DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brave Warrior Advisors, LLC
Latest filing Apr 6, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Apr 20, 1987
RAUM
$5.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
70%
$3.9B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
4
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$5.6B as of Apr 6, 2026
Mar 29, 2012$1.3B then
HNW client RAUM$3.9B as of Apr 6, 2026
Mar 22, 2018$2.1B then
State-registered IARs (5.B.3)3 as of Apr 6, 2026
Mar 29, 20120 then
Employees (5.A)6 as of Apr 6, 2026
Mar 28, 20135 then
Private funds4 as of Apr 6, 2026
Mar 31, 20214 then
RAUM +4.2% over the last fiscal year+13% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $47.8MderivedHNW RAUM over HNW clients
- Average account
- $19.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $220M, 103 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.9B69%
- Charitable organizations$1.3B23%
- Pooled investment vehicles$220M3.9%
- Corporations and businesses$185M3.3%
- Pension and profit-sharing plans$24.6M0.4%
- Individuals$7.0M0.1%
- Individual clients
- 16reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 288reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $220M for 103 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.7 fund_share=0.04 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Glenn Hank Greenberg | New York, Ny | Jul 11, 2021 | 17 y | 1 |
| Austin L Zalkin | New York, Ny | Jul 11, 2021 | 16 y | 0 |
| Anna Rachel Mullen | New York, Ny | Jul 11, 2021 | 10 y | 0 |
| William Stephen Greif | San Antonio, Tx | Nov 10, 2021 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Brave Warrior Ranger Fund (Bvi) Ltd | Hedge Fund | $83.4M | 26 | Mar 18, 2013 |
| Brave Warrior Ranger Fund, LP | Hedge Fund | $81.3M | 46 | Mar 18, 2013 |
| Brave Warrior Ranger Qualified LP | Hedge Fund | $30.8M | 19 | Mar 18, 2013 |
| Brave Warrior Ranger Accredited LP | Hedge Fund | $25.0M | 22 | Mar 18, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Hank Glenn Greenberg · Principalcontrolsince 01/2010 · owns less than 5%
- M. Donna Martel-Downing · Chief Compliance Officercontrolsince 03/2015 · owns less than 5%
- Hank Glenn Greenberg · Shareholdercontrolsince 01/2010 · owns 75% or more of Brave Warrior Capital, Inc.
Entity owners
- Brave Warrior Capital, Inc. · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Brave Warrior Gp, LLCpooled vehicle sponsory
- Donna M. Martel-Downinginsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 281 to 288Feb 25, 2026 to Mar 26, 2026
- Advisory activities · 3 to 2Feb 25, 2026 to Mar 26, 2026
- Charity clients · 9 to 8Feb 25, 2026 to Mar 26, 2026
- Individual clients · 13 to 16Feb 25, 2026 to Mar 26, 2026
- Assets in custody · $240M to $220MFeb 25, 2026 to Mar 26, 2026
- Discretionary RAUM · $5.4B to $5.6BFeb 25, 2026 to Mar 26, 2026
- HNW RAUM · $3.7B to $3.9BFeb 25, 2026 to Mar 26, 2026
- Individual RAUM · $5.7M to $7.0MFeb 25, 2026 to Mar 26, 2026
- Pension RAUM · $55.6M to $24.6MFeb 25, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $240M to $220MFeb 25, 2026 to Mar 26, 2026
- RAUM · $5.4B to $5.6BFeb 25, 2026 to Mar 26, 2026
- Related insurance company · true to falseFeb 25, 2026 to Mar 26, 2026
- Accounts · 284 to 281Oct 18, 2024 to Mar 28, 2025
- Charity clients · 8 to 9Oct 18, 2024 to Mar 28, 2025
- HNW clients · 83 to 82Oct 18, 2024 to Mar 28, 2025
- Individual clients · 14 to 13Oct 18, 2024 to Mar 28, 2025
- Assets in custody · $227M to $240MOct 18, 2024 to Mar 28, 2025
- Financial planning clients · unset to 0Oct 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.2B to $5.4BOct 18, 2024 to Mar 28, 2025
- HNW RAUM · $3.6B to $3.7BOct 18, 2024 to Mar 28, 2025
- Individual RAUM · $5.8M to $5.7MOct 18, 2024 to Mar 28, 2025
- Pension RAUM · $20.3M to $55.6MOct 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $227M to $240MOct 18, 2024 to Mar 28, 2025
- RAUM · $5.2B to $5.4BOct 18, 2024 to Mar 28, 2025
- Accounts · 280 to 284Mar 30, 2023 to Mar 29, 2024
- Charity clients · 6 to 8Mar 30, 2023 to Mar 29, 2024
- HNW clients · 80 to 83Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $176M to $227MMar 30, 2023 to Mar 29, 2024
- Other offices · 2 to 4Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.9B to $5.2BMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $2.7B to $3.6BMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $7.3M to $5.8MMar 30, 2023 to Mar 29, 2024
- Pension RAUM · $15.0M to $20.3MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $176M to $227MMar 30, 2023 to Mar 29, 2024
- RAUM · $3.9B to $5.2BMar 30, 2023 to Mar 29, 2024
- Accounts · 267 to 280Mar 30, 2022 to Mar 30, 2023
- Charity clients · 8 to 6Mar 30, 2022 to Mar 30, 2023
- Corporate clients · 12 to 6Mar 30, 2022 to Mar 30, 2023
- HNW clients · 76 to 80Mar 30, 2022 to Mar 30, 2023
- Individual clients · 11 to 14Mar 30, 2022 to Mar 30, 2023
Signals
2 dated events
- Brave Warrior Advisors, Llc reported RAUM $5.2B, up 33% from $3.9B (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Brave Warrior Capital, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 29, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-421-9760reportedpublic record, Form ADV, Apr 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026