DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dupont Capital Management
Legal name Dupont Capital Management Corp
Latest filing Jan 28, 2026
First filing on the tape Mar 29, 2012 · 33 filings
SEC status approved since Oct 14, 1993
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$10B as of Jan 28, 2026
Mar 29, 2012$26B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 28, 2026
Mar 27, 20130 then
Employees (5.A)33 as of Jan 28, 2026
Mar 27, 2013126 then
Private funds2 as of Jan 28, 2026
Mar 29, 20124 then
RAUM -19% over the last fiscal year-20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $10B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$10.0B99%
- Pooled investment vehicles$130M1.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.01 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Dupont Capital Management Corporation Gem Trust | Other Private Fund | $719M | 2 | Mar 29, 2012 |
| Dcm Private Equity Fund IV | Private Equity Fund | $121M | 11 | Mar 28, 2014 |
| Dcm Private Equity Fund III | Private Equity Fund | $52.8M | 14 | Mar 29, 2012 |
| Wilton Private Equity Fund | Private Equity Fund | $16.2M | 28 | Mar 30, 2012 |
| Dcm Private Equity Fund II | Private Equity Fund | $5.9M | 18 | Mar 29, 2012 |
| Dupont/Conoco Private Market Group Trustno longer reported | Private Equity Fund | $0 | 0 | Mar 29, 2012 |
| Dcm Private Equity Fund V, L.P.no longer reported | Private Equity Fund | $0 | 0 | Mar 15, 2018 |
| Dcm Private Credit Fund, L.P.no longer reported | Other Private Fund | $0 | 0 | Mar 15, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Ann Laurie Conslato · Directorcontrolsince 05/2019 · owns less than 5%
- Jan Clara Lode Devlaminck · Managing Director, Global Equitiescontrolsince 01/2015 · owns less than 5%
- Dana Eddis · Secretarycontrolsince 09/2021 · owns less than 5%
- William Flores · Chief Compliance Officercontrolsince 05/2019 · owns less than 5%
- W Mark Jamison · Vp & Treasurer And Chief Administrative Officercontrolsince 03/2020 · owns less than 5%
- Andrzej Krzysztof Kowal · Managing Director And Cio, Fixed Incomecontrolsince 06/2004 · owns less than 5%
- Antonios Mistras · Managing Director, Alternative Investmentscontrolsince 04/2018 · owns less than 5%
- Prince Robin Sachs · Chief Operating Officercontrolsince 03/2005 · owns less than 5%
- Jean Valerie Sill · President And Ceo, Chief Investment Officer, Directorcontrolsince 04/2004 · owns less than 5%
- J. Robert Tuinstra · Assistant Treasurercontrolsince 01/2021 · owns less than 5%
Entity owners
- Pioneer Hi-Bred International, Inc. · Stockholderdirect · owns 75% or more
- Corteva, Inc. · Stockholderindirect · owns 75% or more of Eidp Inc. · public reporting company
- Eidp Inc. · Stockholderindirect · owns 75% or more of Pioneer Hi-Bred International, Inc. · public reporting company
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 3Mar 5, 2025 to Jan 28, 2026
- Advisory activities · 3 to 2Mar 5, 2025 to Jan 28, 2026
- Pension plan clients · 2 to 1Mar 5, 2025 to Jan 28, 2026
- Pooled vehicle clients · 4 to 2Mar 5, 2025 to Jan 28, 2026
- Assets in custody · $12B to $10BMar 5, 2025 to Jan 28, 2026
- Employees · 36 to 33Mar 5, 2025 to Jan 28, 2026
- Private funds · 4 to 2Mar 5, 2025 to Jan 28, 2026
- Discretionary RAUM · $12B to $10BMar 5, 2025 to Jan 28, 2026
- Pension RAUM · $12B to $10.0BMar 5, 2025 to Jan 28, 2026
- Pooled vehicle RAUM · $166M to $130MMar 5, 2025 to Jan 28, 2026
- RAUM · $12B to $10BMar 5, 2025 to Jan 28, 2026
- Accounts · 8 to 6Mar 13, 2024 to Mar 5, 2025
- Pension plan clients · 4 to 2Mar 13, 2024 to Mar 5, 2025
- Assets in custody · $14B to $12BMar 13, 2024 to Mar 5, 2025
- Employees · 37 to 36Mar 13, 2024 to Mar 5, 2025
- Financial planning clients · unset to Mar 13, 2024 to Mar 5, 2025
- Private funds · 5 to 4Mar 13, 2024 to Mar 5, 2025
- Discretionary RAUM · $14B to $12BMar 13, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $32.5M to $0Mar 13, 2024 to Mar 5, 2025
- Pension RAUM · $14B to $12BMar 13, 2024 to Mar 5, 2025
- Pooled vehicle RAUM · $187M to $166MMar 13, 2024 to Mar 5, 2025
- RAUM · $14B to $12BMar 13, 2024 to Mar 5, 2025
- Accounts · 13 to 8Mar 20, 2023 to Mar 13, 2024
- Advisory employees · 29 to 16Mar 20, 2023 to Mar 13, 2024
- Advisory activities · 4 to 3Mar 20, 2023 to Mar 13, 2024
- BD registered reps · 6 to 0Mar 20, 2023 to Mar 13, 2024
- Pension plan clients · 9 to 4Mar 20, 2023 to Mar 13, 2024
- Assets in custody · $15B to $14BMar 20, 2023 to Mar 13, 2024
- Employees · 73 to 37Mar 20, 2023 to Mar 13, 2024
- Discretionary RAUM · $20B to $14BMar 20, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $32.2M to $32.5MMar 20, 2023 to Mar 13, 2024
- Pension RAUM · $20B to $14BMar 20, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $216M to $187MMar 20, 2023 to Mar 13, 2024
- RAUM · $20B to $14BMar 20, 2023 to Mar 13, 2024
- Accounts · 12 to 13Oct 3, 2022 to Mar 20, 2023
- Advisory employees · 45 to 29Oct 3, 2022 to Mar 20, 2023
- BD registered reps · 8 to 6Oct 3, 2022 to Mar 20, 2023
- Pension plan clients · 7 to 9Oct 3, 2022 to Mar 20, 2023
- Assets in custody · $21B to $15BOct 3, 2022 to Mar 20, 2023
- Employees · 99 to 73Oct 3, 2022 to Mar 20, 2023
Signals
11 dated events
- Dupont Capital Management reported RAUM $13.9B, down 30% from $19.9B (2023-03-20 to 2024-03-13)Mar 13, 2024 · RAUM change · derived
- Ann Robin Erlenbaugh (Secretary) no longer on Schedule A of Dupont Capital Management (listed 2021-07-01, absent 2021-09-28)Sep 28, 2021 · Control person left · inference
- Dana Eddis (Secretary) appeared on Schedule A of Dupont Capital ManagementSep 28, 2021 · Control person joined · fact
- J. Robert Tuinstra (Assistant Treasurer) appeared on Schedule A of Dupont Capital ManagementMar 16, 2021 · Control person joined · fact
- Rapoza John Macedo (Chief Administrative Officer) no longer on Schedule A of Dupont Capital Management (listed 2019-06-05, absent 2020-03-17)Mar 17, 2020 · Control person left · inference
- W Mark Jamison (Vp & Treasurer And Chief Administrative Officer) appeared on Schedule A of Dupont Capital ManagementMar 17, 2020 · Control person joined · fact
- William Flores (Chief Compliance Officer) appeared on Schedule A of Dupont Capital ManagementJun 5, 2019 · Control person joined · fact
- Ann Robin Erlenbaugh (Secretary) appeared on Schedule A of Dupont Capital ManagementJun 5, 2019 · Control person joined · fact
- Ann Laurie Conslato (Director) appeared on Schedule A of Dupont Capital ManagementJun 5, 2019 · Control person joined · fact
- Haley Donna Grier (Director) no longer on Schedule A of Dupont Capital Management (listed 2019-03-18, absent 2019-06-05)Jun 5, 2019 · Control person left · inference
- Loriann Lea Sharpe (Secretary) no longer on Schedule A of Dupont Capital Management (listed 2019-03-18, absent 2019-06-05)Jun 5, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Dupont Capital Management · Independent Sponsorsshared crd · capital_provider
- Dupont Capital Management · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dupont_capital_management/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 302-477-6099reportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026