DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• G•••• L••
Latest filing Sep 4, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Nov 14, 2000
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.7B as of Mar 31, 2026
Mar 30, 2012$515M then
HNW client RAUM$3.1M as of Mar 28, 2019
Mar 29, 2018$3.2M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)19 as of Mar 31, 2026
Mar 27, 201325 then
Private funds7 as of Mar 31, 2026
Mar 30, 20222 then
RAUM +41% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $165MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$1.4B85%
- Pooled investment vehicles$248M15%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• G•••• A••••••••• F••• S•• S••••••••• • C•••••• L•••• A••••••• H••• Y•••• F••• | Private Equity Fund | $74.6M | 9 | Mar 30, 2022 |
| C• F•••• S•• • C•••••• L•••• A••••••• C•••••••• D••• F•••• M••••••• S• | Other Private Fund | $44.2M | 79 | Mar 28, 2024 |
| C•••••• G•••• A••••••••• F••• S•• S••••••••• • C•••••• L•••• A••••••• P•••••• C••••• O••••••••• •••••• S••••••• | Hedge Fund | $36.7M | 3 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• J••••• F••••• · Chief Executive Officercontrolsince 11/2023 · owns less than 5%
- A••••••• P••••• G•••••• · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- B••••••• G•••••• J••• · Head Of Operationscontrolsince 03/2018 · owns less than 5%
- V•••••••• T•••• · Chief Investment Officercontrolsince 08/2023 · owns less than 5%
- S•••••••• P•••••• · Chief Financial Officersince 11/2018 · owns less than 5%
Entity owners
- C•••••• G•••• H••••••• I••• · Memberdirect · owns 75% or more
- C•••••• G•••• A•••• M••••••••• H••••••• S• · Shareholderindirect · owns 75% or more of C•••••• G•••• H••••••• I•••
- M•• H••••••• L•• · Shareholderindirect · owns 75% or more of C•••••• G•••• A•••• M••••••••• H••••••• S•
- V•••• P••••••• I••••••••• L•••••• · Shareholderindirect · owns 75% or more of M•• H••••••• L•• · public reporting company
Related persons
Schedule D 7.A
- C• A••••••• D• I•••••••• C••••••• S••investment advisern
- C• C•••••• •••• L••broker-dealern
- C• I••••••••• B••••• L••••pooled vehicle sponsorn
- C•••••• G•••• C•••• S••• A••••••••• G•••••• D• F•••••investment advisern
- C•••••• G•••• G••••• A••••••• S•••investment advisern
- C•••••• G•••• I••••••••• S•••••••• L••investment advisernRAUM $527M
- C•••••• G•••• L••••••••• G•• S•••pooled vehicle sponsorn
- C•••••• I••••••••• C••••••••• S••• D• C•••investment advisern
- C•••••• I••••••••• D• M••••• S•• D• C••• S••••••• O•••••••• D• F••••• D• I•••••••••pooled vehicle sponsorn
- C•••••• P••• S•investment advisern
- I••••••• A•••• M••••••••• S•••••••••investment advisern
Advisers that list C•••••• G•••• L•• as a related person
- 305680 n
Offices
Schedule D 1.F, the 25 largest
- Las Condes Santiago, Chile3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- p•••••• fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 31, 2026 to Sep 4, 2026
- Private funds · 7 to unsetMar 31, 2026 to Sep 4, 2026
- Succession · false to unsetMar 31, 2026 to Sep 4, 2026
- Accounts · 8 to 10Sep 17, 2025 to Mar 31, 2026
- Advisory employees · 11 to 10Sep 17, 2025 to Mar 31, 2026
- BD registered reps · 5 to 2Sep 17, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 7Sep 17, 2025 to Mar 31, 2026
- Employees · 17 to 19Sep 17, 2025 to Mar 31, 2026
- Private funds · 4 to 7Sep 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.7BSep 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $192M to $248MSep 17, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.7BSep 17, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Sep 17, 2025
- Advisory employees · 12 to 11Nov 8, 2024 to Mar 31, 2025
- BD registered reps · 7 to 5Nov 8, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 4Nov 8, 2024 to Mar 31, 2025
- Employees · 19 to 17Nov 8, 2024 to Mar 31, 2025
- Private funds · 3 to 4Nov 8, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $1.2BNov 8, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $155M to $192MNov 8, 2024 to Mar 31, 2025
- RAUM · $2.1B to $1.2BNov 8, 2024 to Mar 31, 2025
- Accounts · 11 to 8Jan 2, 2024 to Mar 28, 2024
- Advisory employees · 15 to 12Jan 2, 2024 to Mar 28, 2024
- BD registered reps · 9 to 7Jan 2, 2024 to Mar 28, 2024
- Pooled vehicle clients · 2 to 3Jan 2, 2024 to Mar 28, 2024
- Employees · 24 to 19Jan 2, 2024 to Mar 28, 2024
- Private funds · 2 to 3Jan 2, 2024 to Mar 28, 2024
- Discretionary RAUM · $3.0B to $2.1BJan 2, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $83.3M to $155MJan 2, 2024 to Mar 28, 2024
- RAUM · $3.0B to $2.1BJan 2, 2024 to Mar 28, 2024
- Accounts · 14 to 11Jan 31, 2023 to Mar 31, 2023
- Advisory employees · 17 to 15Jan 31, 2023 to Mar 31, 2023
- BD registered reps · 7 to 9Jan 31, 2023 to Mar 31, 2023
- Pooled vehicle clients · 10 to 2Jan 31, 2023 to Mar 31, 2023
- Employees · 25 to 24Jan 31, 2023 to Mar 31, 2023
- Other offices · 2 to 1Jan 31, 2023 to Mar 31, 2023
- Discretionary RAUM · $3.1B to $3.0BJan 31, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $13.0M to $0Jan 31, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $2.0B to $83.3MJan 31, 2023 to Mar 31, 2023
- RAUM · $3.1B to $3.0BJan 31, 2023 to Mar 31, 2023
Signals
12 dated events
- C•••••• G•••• L•• reported RAUM $1.7B, up 41% from $1.2B (2025-09-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C•••••• G•••• L•• reported RAUM $1.2B, down 44% from $2.1B (2024-11-08 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- C•••••• G•••• L•• reported RAUM $2.1B, down 30% from $3.0B (2024-01-02 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Carvalho De Antonio Miranda (Chief Investment Officer, Chief Executive Officer) no longer on Schedule A of C•••••• G•••• L•• (listed 2023-05-11, absent 2024-01-02)Jan 2, 2024 · Control person left · inference
- Tomas Venezian (Chief Investment Officer) appeared on Schedule A of C•••••• G•••• L••Jan 2, 2024 · Control person joined · fact
- Felipe Jorge Aguilo (Chief Executive Officer) appeared on Schedule A of C•••••• G•••• L••Jan 2, 2024 · Control person joined · fact
- Felipe Jorge Aguilo (Chief Executive Officer) no longer on Schedule A of C•••••• G•••• L•• (listed 2022-11-28, absent 2023-01-31)Jan 31, 2023 · Control person left · inference
- C•••••• G•••• L•• reported RAUM $3.1B, down 28% from $4.3B (2022-01-07 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- C•••••• G•••• L•• reported RAUM $4.4B, up 52% from $2.9B (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Jose Manuel Balbontin (Founding Partner/President) no longer on Schedule A of C•••••• G•••• L•• (listed 2018-03-29, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Natalia Garcia Lopez (Chief Financial Officer) no longer on Schedule A of C•••••• G•••• L•• (listed 2018-03-29, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- C•••••• G•••• L•• reported RAUM $2.7B, up 32% from $2.1B (2017-03-17 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C•••••• G•••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••• G•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cgcompassreportedpublic record, Form ADV, Sep 18, 2026
- Website
- latam.vincicompass.com/en/new-york/contact-usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-355-7630reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026