DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G•• C••••••••• F••• I••••••••• G••••• L•••

Former SEC-registered adviserNew York, New YorkCRD 169155SEC 801-78705websiteIAPD
Latest filing Jul 25, 2024
First filing on the tape Oct 11, 2013 · 27 filings
SEC status approved since Oct 22, 2013
RAUM
$48B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.5%
$251M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
146
75 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
156
$34B gross assets
History
27 filings and snapshots on the tape
RAUM$48B as of Mar 28, 2024
Mar 28, 2014$20B then
HNW client RAUM$251M as of Mar 28, 2024
Mar 31, 2022$249M then
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Mar 28, 20140 then
Employees (5.A)146 as of Mar 28, 2024
Mar 28, 201483 then
Private funds156 as of Mar 28, 2024
Mar 31, 2015171 then
RAUM +7.1% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 25, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$251MderivedHNW RAUM over HNW clients
Average account
$219MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+7.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$45B93%
  • State and municipal entities$2.9B6.1%
  • High-net-worth individuals$251M0.5%
Individual clients
n/areported
HNW clients
1reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
219reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      200 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••• E••••••• M••••••• P•••••• M•••••• P••••••• L•••Private Equity Fund$3.4B4Mar 30, 2017
      G•• G•••••••• • V•• P•••••• E••••• P•••••• I• L•••Private Equity Fund$1.8B4Mar 30, 2012
      G•• G•••••••• D••••••••• P•••••••• L•••Private Equity Fund$1.8B4Mar 30, 2012
      G•• G•••••••• P••••••• L•••Private Equity Fund$1.7B5Mar 30, 2012
      G•• G•••••••• E•••••• L•••Private Equity Fund$1.4B2Mar 30, 2020
      G•• G•••••••• S•••••••• O••••••••• F••• I••• L•••Private Equity Fund$1.3B83Mar 31, 2021
      C••••• S••••• F••• I••• L•••Private Equity Fund$1.2B4Mar 23, 2018
      G•• G•••••••• S•••••••• O••••••••• F••• I•• L•••Private Equity Fund$1.0B88Mar 23, 2018
      G•• G•••••••• N•• E••••••• R• M•••••••• L•••Private Equity Fund$1.0B6Mar 30, 2020
      J••• D•••• • G•• G•••••••• I••••••••• F•••• L•••Private Equity Fund$896M5Mar 30, 2012
      G•• G•••••••• C••••••••• I••••••••• S••••••••• I••• L•••Private Equity Fund$874M54Mar 31, 2022
      G•• G•••••••• A•••••• F•••• L•••Private Equity Fund$860M207Mar 30, 2020
      G•• G•••••••• C••••••••• O••••••••• F••• I•• L•••Private Equity Fund$824M63Mar 29, 2019
      G•• G•••••••• M••••• M••••• I••••••••• F•••• L•••Private Equity Fund$783M4Mar 30, 2012
      G•• G•••••••• D•• I••• L•••Private Equity Fund$769M2Mar 29, 2019
      E••••• G•• R• A••••• F•••• L•••Private Equity Fund$745M3Mar 30, 2020
      G•• Y••••••• S• U••• T••••Private Equity Fund$674M1Mar 30, 2020
      G•• G•••••••• • M• I••• L•••Private Equity Fund$666M2Mar 31, 2021
      C••••• S••••• F••• I•• L•••Private Equity Fund$600M2Mar 30, 2016
      A•••• Z• I••••••••• I•• •••••••• L•••Private Equity Fund$598M2Mar 31, 2021
      C••••• S••••• F••• I•• L•••Private Equity Fund$554M2Mar 31, 2021
      G•• G•••••••• • N•• I••••••••• I••• L•••Private Equity Fund$529M2Mar 31, 2023
      G•• G•••••••• E•••••• F•••• L•••Private Equity Fund$502M2Mar 31, 2023
      G•• G•••••••• C••••••••• I••••••••• S••••••••• I•• L•••Private Equity Fund$498M26Mar 30, 2016
      G•• G•••••••• S•••••••• I••••••••• M•••••• L•••Private Equity Fund$466M4Mar 30, 2016
      G•• G•••••••• • N••••• D••• I••••••••• P•••••••• L•••Private Equity Fund$461M4Mar 30, 2016
      2••• I••••••••• C••••••••• •••••••• A• S••••••• O• V••••• ••••••• S••••• S•••••••••Private Equity Fund$447M11Mar 31, 2022
      G•• G•••••••• E••••••• O••••••••• F•••• L•••Private Equity Fund$436M3Mar 30, 2012
      G•• G•••••••• • N••••• R••• E••••• I••••••••• P•••••••• L•••Real Estate Fund$407M4Oct 8, 2014
      G•• G•••••••• J• I••••••••• I••••••••• F••• 2••• •••••• L•••Private Equity Fund$387M2Mar 29, 2019
      G••••••••• P• F•••• L•••Private Equity Fund$382M5Mar 30, 2020
      G•• G•••••••• C••••• C••••••••• M••••• F•••• L•••Private Equity Fund$351M2Mar 31, 2021
      G•• G•••••••• J• I••••••••• I••••••••• F••• 2••• ••••• L•••Private Equity Fund$348M2Mar 31, 2021
      G•• • A••• I•••• I••••••••• H•••••••• L•••Private Equity Fund$331M2Mar 31, 2022
      G•• G•••••••• • N•• I••••••••• A•••• L•••Private Equity Fund$326M2Mar 31, 2021
      G•• G•••••••• • N•• I••••••••• I•• L•••Private Equity Fund$323M2Mar 23, 2018
      T•••• E••••••• M••••••• L••••• P•••••• M•••••• P••••••• L•••Private Equity Fund$317M2Mar 30, 2017
      G•• G•••••••• K• I•••• I••••••••• L•••Private Equity Fund$305M2Mar 31, 2022
      G•• G•••••••• S••••••• P•••••• F••• I••••••••• P••••••• L•••Private Equity Fund$301M3Mar 30, 2012
      C•••••••• E••••••• M•••••• P••••••••• L•••Private Equity Fund$301M2Mar 31, 2023
      All funds of G•• C••••••••• F••• I••••••••• G••••• L•••
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• P•••••• L•• · Managing D•••••Orcontrol
        since 10/2020 · owns less than 5%
      • H••••• S••••• · Managing D•••••Or, Chief Human Resources Officercontrol
        since 05/2018 · owns less than 5%
      • L••••• E•••• D•••• · Managing D•••••Or, Chief Technology Officercontrol
        since 02/2020 · owns less than 5%
      • L••••• J•••••••• R••••• · Managing D•••••Or, Presidentcontrol
        since 10/2017 · owns less than 5%
      • M••••••• P•••• A•••• · Managing D•••••Or, Vice Chairmancontrol
        since 07/2013 · owns less than 5%
      • M••••••••• B••••• J•••••• · Managing D•••••Or, General Counselcontrol
        since 05/2015 · owns less than 5%
      • P••••••• F••••••••• E•••• · Managing D•••••Or, Chief Investment Officercontrol
        since 03/2018 · owns less than 5%
      • S••••• M••••••• J•• · Managing D•••••Or, Chief Executive Officer And Chairmancontrol
        since 07/2013 · owns less than 5%
      • S•••••••• S•••••• D•••••••• · Managing D•••••Or, Head Of I••••••• Relationscontrol
        since 10/2017 · owns less than 5%
      • S••••• M••••••• J•• · Trusteecontrol
        since 12/1995 · owns F of M•••••• J• S•••• R•••••••• T••••
      • S••••• M••••••• J•• · Managing Membercontrol
        since 02/1998 · owns F of G•••••••• H•••••••• L•••••
      • F••••••••• L•••• · Managing D•••••Or, Global Chief Compliance Officer
        since 05/2015 · owns less than 5%
      Entity owners
      • G••• L••••• · General Partner
        direct · owns less than 5%
      • G•••••••• C•••••• M••••••••• H•••••••• L••• · L•••••• Partner
        direct · owns 75% or more
      • G•• G•••••••• H•••••••• L•• · Sole Member
        indirect · owns 75% or more of G••• L•••••
      • G•• G•••••••• H•••••••• L•• · Sole General Partner
        indirect · owns F of G•••••••• C•••••• M••••••••• H•••••••• L•••
      • G•• G•••••••• I••• · Sole Member
        indirect · owns 75% or more of G•• G•••••••• H•••••••• L•• · public reporting company
      • G•••••••• H•••••••• L••••• · L•••••• Partner
        indirect · owns 50% to 75% of G•••••••• C•••••• M••••••••• H•••••••• L•••
      • M•••••• J• S•••• R•••••••• T•••• · Member
        indirect · owns 25% to 50% of G•••••••• H•••••••• L•••••
      • M•••••• J• S•••• R•••••••• T•••• · Sole Member
        indirect · owns 75% or more of M•• L••
      • M•• L•• · Managing Member
        indirect · owns F of G•••••••• H•••••••• L•••••
      Related persons
      Schedule D 7.A
      • C••••••••• I••••• S••• F••• G•• L••
        pooled vehicle sponsorn
      • C••• ••••••• H••••••• L••••••
        pooled vehicle sponsorn
      • C••• A•••••••• L••
        n
      • C••• D••••••••• P••••••• I••• I•••
        pooled vehicle sponsorn
      • C••• E••••• V••••••• •••• L••
        pooled vehicle sponsorn
      • C••• F••• P••••••• I•• L•••
        pooled vehicle sponsorn
      • C••• F••• P••••••• I••• L•••
        pooled vehicle sponsorn
      • C••• F••• P•••••••• L•••
        pooled vehicle sponsorn
      • C••• H•••••••• L••
        n
      • C••• N•• G•• L••
        pooled vehicle sponsorn
      • C••• P••••••• L•• L••
        pooled vehicle sponsorn
      • G•• C••• F••• P••••••• I•• L•••
        pooled vehicle sponsorn
      • G•• C••• G•• L••
        pooled vehicle sponsorn
      • G•• E• G• S•• R•••
        pooled vehicle sponsorn
      • G•• G•••••••• ••••••••• P•• L•••
        investment advisern
      • G•• G•••••••• ••••••••• G•••
        investment advisern
      • G•• G•••••••• F••• P••••••• ••••••• I• I•••
        pooled vehicle sponsorn
      • G•• G•••••••• H••••••• ••••••• U••
        n
      • G•• I••••••••• H••• K••• L••••••
        investment advisern
      • G•• I••••••••• J•••• K•••
        broker-dealerinvestment advisern
      • G•• I••••••••• U• L••
        investment advisern
      • G•• P•••••• R• G•• L•••
        pooled vehicle sponsorn
      • G•• W••••• G• L••••••
        pooled vehicle sponsorn
      • Gcm G•••••••• L.P.
        investment adviserbankpooled vehicle sponsorLP sponsornRAUM $95B
      • G•• S••••••••• L••
        broker-dealern
      • M••••••• G••••• C•••••• P••••••• S••• G•• L••
        pooled vehicle sponsorn
      • T•• L••••• G•• L••
        pooled vehicle sponsorn
      Advisers that list G•• C••••••••• F••• I••••••••• G••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • C••••••, IL4 employees
      • Charlotte, NC1 employees
      What changed
      consecutive filings, newest first
      • Pooled vehicle clients · 208 to 213
        Aug 28, 2023 to Mar 28, 2024
      • Employees · 150 to 146
        Aug 28, 2023 to Mar 28, 2024
      • Private funds · 206 to 156
        Aug 28, 2023 to Mar 28, 2024
      • Discretionary RAUM · $45B to $48B
        Aug 28, 2023 to Mar 28, 2024
      • HNW RAUM · $249M to $251M
        Aug 28, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $157M to $127M
        Aug 28, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $42B to $45B
        Aug 28, 2023 to Mar 28, 2024
      • RAUM · $45B to $48B
        Aug 28, 2023 to Mar 28, 2024
      • Accounts · 216 to 219
        Aug 28, 2023 to Mar 28, 2024
      • Advisory employees · 72 to 75
        Aug 28, 2023 to Mar 28, 2024
      • BD registered reps · 23 to 21
        Aug 28, 2023 to Mar 28, 2024
      • HNW clients · unset to 1.0
        Aug 28, 2023 to Mar 28, 2024
      • Accounts · 203 to 216
        Oct 20, 2022 to Mar 31, 2023
      • Advisory employees · 70 to 72
        Oct 20, 2022 to Mar 31, 2023
      • BD registered reps · 24 to 23
        Oct 20, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 196 to 208
        Oct 20, 2022 to Mar 31, 2023
      • Employees · 141 to 150
        Oct 20, 2022 to Mar 31, 2023
      • Other offices · 3 to 2
        Oct 20, 2022 to Mar 31, 2023
      • Private funds · 190 to 206
        Oct 20, 2022 to Mar 31, 2023
      • Discretionary RAUM · $41B to $45B
        Oct 20, 2022 to Mar 31, 2023
      • HNW RAUM · $249M to $249M
        Oct 20, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $205M to $157M
        Oct 20, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $39B to $42B
        Oct 20, 2022 to Mar 31, 2023
      • RAUM · $41B to $45B
        Oct 20, 2022 to Mar 31, 2023
      • Accounts · 179 to 203
        Nov 9, 2021 to Mar 31, 2022
      • Advisory employees · 66 to 70
        Nov 9, 2021 to Mar 31, 2022
      • Advisory activities · 6 to 5
        Nov 9, 2021 to Mar 31, 2022
      • BD registered reps · 26 to 24
        Nov 9, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 179 to 196
        Nov 9, 2021 to Mar 31, 2022
      • Employees · 130 to 141
        Nov 9, 2021 to Mar 31, 2022
      • Other offices · 6 to 3
        Nov 9, 2021 to Mar 31, 2022
      • Private funds · 176 to 190
        Nov 9, 2021 to Mar 31, 2022
      • Discretionary RAUM · $30B to $41B
        Nov 9, 2021 to Mar 31, 2022
      • HNW RAUM · unset to 249009910.0
        Nov 9, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $283M to $205M
        Nov 9, 2021 to Mar 31, 2022
      • Pension RAUM · 1217633623.0 to unset
        Nov 9, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $29B to $39B
        Nov 9, 2021 to Mar 31, 2022
      • RAUM · $31B to $41B
        Nov 9, 2021 to Mar 31, 2022
      • Accounts · 183 to 179
        Nov 23, 2020 to Mar 31, 2021
      • Advisory employees · 59 to 66
        Nov 23, 2020 to Mar 31, 2021
      Signals
      9 dated events
      • G•• C••••••••• F••• I••••••••• G••••• L••• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $47.9B)
        Feb 3, 2025 · Left the SEC roster · derived
      • Gcm Grosvenor L.P. reported succeeding to the business of G•• C••••••••• F••• I••••••••• G••••• L••• (Form ADV Item 4)
        Jan 6, 2025 · Succession (Item 4) · fact
      • O•••••• Francis Idehen (Managing Director, Chief Operating Officer) no longer on Schedule A of G•• C••••••••• F••• I••••••••• G••••• L••• (listed 2021-11-09, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • G•• C••••••••• F••• I••••••••• G••••• L••• reported RAUM $41.4B, up 36% from $30.5B (2021-11-09 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Modesto Ivaldo Basso (Managing Director, Chief Financial Officer) no longer on Schedule A of G•• C••••••••• F••• I••••••••• G••••• L••• (listed 2020-03-30, absent 2020-11-23)
        Nov 23, 2020 · Control person left · inference
      • Lyn P••••• B•••••• (Managing Director) appeared on Schedule A of G•• C••••••••• F••• I••••••••• G••••• L•••
        Nov 23, 2020 · Control person joined · fact
      • David Eric Levin (Managing Director, Chief Technology Officer) appeared on Schedule A of G•• C••••••••• F••• I••••••••• G••••• L•••
        Mar 30, 2020 · Control person joined · fact
      • Sandra Hurse (Managing Director, Chief Human Resources Officer) appeared on Schedule A of G•• C••••••••• F••• I••••••••• G••••• L•••
        Mar 29, 2019 · Control person joined · fact
      • G•• C••••••••• F••• I••••••••• G••••• L••• filed its initial SEC registration (Form ADV)
        Oct 11, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      G•• C••••••••• F••• I••••••••• G••••• L••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…