DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Martin & Company Investment Counsel
Legal name Martin & Company, Inc
Latest filing May 28, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Jan 2, 1998
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
19%
$321M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$275M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.7B as of May 28, 2026
Mar 30, 2012$1.5B then
HNW client RAUM$321M as of May 28, 2026
Mar 22, 2018$308M then
State-registered IARs (5.B.3)4 as of May 28, 2026
Mar 27, 20139 then
Employees (5.A)6 as of May 28, 2026
Mar 27, 201314 then
Private funds: no history
RAUM +11% over the last fiscal year+4.5% a year over threeIARs 5 to 4
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
- RAUM per advisor
- $275MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $6.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.2B71%
- High-net-worth individuals$321M19%
- Insurance companies$55.1M3.3%
- Charitable organizations$47.5M2.9%
- Banks and thrifts$33.1M2.0%
- Pension and profit-sharing plans$29.7M1.8%
- Individual clients
- 0reported
- HNW clients
- 106reported
- Pension plan clients
- 1reported
- Charitable clients
- 4reported
- Accounts
- 260reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.19 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Leonard Brewer | Knoxville, Tn | Apr 1, 2004 | 11 y | 0 |
| Charles Clay StewartChartered Financial Analyst | Knoxville, Tn | Apr 1, 2004 | 20 y | 0 |
| Darren Andrew WilliamsChartered Financial Analyst | Knoxville, Tn | Apr 1, 2004 | 11 y | 0 |
| Clayton Christopher WilliamsChartered Financial Analyst | Knoxville, Tn | Jun 29, 2022 | 22 y | 1 |
| Michael Wright HoltChartered Financial Analyst | Knoxville, Tn | Jan 1, 2026 | 11 y | 0 |
| Benjamin Craig Davis | Knoxville, Tn | May 11, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Michael Hea to Ackerman Capital ManagementMar 1, 2007 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hugh James Atchley · Director And Chairman Of The Boardcontrolsince 02/2013 · owns less than 5%
- Rene Martin Delaureal · Directorcontrolsince 05/2024 · owns less than 5%
- Lawrence Ted Flickinger · Director And Executive Vice Presidentcontrolsince 06/1999 · owns less than 5%
- Wright Michael Holt · Director, President And Ceocontrolsince 04/2014 · owns less than 5%
- Morton Karen Kruse · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- Wight David Miller · Directorcontrolsince 02/2013 · owns less than 5%
- Clay Charles Stewart · Directorcontrolsince 01/2020 · owns less than 5%
- Andrew Darren Williams · Directorcontrolsince 12/2022 · owns less than 5%
Entity owners
- First Horizon Corporation · Sole Shareholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- First Horizon Advisors, Incbroker-dealerinvestment adviserreal estatenRAUM $14B
- First Horizon Bankbroker-dealercustodiann
Advisers that list Martin & Company Investment Counsel as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Knoxville, Tn · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 120 to 260Feb 11, 2026 to Mar 27, 2026
- Advisory employees · 5 to 4Feb 11, 2026 to Mar 27, 2026
- Charity clients · 5 to 4Feb 11, 2026 to Mar 27, 2026
- Corporate clients · 7 to 5Feb 11, 2026 to Mar 27, 2026
- HNW clients · 105 to 106Feb 11, 2026 to Mar 27, 2026
- State-registered IARs · 5 to 4Feb 11, 2026 to Mar 27, 2026
- Discretionary RAUM · $1.5B to $1.7BFeb 11, 2026 to Mar 27, 2026
- HNW RAUM · $346M to $321MFeb 11, 2026 to Mar 27, 2026
- Pension RAUM · $30.5M to $29.7MFeb 11, 2026 to Mar 27, 2026
- RAUM · $1.5B to $1.7BFeb 11, 2026 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Oct 1, 2025
- Accounts · 122 to 120Nov 14, 2024 to Mar 27, 2025
- Advisory employees · 6 to 5Nov 14, 2024 to Mar 27, 2025
- Charity clients · 6 to 5Nov 14, 2024 to Mar 27, 2025
- Corporate clients · 8 to 7Nov 14, 2024 to Mar 27, 2025
- HNW clients · 104 to 105Nov 14, 2024 to Mar 27, 2025
- Pension plan clients · unset to 1.0Nov 14, 2024 to Mar 27, 2025
- Employees · 7 to 6Nov 14, 2024 to Mar 27, 2025
- State-registered IARs · 6 to 5Nov 14, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.5B to $1.5BNov 14, 2024 to Mar 27, 2025
- HNW RAUM · $317M to $346MNov 14, 2024 to Mar 27, 2025
- Pension RAUM · $41.7M to $30.5MNov 14, 2024 to Mar 27, 2025
- RAUM · $1.5B to $1.5BNov 14, 2024 to Mar 27, 2025
- Accounts · 124 to 122Mar 27, 2023 to Mar 20, 2024
- Advisory activities · 3 to 2Mar 27, 2023 to Mar 20, 2024
- Charity clients · 7 to 6Mar 27, 2023 to Mar 20, 2024
- Corporate clients · 7 to 8Mar 27, 2023 to Mar 20, 2024
- HNW clients · 106 to 104Mar 27, 2023 to Mar 20, 2024
- Individual clients · unset to 0.0Mar 27, 2023 to Mar 20, 2024
- Pooled vehicle clients · 1 to 0Mar 27, 2023 to Mar 20, 2024
- Discretionary RAUM · $1.4B to $1.5BMar 27, 2023 to Mar 20, 2024
- HNW RAUM · $318M to $317MMar 27, 2023 to Mar 20, 2024
- Pension RAUM · $35.6M to $41.7MMar 27, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $2.0M to $0Mar 27, 2023 to Mar 20, 2024
- RAUM · $1.4B to $1.5BMar 27, 2023 to Mar 20, 2024
- Accounts · 118 to 124Jan 3, 2023 to Mar 27, 2023
- Advisory employees · 5 to 6Jan 3, 2023 to Mar 27, 2023
- Corporate clients · 8 to 7Jan 3, 2023 to Mar 27, 2023
- HNW clients · 99 to 106Jan 3, 2023 to Mar 27, 2023
- Employees · 6 to 7Jan 3, 2023 to Mar 27, 2023
Signals
12 dated events
- Carvalho Rhomes Aur (Director) no longer on Schedule A of Martin & Company Investment Counsel (listed 2024-03-20, absent 2024-11-14)Nov 14, 2024 · Control person left · inference
- Rene Martin Delaureal (Director) appeared on Schedule A of Martin & Company Investment CounselNov 14, 2024 · Control person joined · fact
- Morton Karen Kruse (Chief Compliance Officer) appeared on Schedule A of Martin & Company Investment CounselMar 27, 2023 · Control person joined · fact
- Bradford Kendra Cain (Chief Compliance Officer) no longer on Schedule A of Martin & Company Investment Counsel (listed 2023-01-03, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- Andrew Darren Williams (Director) appeared on Schedule A of Martin & Company Investment CounselJan 3, 2023 · Control person joined · fact
- Roland David Jagels (Chief Financial Officer) no longer on Schedule A of Martin & Company Investment Counsel (listed 2021-07-21, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Bradford Kendra Cain (Chief Compliance Officer) appeared on Schedule A of Martin & Company Investment CounselJul 21, 2021 · Control person joined · fact
- Morton Karen Kruse (Chief Compliance Officer) no longer on Schedule A of Martin & Company Investment Counsel (listed 2021-03-31, absent 2021-07-21)Jul 21, 2021 · Control person left · inference
- Clay Charles Stewart (Director) appeared on Schedule A of Martin & Company Investment CounselMar 4, 2020 · Control person joined · fact
- Edgar William Woodson (Director, Chairman And Chief Executive Officer) no longer on Schedule A of Martin & Company Investment Counsel (listed 2018-06-26, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- Najeh Andrew Chalache (Chief Compliance Officer And Vice President) no longer on Schedule A of Martin & Company Investment Counsel (listed 2018-06-26, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- Morton Karen Kruse (Chief Compliance Officer) appeared on Schedule A of Martin & Company Investment CounselMar 25, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/martincompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MARTIN-CO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 865-541-4747reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $275Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026