · owns 75% or more of G•• G•••••••• H•••••••• L•• · public reporting company
      • G•••••••• H•••••••• L••••• · L•••••• Partner
        indirect · owns 50% to 75% of G•••••••• C•••••• M••••••••• H•••••••• L•••
      • M•••••• J• S•••• R•••••••• T•••• · Member
        indirect · owns 25% to 50% of G•••••••• H•••••••• L•••••
      • M•••••• J• S•••• R•••••••• T•••• · Sole Member
        indirect · owns 75% or more of M•• L••
      • M•• L•• · Managing Member
        indirect · owns F of G•••••••• H•••••••• L•••••
      Related persons
      Schedule D 7.A
      • G•• C••••••••• F••• I••••••••• G••••• L•••
        investment adviserbankpooled vehicle sponsorLP sponsornRAUM $48B
      • G•• F•••••••• S•••••••• L••
        pooled vehicle sponsorn
      • G•• G•••••••• ••••••••• P•• L•••
        investment advisern
      • G•• G•••••••• ••••••••• G•••
        investment advisern
      • G•• G•••••••• H••••••• ••••••• U••
        n
      • G•• I••••••••• G•• L••
        pooled vehicle sponsorn
      • G•• I••••••••• H••• K••• L••••••
        investment advisern
      • G•• I••••••••• J•••• K•••
        broker-dealerinvestment advisery
      • G•• I••••••••• U• L••
        investment advisern
      • G•• P••••••• I• L•••
        pooled vehicle sponsorn
      • G•••••••• C•••••• M••••••••• G• L•••
        pooled vehicle sponsory
      • G•••••••• C•••••• M••••••••• L•••
        pooled vehicle sponsory
      • G•• S••••••••• L••
        broker-dealery
      Advisers that list G•• G•••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY14 employees
      What changed
      consecutive filings, newest first
      • Accounts · 412 to 407
        Jul 1, 2025 to Mar 27, 2026
      • Advisory employees · 164 to 166
        Jul 1, 2025 to Mar 27, 2026
      • BD registered reps · 79 to 80
        Jul 1, 2025 to Mar 27, 2026
      • c•••••• pooled vehicles · 382 to 375
        Jul 1, 2025 to Mar 27, 2026
      • Assets in custody · $32B to $31B
        Jul 1, 2025 to Mar 27, 2026
      • Employees · 502 to 466
        Jul 1, 2025 to Mar 27, 2026
      • p•••••• fund count · 262 to 261
        Jul 1, 2025 to Mar 27, 2026
      • Discretionary RAUM · $84B to $94B
        Jul 1, 2025 to Mar 27, 2026
      • HNW RAUM · $121M to $135M
        Jul 1, 2025 to Mar 27, 2026
      • Non-discretionary RAUM · $1.5B to $1.7B
        Jul 1, 2025 to Mar 27, 2026
      • Pension RAUM · $8.5M to $9.1M
        Jul 1, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $81B to $90B
        Jul 1, 2025 to Mar 27, 2026
      • RAUM · $86B to $95B
        Jul 1, 2025 to Mar 27, 2026
      • Related bank · true to false
        Jul 1, 2025 to Mar 27, 2026
      • fin planning c•••••• · unset to
        May 23, 2025 to Jul 1, 2025
      • Accounts · 408 to 412
        Jan 6, 2025 to Mar 28, 2025
      • Advisory employees · 159 to 164
        Jan 6, 2025 to Mar 28, 2025
      • BD registered reps · 84 to 79
        Jan 6, 2025 to Mar 28, 2025
      • c•••••• hnw individuals · 4 to 3
        Jan 6, 2025 to Mar 28, 2025
      • c•••••• pooled vehicles · 329 to 382
        Jan 6, 2025 to Mar 28, 2025
      • Assets in custody · $30B to $32B
        Jan 6, 2025 to Mar 28, 2025
      • Employees · 492 to 502
        Jan 6, 2025 to Mar 28, 2025
      • p•••••• fund count · 266 to 262
        Jan 6, 2025 to Mar 28, 2025
      • Discretionary RAUM · $81B to $84B
        Jan 6, 2025 to Mar 28, 2025
      • HNW RAUM · $360M to $121M
        Jan 6, 2025 to Mar 28, 2025
      • Non-discretionary RAUM · $1.4B to $1.5B
        Jan 6, 2025 to Mar 28, 2025
      • Pension RAUM · $8.4M to $8.5M
        Jan 6, 2025 to Mar 28, 2025
      • Pooled vehicle RAUM · $78B to $81B
        Jan 6, 2025 to Mar 28, 2025
      • RAUM · $82B to $86B
        Jan 6, 2025 to Mar 28, 2025
      • Succession · true to false
        Jan 6, 2025 to Mar 28, 2025
      • Accounts · 189 to 408
        Nov 12, 2024 to Jan 6, 2025
      • Advisory employees · 84 to 159
        Nov 12, 2024 to Jan 6, 2025
      • BD registered reps · 63 to 84
        Nov 12, 2024 to Jan 6, 2025
      • Business name · G•••••••• C•••••• M••••••••• L••• to G•• G•••••••• L•••
        Nov 12, 2024 to Jan 6, 2025
      • c•••••• hnw individuals · 3 to 4
        Nov 12, 2024 to Jan 6, 2025
      • c•••••• pooled vehicles · 171 to 329
        Nov 12, 2024 to Jan 6, 2025
      • Employees · 346 to 492
        Nov 12, 2024 to Jan 6, 2025
      • Legal name · G•••••••• C•••••• M••••••••• L••• to G•• G•••••••• L•••
        Nov 12, 2024 to Jan 6, 2025
      • Other offices · 1 to 2
        Nov 12, 2024 to Jan 6, 2025
      • p•••••• fund count · 110 to 266
        Nov 12, 2024 to Jan 6, 2025
      Signals
      7 dated events
      • G•• G•••••••• L••• reported succeeding to the business of G•• C••••••••• F••• I••••••••• G••••• L••• (Form ADV Item 4)
        Jan 6, 2025 · Succession (Item 4) · fact
      • G•• G•••••••• L••• reported RAUM $82.4B, up 138% from $34.6B (2024-11-12 to 2025-01-06)
        Jan 6, 2025 · RAUM change · derived
      • O•••••• F•••••• I••••• (Managing Director, Chief Operating Officer) no l•••er on Schedule A of G•• G•••••••• L••• (listed 2021-11-29, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Lyn P••••• B•••••• (Managing Director) appeared on Schedule A of G•• G•••••••• L•••
        Nov 23, 2020 · Control person joined · fact
      • M•••••• I••••• B•••• (Managing Director, Chief Financial Officer) no l•••er on Schedule A of G•• G•••••••• L••• (listed 2020-06-26, absent 2020-11-23)
        Nov 23, 2020 · Control person left · inference
      • D•••• E••• L•••• (Managing Director, Chief Technology Officer) appeared on Schedule A of G•• G•••••••• L•••
        Mar 30, 2020 · Control person joined · fact
      • S••••• H•••• (Managing Director, Chief Human Resources Officer) appeared on Schedule A of G•• G•••••••• L•••
        Mar 29, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/belmont-harbor-a-gcm-grosvenor-strategyreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H••••://WWW.GCMG••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      312-506-6500reportedpublic record, Form ADV, Jun 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026