DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Private Asset Management Inc
Latest filing Apr 30, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Jul 26, 1996
RAUM
$109M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
100%
$109M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$54.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$109M as of Apr 30, 2026
Mar 30, 2012$95.4M then
HNW client RAUM$101M as of Apr 30, 2026
Mar 7, 2018$107M then
State-registered IARs (5.B.3)2 as of Apr 30, 2026
Mar 30, 20120 then
Employees (5.A)4 as of Apr 30, 2026
Mar 28, 20133 then
Private funds2 as of Mar 30, 2020
Mar 30, 20123 then
RAUM +4.1% over the last fiscal year-13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $54.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $618,584derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -24%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Custody
- $82.9M, 46 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$101M92%
- Individuals$8.4M7.7%
- Individual clients
- 20reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 177reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $82.9M for 46 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Lawrence Thayer | Kirkland, Wa | Sep 18, 1996 | 42 y | 0 |
| Clarissa Candelario | Kirkland, Wa | Sep 9, 2024 | 26 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- David Gino Giannini to Truvista Advisors LLCAug 1, 2024 · RIA to a state-registered adviser
Joined, latest
- Clarissa Candelario from Fidelity Personal And Workplace AdvisorsSep 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- David Gino Giannini from Trutina FinancialNov 10, 2014 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Solaire Phoenix, LLCno longer reported | Real Estate Fund | $4.5M | 42 | Mar 12, 2015 |
| The Meadows Phoenix, LLCno longer reported | Real Estate Fund | $2.9M | 42 | Mar 30, 2012 |
| Vista Village Phoenix, LLCno longer reported | Real Estate Fund | $1.1M | 12 | Mar 30, 2012 |
| Plg Fund I, LLCno longer reported | Securitized Asset Fund | $273,545 | 27 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Lawrence Michael Thayer · Chief Compliance Officercontrolsince 10/2004 · owns 50% to 75%
Related persons
Schedule D 7.A
- Pam Real Estate Group II, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kirkland, Wa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 30, 2026discretionary share of RAUM moved from 0.0% to 73.0% between the annual amendments of 2025-03-31 and 2026-04-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 252 to 177May 5, 2025 to Mar 13, 2026
- Advisory employees · 2 to 4May 5, 2025 to Mar 13, 2026
- Advisory activities · 4 to 3May 5, 2025 to Mar 13, 2026
- HNW clients · 42 to 40May 5, 2025 to Mar 13, 2026
- Individual clients · 37 to 20May 5, 2025 to Mar 13, 2026
- Assets in custody · $52.7M to $82.9MMay 5, 2025 to Mar 13, 2026
- Employees · 3 to 4May 5, 2025 to Mar 13, 2026
- Financial planning clients · 11-25 to 51-100May 5, 2025 to Mar 13, 2026
- Discretionary RAUM · $0 to $79.6MMay 5, 2025 to Mar 13, 2026
- HNW RAUM · $94.3M to $101MMay 5, 2025 to Mar 13, 2026
- Individual RAUM · $10.9M to $8.4MMay 5, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $105M to $29.9MMay 5, 2025 to Mar 13, 2026
- RAUM · $105M to $109MMay 5, 2025 to Mar 13, 2026
- Financial planning clients · 11-25 to 11-25Mar 31, 2025 to May 5, 2025
- Accounts · 100 to 252Feb 27, 2024 to Mar 31, 2025
- HNW clients · 61 to 42Feb 27, 2024 to Mar 31, 2025
- Individual clients · 38 to 37Feb 27, 2024 to Mar 31, 2025
- Assets in custody · $11.5M to $52.7MFeb 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $39.9M to $0Feb 27, 2024 to Mar 31, 2025
- HNW RAUM · $125M to $94.3MFeb 27, 2024 to Mar 31, 2025
- Individual RAUM · $14.5M to $10.9MFeb 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $129M to $105MFeb 27, 2024 to Mar 31, 2025
- RAUM · $169M to $105MFeb 27, 2024 to Mar 31, 2025
- Advisory activities · 5 to 4Mar 22, 2023 to Feb 27, 2024
- Charity clients · 6.0 to unsetMar 22, 2023 to Feb 27, 2024
- HNW clients · 57 to 61Mar 22, 2023 to Feb 27, 2024
- Individual clients · 43 to 38Mar 22, 2023 to Feb 27, 2024
- Assets in custody · $1.4M to $11.5MMar 22, 2023 to Feb 27, 2024
- Financial planning clients · 0 to 11-25Mar 22, 2023 to Feb 27, 2024
- Discretionary RAUM · $11.0M to $39.9MMar 22, 2023 to Feb 27, 2024
- HNW RAUM · $133M to $125MMar 22, 2023 to Feb 27, 2024
- Individual RAUM · $18.9M to $14.5MMar 22, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $156M to $129MMar 22, 2023 to Feb 27, 2024
- RAUM · $167M to $169MMar 22, 2023 to Feb 27, 2024
- Accounts · 99 to 100Mar 8, 2022 to Mar 22, 2023
- Advisory activities · 3 to 5Mar 8, 2022 to Mar 22, 2023
- BD registered reps · 2 to 0Mar 8, 2022 to Mar 22, 2023
- HNW clients · 51 to 57Mar 8, 2022 to Mar 22, 2023
- Individual clients · 37 to 43Mar 8, 2022 to Mar 22, 2023
- Assets in custody · $603,288 to $1.4MMar 8, 2022 to Mar 22, 2023
Signals
1 dated events
- David Gino Giannini left Private Asset Management Inc for Truvista Advisors Llc (registered 2024-06-06)Aug 1, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@privateasset.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 425-213-1600reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/private-asset-management-incorporated/areportedpublic record, Form ADV, Sep 17, 2026
- Website
- PRIVATEASSET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-213-1600reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Private Asset Management Inc is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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