DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sheeley & Partners Wealth Management, LLC
Latest filing Mar 24, 2026
First filing on the tape Apr 3, 2012 · 25 filings
SEC status approved since Sep 10, 1999
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$114M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$65.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$131M as of Mar 24, 2026
Apr 3, 2012$176M then
HNW client RAUM$94.7M as of Mar 24, 2026
Mar 23, 2018$72.2M then
State-registered IARs (5.B.3)1 as of Mar 24, 2026
Apr 1, 20135 then
Employees (5.A)3 as of Mar 24, 2026
Apr 1, 20137 then
Private funds1 as of Mar 24, 2014
Apr 3, 20121 then
RAUM +7.3% over the last fiscal year+8.1% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $65.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Custody
- $68.7M, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$94.7M72%
- Individuals$19.2M15%
- Pension and profit-sharing plans$17.4M13%
- Individual clients
- 48reported
- HNW clients
- 31reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 82reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $68.7M for 36 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Alden Greer | Providence, Ri | Nov 13, 2009 | 26 y | 3 |
| Lesley Wilbur Sheeley | Providence, Ri | Jan 1, 2026 | 38 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Maria Ann Tzitzouris Plante to Brown, Lisle/Cummings, IncNov 23, 2004 · Other
Joined, latest
- George Alden Greer from Arlen Capital, LLCNov 13, 2009 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pilot Investment, L.P.no longer reported | Hedge Fund | $700,000 | 8 | Apr 3, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Wilbur Lesley Sheeley · Chief Compliance Officer / Membercontrolsince 10/2004 · owns less than 5%
- Wilbur Lesley Sheeley · Managing Membercontrolsince 06/1998 · owns 75% or more of Ngc, LLC
Entity owners
- Ncg, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Knickerbocker Wealth Resources, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Providence, Ri · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 53.0% to 72.0% between the annual amendments of 2025-03-28 and 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 81 to 82Mar 28, 2025 to Mar 24, 2026
- HNW clients · 17 to 31Mar 28, 2025 to Mar 24, 2026
- Individual clients · 61 to 48Mar 28, 2025 to Mar 24, 2026
- Pension plan clients · 3.0 to unsetMar 28, 2025 to Mar 24, 2026
- Assets in custody · $41.3M to $68.7MMar 28, 2025 to Mar 24, 2026
- Financial planning clients · 51-100 to 1-10Mar 28, 2025 to Mar 24, 2026
- RAUM · $122M to $131MMar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $122M to $131MMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $64.5M to $94.7MMar 28, 2025 to Mar 24, 2026
- Individual RAUM · $40.3M to $19.2MMar 28, 2025 to Mar 24, 2026
- Pension RAUM · $17.6M to $17.4MMar 28, 2025 to Mar 24, 2026
- Accounts · 198 to 81Apr 16, 2024 to Mar 28, 2025
- HNW clients · 25 to 17Apr 16, 2024 to Mar 28, 2025
- Individual clients · 56 to 61Apr 16, 2024 to Mar 28, 2025
- Pension plan clients · 5 to 3Apr 16, 2024 to Mar 28, 2025
- Assets in custody · $14.3M to $41.3MApr 16, 2024 to Mar 28, 2025
- Employees · 2 to 3Apr 16, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 51-100Apr 16, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 1Apr 16, 2024 to Mar 28, 2025
- Discretionary RAUM · $118M to $122MApr 16, 2024 to Mar 28, 2025
- HNW RAUM · $62.2M to $64.5MApr 16, 2024 to Mar 28, 2025
- Individual RAUM · $22.0M to $40.3MApr 16, 2024 to Mar 28, 2025
- Pension RAUM · $33.8M to $17.6MApr 16, 2024 to Mar 28, 2025
- RAUM · $118M to $122MApr 16, 2024 to Mar 28, 2025
- Accounts · 237 to 198Mar 20, 2023 to Mar 18, 2024
- Advisory employees · 3 to 2Mar 20, 2023 to Mar 18, 2024
- HNW clients · 27 to 25Mar 20, 2023 to Mar 18, 2024
- Individual clients · 66 to 56Mar 20, 2023 to Mar 18, 2024
- Assets in custody · $14.8M to $14.3MMar 20, 2023 to Mar 18, 2024
- Employees · 3 to 2Mar 20, 2023 to Mar 18, 2024
- State-registered IARs · 3 to 2Mar 20, 2023 to Mar 18, 2024
- Discretionary RAUM · $104M to $118MMar 20, 2023 to Mar 18, 2024
- HNW RAUM · $71.3M to $62.2MMar 20, 2023 to Mar 18, 2024
- Individual RAUM · $19.8M to $22.0MMar 20, 2023 to Mar 18, 2024
- Pension RAUM · $12.8M to $33.8MMar 20, 2023 to Mar 18, 2024
- RAUM · $104M to $118MMar 20, 2023 to Mar 18, 2024
- Accounts · 238 to 237Apr 5, 2022 to Mar 16, 2023
- HNW clients · 30 to 27Apr 5, 2022 to Mar 16, 2023
- Individual clients · 63 to 66Apr 5, 2022 to Mar 16, 2023
- Assets in custody · $17.0M to $14.8MApr 5, 2022 to Mar 16, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sheeleypartners.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 401-455-1230reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/SHEELEY-&-PARTNERS-WEALTH-MANAGEMENT-LLreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SHEELEYPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 401-455-1230reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026