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Former SEC-registered adviser

W•• P••••••• G••••• S••••••••• L•

Former SEC-registered adviserStuart, FloridaCRD 109044SEC 801-55535IAPD
Latest filing Mar 23, 2018
First filing on the tape Mar 29, 2012 · 9 filings
RAUM
$272,500
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$272,500 as of Mar 23, 2018
Mar 29, 2012$536M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2018
Mar 29, 20120 then
Employees (5.A)2 as of Mar 23, 2018
Mar 27, 20132 then
Private funds: no history
RAUM -100% over the last fiscal year-92% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$272,500derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$272,500100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••• W••••••• R••••• · Chief Investment Officercontrol
        since 05/1998 · owns 25% to 50%
      • H•••• W••••••• R••••• · Ownercontrol
        since 05/1998 · owns F of W•• P••••••• G••••• S••••••••• I•••
      • M•••••• C••••• J••• · Ownercontrol
        since 06/1994 · owns 75% or more of M••••• C•••.
      • M•••••• C••••• J••• · Ownercontrol
        since 07/1996 · owns 75% or more of W•• A•••• H•••••• C••••
      • B••••• P••••• C• · Owner, O• T•• G••••• L•••••
        since 01/2007 · owns 5% to 10%
      • G••••• B••••• J• · Owner, O• T•• G••••
        since 01/2014 · owns 5% to 10%
      • M•••••• C••••• J••• · Chief Compliance Officer
        since 06/2015 · owns 10% to 25%
      • P••••• W••••••• R••••• · Owner, O• T•• G••••
        since 01/2007 · owns 5% to 10%
      Entity owners
      • W•• P••••••• G••••• S••••••••• L• · Owner, O• T•• G••••• L•••••
        direct · owns 75% or more
      • W•• P••••••• G••••• S••••••••• I••• · General Partner
        direct · owns less than 5%
      • M••••• C••• · Owner
        indirect · owns F of T•• H••• F••• L•••
      • T•• H••• F••••• T•••• · Owner
        indirect · owns 75% or more of J••• A•••• P•••••••• L•••
      • W•• A•••• H•••••• C•••• · Owner
        indirect · owns F of J••• A•••• P•••••••• L•••
      • J••• A•••• P•••••••• L••• · Owner, W•• P••••••• G••••• S•••••••••, L.P.
        direct · owns 10% to 25%
      • T•• H••• F••• L••• · Owner, O• T•• G••••• L•••••
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Morristown, NJ1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 1
        Mar 22, 2017 to Mar 23, 2018
      • Advisory employees · 1 to 2
        Mar 22, 2017 to Mar 23, 2018
      • Corporate clients · unset to 1.0
        Mar 22, 2017 to Mar 23, 2018
      • Employees · 1 to 2
        Mar 22, 2017 to Mar 23, 2018
      • Other offices · unset to 1.0
        Mar 22, 2017 to Mar 23, 2018
      • Discretionary RAUM · $148M to $272,500
        Mar 22, 2017 to Mar 23, 2018
      • RAUM · $148M to $272,500
        Mar 22, 2017 to Mar 23, 2018
      • Discretionary RAUM · $264M to $148M
        Mar 28, 2016 to Mar 22, 2017
      • RAUM · $264M to $148M
        Mar 28, 2016 to Mar 22, 2017
      • Advisory employees · 2 to 1
        Mar 23, 2015 to Mar 28, 2016
      • Employees · 2 to 1
        Mar 23, 2015 to Mar 28, 2016
      • Discretionary RAUM · $529M to $264M
        Mar 23, 2015 to Mar 28, 2016
      • RAUM · $529M to $264M
        Mar 23, 2015 to Mar 28, 2016
      • Accounts · 3 to 2
        Mar 31, 2014 to Mar 23, 2015
      • Discretionary RAUM · $530M to $529M
        Mar 31, 2014 to Mar 23, 2015
      • RAUM · $530M to $529M
        Mar 31, 2014 to Mar 23, 2015
      • HQ city · MORRISTOWN to STUART
        Mar 27, 2013 to Mar 31, 2014
      • HQ state · NJ to FL
        Mar 27, 2013 to Mar 31, 2014
      • Discretionary RAUM · $532M to $530M
        Mar 27, 2013 to Mar 31, 2014
      • RAUM · $532M to $530M
        Mar 27, 2013 to Mar 31, 2014
      • Accounts · 4 to 3
        Jul 17, 2012 to Mar 27, 2013
      • Advisory employees · unset to 2.0
        Jul 17, 2012 to Mar 27, 2013
      • Employees · unset to 2.0
        Jul 17, 2012 to Mar 27, 2013
      • Discretionary RAUM · $536M to $532M
        Jul 17, 2012 to Mar 27, 2013
      • RAUM · $536M to $532M
        Jul 17, 2012 to Mar 27, 2013
      Signals
      1 dated events
      • W•• P••••••• G••••• S••••••••• L• reported RAUM $272,500, down 100% from $148.2M (2017-03-22 to 2018-03-23)
        Mar 23, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026