DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• F•••••••• G••••• I•••
Latest filing Mar 12, 2026
First filing on the tape Mar 28, 2012 · 21 filings
SEC status approved since Jul 28, 2000
RAUM
$407M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$401M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$407M as of Mar 12, 2026
Mar 28, 2012$119M then
HNW client RAUM$287M as of Mar 12, 2026
Mar 23, 2018$70.3M then
State-registered IARs (5.B.3)2 as of Mar 12, 2026
Mar 28, 20120 then
Employees (5.A)6 as of Mar 12, 2026
Mar 14, 20135 then
Private funds: no history
RAUM +16% over the last fiscal year+21% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 117derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $264,835derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$287M71%
- Individuals$114M28%
- Pension and profit-sharing plans$5.5M1.4%
- Charitable organizations$140,4130.0%
- Corporations and businesses$80,2380.0%
- Individual clients
- 332reported
- HNW clients
- 135reported
- Pension plan clients
- 7reported
- Charitable clients
- 7reported
- Accounts
- 1,535reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• E•••••••• S•••••••• | Corvallis, Or | Apr 29, 2006 | 24 y | 0 |
| D••••• A•••••• H••••• | Corvallis, Or | Apr 29, 2006 | 38 y | 0 |
| K•••• P•••••• M•••••••Certified Financial Planner | Corvallis, Or | Feb 9, 2016 | 12 y | 0 |
| D••••• J• T••• | Corvallis, Or | Jul 26, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• T••••• H••••• to M••••• S••••••Nov 27, 2012 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• D•••••• A•••••• · President/Chief Compliance Officercontrolsince 09/2004 · owns 75% or more
- M•••••••• K••••• P•••••• · Chief Operating Officercontrolsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Corvallis, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,509 to 1,535Mar 11, 2025 to Mar 12, 2026
- HNW clients · 116 to 135Mar 11, 2025 to Mar 12, 2026
- Individual clients · 349 to 332Mar 11, 2025 to Mar 12, 2026
- Pension plan clients · 8 to 7Mar 11, 2025 to Mar 12, 2026
- Discretionary RAUM · $351M to $407MMar 11, 2025 to Mar 12, 2026
- HNW RAUM · $229M to $287MMar 11, 2025 to Mar 12, 2026
- Individual RAUM · $113M to $114MMar 11, 2025 to Mar 12, 2026
- Pension RAUM · $7.8M to $5.5MMar 11, 2025 to Mar 12, 2026
- RAUM · $351M to $407MMar 11, 2025 to Mar 12, 2026
- Accounts · 1,512 to 1,509Oct 30, 2024 to Mar 11, 2025
- Advisory employees · 1 to 2Oct 30, 2024 to Mar 11, 2025
- BD registered reps · 1 to 2Oct 30, 2024 to Mar 11, 2025
- Charity clients · unset to 7.0Oct 30, 2024 to Mar 11, 2025
- HNW clients · 93 to 116Oct 30, 2024 to Mar 11, 2025
- Individual clients · 362 to 349Oct 30, 2024 to Mar 11, 2025
- Employees · 5 to 6Oct 30, 2024 to Mar 11, 2025
- Financial planning clients · 251-500 to 251-500Oct 30, 2024 to Mar 11, 2025
- State-registered IARs · 1 to 2Oct 30, 2024 to Mar 11, 2025
- Discretionary RAUM · $302M to $351MOct 30, 2024 to Mar 11, 2025
- HNW RAUM · $119M to $229MOct 30, 2024 to Mar 11, 2025
- Individual RAUM · $176M to $113MOct 30, 2024 to Mar 11, 2025
- Pension RAUM · $6.5M to $7.8MOct 30, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · unset to 0.0Oct 30, 2024 to Mar 11, 2025
- RAUM · $302M to $351MOct 30, 2024 to Mar 11, 2025
- Accounts · 1,471 to 1,512Mar 7, 2023 to Mar 20, 2024
- HNW clients · 50 to 93Mar 7, 2023 to Mar 20, 2024
- Individual clients · 419 to 362Mar 7, 2023 to Mar 20, 2024
- Discretionary RAUM · $231M to $302MMar 7, 2023 to Mar 20, 2024
- HNW RAUM · $108M to $119MMar 7, 2023 to Mar 20, 2024
- Individual RAUM · $119M to $176MMar 7, 2023 to Mar 20, 2024
- Pension RAUM · $4.3M to $6.5MMar 7, 2023 to Mar 20, 2024
- RAUM · $231M to $302MMar 7, 2023 to Mar 20, 2024
- Accounts · 1,699 to 1,471Apr 18, 2022 to Mar 1, 2023
- HNW clients · 133 to 50Apr 18, 2022 to Mar 1, 2023
- Individual clients · 330 to 419Apr 18, 2022 to Mar 1, 2023
- Pension plan clients · 6 to 8Apr 18, 2022 to Mar 1, 2023
- Financial planning clients · 26-50 to 251-500Apr 18, 2022 to Mar 1, 2023
- Discretionary RAUM · $374M to $231MApr 18, 2022 to Mar 1, 2023
- HNW RAUM · $255M to $108MApr 18, 2022 to Mar 1, 2023
- Individual RAUM · $110M to $119MApr 18, 2022 to Mar 1, 2023
Signals
3 dated events
- H••••• F•••••••• G••••• I••• reported RAUM $231.3M, down 38% from $374.0M (2022-04-18 to 2023-03-01)Mar 1, 2023 · RAUM change · derived
- Patrick Keith Marshall (Chief Operating Officer) appeared on Schedule A of H••••• F•••••••• G••••• I•••Apr 18, 2022 · Control person joined · fact
- H••••• F•••••••• G••••• I••• reported RAUM $320.6M, up 47% from $217.5M (2020-06-23 to 2021-03-04)Mar 4, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 541-757-2358reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 541-757-2331reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 541-757-2331reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026