DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

The Milwealth Group, LLC

Independent wealth managerMilwaukee, WisconsinCRD 108931SEC 801-56927websiteIAPD
Latest filing Mar 25, 2026
First filing on the tape Mar 27, 2012 · 30 filings
SEC status approved since Oct 27, 1999
RAUM
$497M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$491M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$99.4M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$497M as of Mar 25, 2026
Mar 27, 2012$208M then
HNW client RAUM$467M as of Mar 25, 2026
Mar 20, 2018$229M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Mar 27, 20120 then
Employees (5.A)8 as of Mar 25, 2026
Mar 26, 20139 then
Private funds: no history
RAUM +14% over the last fiscal year+14% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$99.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
47derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$604,502derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.7%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Custody
$173M, 140 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$467M94%
  • Individuals$23.7M4.8%
  • Corporations and businesses$6.0M1.2%
Individual clients
57reported
HNW clients
179reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
822reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$173M for 140 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Amy Lohmann FinleyCertified Financial PlannerMilwaukee, WiJan 17, 200224 y0
Jacqueline Ann SchneiderCertified Financial PlannerMilwaukee, WiFeb 8, 200720 y0
Matthew T. MilerCertified Financial PlannerMilwaukee, WiAug 8, 201219 y1
Alicia Ann TheisenCertified Financial PlannerMilwaukee, WiOct 18, 201712 y0
Jacob Thomas HornakCertified Financial PlannerMilwaukee, WiSep 5, 201810 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • T. Matthew Miler · Managing Partner & Chief Compliance Officercontrol
    since 09/2021 · owns 50% to 75%
  • Ann Jacqueline Schneider · Partnercontrol
    since 09/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Milwaukee, Wi · principal500
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 817 to 822
    Nov 14, 2025 to Mar 25, 2026
  • Corporate clients · 2.0 to unset
    Nov 14, 2025 to Mar 25, 2026
  • HNW clients · 164 to 179
    Nov 14, 2025 to Mar 25, 2026
  • Individual clients · 68 to 57
    Nov 14, 2025 to Mar 25, 2026
  • Assets in custody · $160M to $173M
    Nov 14, 2025 to Mar 25, 2026
  • Employees · 9 to 8
    Nov 14, 2025 to Mar 25, 2026
  • Discretionary RAUM · $428M to $488M
    Nov 14, 2025 to Mar 25, 2026
  • HNW RAUM · $405M to $467M
    Nov 14, 2025 to Mar 25, 2026
  • Individual RAUM · $27.6M to $23.7M
    Nov 14, 2025 to Mar 25, 2026
  • Non-discretionary RAUM · $7.9M to $8.5M
    Nov 14, 2025 to Mar 25, 2026
  • RAUM · $436M to $497M
    Nov 14, 2025 to Mar 25, 2026
  • Financial planning clients · 1-10 to 1-10
    Mar 12, 2025 to Jul 28, 2025
  • Accounts · 788 to 817
    Dec 9, 2024 to Jan 21, 2025
  • Advisory employees · 6 to 5
    Dec 9, 2024 to Jan 21, 2025
  • Business name · MCCARTHY GRITTINGER FINANCIAL GROUP, LLC to THE MILWEALTH GROUP, LLC
    Dec 9, 2024 to Jan 21, 2025
  • HNW clients · 155 to 164
    Dec 9, 2024 to Jan 21, 2025
  • Individual clients · 76 to 68
    Dec 9, 2024 to Jan 21, 2025
  • Assets in custody · $106M to $160M
    Dec 9, 2024 to Jan 21, 2025
  • Employees · 10 to 9
    Dec 9, 2024 to Jan 21, 2025
  • State-registered IARs · 6 to 5
    Dec 9, 2024 to Jan 21, 2025
  • Legal name · MCCARTHY GRITTINGER FINANCIAL GROUP, LLC to THE MILWEALTH GROUP, LLC
    Dec 9, 2024 to Jan 21, 2025
  • Discretionary RAUM · $382M to $428M
    Dec 9, 2024 to Jan 21, 2025
  • HNW RAUM · $356M to $405M
    Dec 9, 2024 to Jan 21, 2025
  • Individual RAUM · $30.9M to $27.6M
    Dec 9, 2024 to Jan 21, 2025
  • Non-discretionary RAUM · $7.4M to $7.9M
    Dec 9, 2024 to Jan 21, 2025
  • RAUM · $390M to $436M
    Dec 9, 2024 to Jan 21, 2025
  • Accounts · 780 to 788
    Sep 5, 2023 to Mar 27, 2024
  • HNW clients · 147 to 155
    Sep 5, 2023 to Mar 27, 2024
  • Individual clients · 85 to 76
    Sep 5, 2023 to Mar 27, 2024
  • Assets in custody · $162M to $106M
    Sep 5, 2023 to Mar 27, 2024
  • Discretionary RAUM · $332M to $382M
    Sep 5, 2023 to Mar 27, 2024
  • HNW RAUM · $302M to $356M
    Sep 5, 2023 to Mar 27, 2024
  • Individual RAUM · $33.8M to $30.9M
    Sep 5, 2023 to Mar 27, 2024
  • Non-discretionary RAUM · $6.5M to $7.4M
    Sep 5, 2023 to Mar 27, 2024
  • RAUM · $338M to $390M
    Sep 5, 2023 to Mar 27, 2024
  • Accounts · 763 to 780
    Mar 23, 2022 to Mar 28, 2023
  • Corporate clients · 1 to 2
    Mar 23, 2022 to Mar 28, 2023
  • HNW clients · 155 to 147
    Mar 23, 2022 to Mar 28, 2023
  • Individual clients · 74 to 85
    Mar 23, 2022 to Mar 28, 2023
  • Assets in custody · $189M to $162M
    Mar 23, 2022 to Mar 28, 2023
Signals
1 dated events
  • David Scott Grittinger (Partner & Chief Compliance Officer) no longer on Schedule A of The Milwealth Group, Llc (listed 2023-09-05, absent 2024-03-27)
    Mar 27, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@milwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
414-475-1369reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
414-475-0613reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/milwealthreportedpublic record, Form ADV, Sep 17, 2026
Website
milwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
414-475-1369reportedpublic record, Form ADV, Mar 25, 2026
Team page
milwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$99.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026