DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••••••••

Former SEC-registered adviserNew York, New YorkCRD 108695SEC 801-56107websiteIAPD
Legal name B••• G•••••• L••
Latest filing Mar 17, 2025
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Jan 6, 1999
RAUM
$48B
reported, Item 5.F
Discretionary
0.8%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
625
27 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$48B as of Mar 17, 2025
Mar 30, 2012$27.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2025
Apr 1, 20130 then
Employees (5.A)625 as of Mar 17, 2025
Apr 1, 20131,100 then
Private funds: no history
RAUM -11% over the last fiscal year-6.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$690MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.8%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$47B99%
  • State and municipal entities$418M0.9%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
34reported
Charitable clients
n/areported
Accounts
69reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• M••••••• J••• · Vice Presidentcontrol
        since 04/2023 · owns less than 5%
      • C•••• R••••••• C••• · Vice Presidentcontrol
        since 04/2023 · owns less than 5%
      • R••••• J•••••••• M••••••• · General Counselcontrol
        since 04/2023 · owns less than 5%
      • Z••••••• W••••••• F• · Presidentcontrol
        since 04/2023 · owns less than 5%
      • L••••• N••••• S•••••• · Vice President
        since 08/2018 · owns less than 5%
      • M••••• M••••••• A•••••• · Vice President
        since 08/2018 · owns less than 5%
      • M•••••• N••••••• E••••• · Chief Compliance Officer, Assistant Secretary, Vp
        since 09/2018 · owns less than 5%
      Entity owners
      • B••• U• A••••••••• I••• · Member
        direct · owns 75% or more
      • A••••• J• G•••••••• ••• L•• · Owner
        indirect · owns 75% or more of G•••••••• B•••••• S•••••••• I••• · public reporting company
      • A••••• J• G•••••••• • C•• · Owner
        indirect · owns 75% or more of A••••• J• G•••••••• ••• L•• · public reporting company
      • B••• U• H•••••••• I••• · Owner
        indirect · owns 75% or more of B••• U• A••••••••• I•••
      • G•••••••• B•••••• S•••••••• I••• · Owner
        indirect · owns 75% or more of B••• U• H•••••••• I••• · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Whippany, NJ8 employees
      • Atlanta, GA3 employees
      • Pittsburgh, PA2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 76 to 69
        Jul 1, 2024 to Mar 17, 2025
      • Business name · B••• to G••••••••
        Jul 1, 2024 to Mar 17, 2025
      • Pension plan clients · 36 to 34
        Jul 1, 2024 to Mar 17, 2025
      • Discretionary RAUM · $282M to $368M
        Jul 1, 2024 to Mar 17, 2025
      • Non-discretionary RAUM · $53B to $47B
        Jul 1, 2024 to Mar 17, 2025
      • Pension RAUM · $53B to $47B
        Jul 1, 2024 to Mar 17, 2025
      • RAUM · $54B to $48B
        Jul 1, 2024 to Mar 17, 2025
      • Accounts · 80 to 76
        Dec 12, 2023 to Mar 28, 2024
      • Advisory employees · 28 to 27
        Dec 12, 2023 to Mar 28, 2024
      • Pension plan clients · 39 to 36
        Dec 12, 2023 to Mar 28, 2024
      • Employees · 650 to 625
        Dec 12, 2023 to Mar 28, 2024
      • Other offices · 4 to 3
        Dec 12, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.0B to $282M
        Dec 12, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $47B to $53B
        Dec 12, 2023 to Mar 28, 2024
      • Pension RAUM · $48B to $53B
        Dec 12, 2023 to Mar 28, 2024
      • RAUM · $49B to $54B
        Dec 12, 2023 to Mar 28, 2024
      • Advisory activities · 4 to 3
        Mar 15, 2023 to Apr 24, 2023
      • Related adviser · false to true
        Mar 15, 2023 to Apr 24, 2023
      • Accounts · 87 to 80
        Apr 1, 2022 to Mar 15, 2023
      • Advisory employees · 26 to 28
        Apr 1, 2022 to Mar 15, 2023
      • Pension plan clients · 37 to 39
        Apr 1, 2022 to Mar 15, 2023
      • Employees · 620 to 650
        Apr 1, 2022 to Mar 15, 2023
      • Discretionary RAUM · $1.3B to $1.0B
        Apr 1, 2022 to Mar 15, 2023
      • Non-discretionary RAUM · $56B to $47B
        Apr 1, 2022 to Mar 15, 2023
      • Pension RAUM · $58B to $48B
        Apr 1, 2022 to Mar 15, 2023
      • RAUM · $58B to $49B
        Apr 1, 2022 to Mar 15, 2023
      • Accounts · 58 to 87
        Mar 31, 2021 to Apr 1, 2022
      • Advisory employees · 24 to 26
        Mar 31, 2021 to Apr 1, 2022
      • BD registered reps · 0 to 3
        Mar 31, 2021 to Apr 1, 2022
      • Pension plan clients · 36 to 37
        Mar 31, 2021 to Apr 1, 2022
      • Employees · 900 to 620
        Mar 31, 2021 to Apr 1, 2022
      • Other offices · 5 to 4
        Mar 31, 2021 to Apr 1, 2022
      • Discretionary RAUM · $1.5B to $1.3B
        Mar 31, 2021 to Apr 1, 2022
      • Non-discretionary RAUM · $51B to $56B
        Mar 31, 2021 to Apr 1, 2022
      • Pension RAUM · $52B to $58B
        Mar 31, 2021 to Apr 1, 2022
      • RAUM · $53B to $58B
        Mar 31, 2021 to Apr 1, 2022
      • Accounts · 79 to 58
        Dec 15, 2020 to Mar 31, 2021
      • Advisory employees · 20 to 24
        Dec 15, 2020 to Mar 31, 2021
      • Pension plan clients · 41 to 36
        Dec 15, 2020 to Mar 31, 2021
      • Employees · 800 to 900
        Dec 15, 2020 to Mar 31, 2021
      Signals
      18 dated events
      • Gallagher no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $47.6B)
        Dec 20, 2025 · Left the SEC roster · derived
      • Carl Richard Cary (Vice President) appeared on Schedule A of Gallagher
        Apr 24, 2023 · Control person joined · fact
      • Jennifer Ryder (General Counsel) appeared on Schedule A of Gallagher
        Apr 24, 2023 · Control person joined · fact
      • F William Ziebell (President) appeared on Schedule A of Gallagher
        Apr 24, 2023 · Control person joined · fact
      • John Michael Burchill (Vice President) appeared on Schedule A of Gallagher
        Apr 24, 2023 · Control person joined · fact
      • M••••• Jon B•••• (Vice President) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • L•••• S•••••• C••• (Vice President) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • Jane Amy Frank (Vice President) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • Samuel Roderick Bernstein (Chief Legal Officer) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • C•••• John Freker (Manager And Chief Executive Officer) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • Arshed Hamza Usmani (Manager) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • Christopher Aaron Tolson (Manager) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • Lozow Ian Matthew (Manager) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • Charles Michael Hardy (Chief Financial Officer) no longer on Schedule A of Gallagher (listed 2023-03-15, absent 2023-04-24)
        Apr 24, 2023 · Control person left · inference
      • E••••• B•••• S•••••• (Vice President) no longer on Schedule A of Gallagher (listed 2021-03-31, absent 2022-04-01)
        Apr 1, 2022 · Control person left · inference
      • Gallagher reported RAUM $49.5B, up 59% from $31.1B (2019-03-29 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Gallagher reported RAUM $31.1B, up 19107% from $162.1M (2018-10-23 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • C•••• G•••••••• (Vice President) no longer on Schedule A of Gallagher (listed 2018-10-23, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026