DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Compass Group Investments Solutions LLC
Latest filing Mar 31, 2026
First filing on the tape Sep 13, 2019 · 15 filings
SEC status approved since Oct 11, 2019
RAUM
$527M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$527M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$263M
derived; firm RAUM over IAPD count
Employees
17
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$527M as of Mar 31, 2026
Feb 7, 2020$144M then
HNW client RAUM$527M as of Mar 31, 2026
Feb 7, 2020$0 then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Feb 7, 20200 then
Employees (5.A)17 as of Mar 31, 2026
Feb 7, 20208 then
Private funds: no history
RAUM +15% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $263MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $3.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$527M100%
- Individual clients
- n/areported
- HNW clients
- 148reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 148reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Juan Felipe Rodriguez Osorio | Miami, Fl | Dec 2, 2021 | 23 y | 1 |
| Juan Cristobal Figueroa Fresard | Miami, Fl | Jan 31, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- Isaac Isaias Gomez Wolf to Vectorglobal Iag, Inc.Oct 15, 2024 · RIA to RIA
- Nicolas Jose Perez-Cotapos to J.P. Morgan Securities LLCOct 9, 2024 · RIA to wirehouse
- Ricardo Chadud to Bci Securities, Inc.Jul 19, 2024 · RIA to RIA
- Alfonso Osorio to Seaview Investment Managers LLCOct 9, 2023 · Other
Joined, latest
- Alfonso Osorio from Global Kandor Advisors, LLCMar 24, 2022 · RIA to RIA
- Juan Felipe Rodriguez Osorio from Ucap AmericasDec 2, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gerardo Pedro Alvizua · Chief Compliance Officercontrolsince 08/2019 · owns less than 5%
- John Gerard Benares · Head Of Operationscontrolsince 08/2019 · owns less than 5%
- Phillip Stockins · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
- Lolita Anabel Vidal Gomez · Chief Executive Officercontrolsince 08/2019 · owns less than 5%
Entity owners
- Compass Group Holdings Inc. · Memberdirect · owns 75% or more
- Compass Group Asset Management Holding, Sl · Ownerindirect · owns 75% or more of Compass Group Holdings Inc.
- Mnc Holdings Ltd · Shareholderindirect · owns 75% or more of Compass Group Asset Management Holding, Sl
- Vinci Partners Investments Limited · Shareholderindirect · owns 75% or more of Mnc Holdings Ltd · public reporting company
Related persons
Schedule D 7.A
- Cg Compass (USA) LLCbroker-dealern
- Compass Group Chile Sa Administradora General De Fondosinvestment advisern
- Compass Group Global Advisors S.A.investment advisern
- Compass Group LLCinvestment advisernRAUM $1.7B
Advisers that list Compass Group Investments Solutions LLC as a related person
- 108772 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 144 to 148Sep 17, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Sep 17, 2025 to Mar 31, 2026
- BD registered reps · 7 to 5Sep 17, 2025 to Mar 31, 2026
- HNW clients · 144 to 148Sep 17, 2025 to Mar 31, 2026
- Employees · 13 to 17Sep 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $399M to $442MSep 17, 2025 to Mar 31, 2026
- HNW RAUM · $458M to $527MSep 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $58.7M to $85.0MSep 17, 2025 to Mar 31, 2026
- RAUM · $458M to $527MSep 17, 2025 to Mar 31, 2026
- Accounts · 156 to 144Nov 8, 2024 to Mar 31, 2025
- Advisory employees · 7 to 5Nov 8, 2024 to Mar 31, 2025
- HNW clients · 156 to 144Nov 8, 2024 to Mar 31, 2025
- Employees · 15 to 13Nov 8, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 8, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 2Nov 8, 2024 to Mar 31, 2025
- Discretionary RAUM · $351M to $399MNov 8, 2024 to Mar 31, 2025
- HNW RAUM · $394M to $458MNov 8, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $42.9M to $58.7MNov 8, 2024 to Mar 31, 2025
- RAUM · $394M to $458MNov 8, 2024 to Mar 31, 2025
- Accounts · 105 to 156May 11, 2023 to Mar 28, 2024
- Advisory employees · 6 to 7May 11, 2023 to Mar 28, 2024
- Advisory activities · 2 to 1May 11, 2023 to Mar 28, 2024
- BD registered reps · 9 to 7May 11, 2023 to Mar 28, 2024
- Corporate clients · 37.0 to unsetMay 11, 2023 to Mar 28, 2024
- HNW clients · 52 to 156May 11, 2023 to Mar 28, 2024
- Employees · 16 to 15May 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $298M to $351MMay 11, 2023 to Mar 28, 2024
- HNW RAUM · $88.9M to $394MMay 11, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $35.6M to $42.9MMay 11, 2023 to Mar 28, 2024
- RAUM · $334M to $394MMay 11, 2023 to Mar 28, 2024
- Accounts · 49 to 105Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 5 to 6Mar 30, 2022 to Mar 31, 2023
- BD registered reps · 8 to 9Mar 30, 2022 to Mar 31, 2023
- Corporate clients · 12 to 37Mar 30, 2022 to Mar 31, 2023
- HNW clients · 37 to 52Mar 30, 2022 to Mar 31, 2023
- Employees · 15 to 16Mar 30, 2022 to Mar 31, 2023
- State-registered IARs · 2 to 5Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $300M to $298MMar 30, 2022 to Mar 31, 2023
- HNW RAUM · $103M to $88.9MMar 30, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $10.9M to $35.6MMar 30, 2022 to Mar 31, 2023
Signals
8 dated events
- Isaac Isaias Gomez Wolf left Compass Group Investments Solutions Llc for Vectorglobal Iag, Inc. (registered 2025-01-02)Oct 15, 2024 · Advisor changed firm · fact
- Nicolas Jose Perez-Cotapos left Compass Group Investments Solutions Llc for J.P. Morgan Securities Llc (registered 2024-10-29)Oct 9, 2024 · Advisor changed firm · fact
- Ricardo Chadud left Compass Group Investments Solutions Llc for Bci Securities, Inc. (registered 2024-08-09)Jul 19, 2024 · Advisor changed firm · fact
- Alfonso Osorio left Compass Group Investments Solutions Llc for Seaview Investment Managers Llc (registered 2024-01-24)Oct 9, 2023 · Advisor changed firm · fact
- Compass Group Investments Solutions Llc reported RAUM $259.6M, up 80% from $144.1M (2020-09-01 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Lolita Anabel Vidal Gomez (Chief Executive Officer) appeared on Schedule A of Compass Group Investments Solutions LlcFeb 7, 2020 · Control person joined · fact
- John Gerard Benares (Head Of Operations) appeared on Schedule A of Compass Group Investments Solutions LlcFeb 7, 2020 · Control person joined · fact
- Compass Group Investments Solutions Llc filed its initial SEC registration (Form ADV)Sep 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 786-755-4860reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- cgcompass.com/en/miamireportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-358-7052reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- latam.vincicompass.com/en/new-york/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $263Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026