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SEC-registered adviser

G••• F•••••••• M••••••••• L••

Independent wealth managerAtlanta, GeorgiaCRD 109270SEC 801-47978websiteIAPD
Latest filing Jan 22, 2026
First filing on the tape Feb 29, 2012 · 16 filings
SEC status approved since Jan 18, 1995
RAUM
$162M
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
100%
$162M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$162M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$162M as of Jan 22, 2026
Feb 29, 2012$185M then
HNW client RAUM$162M as of Jan 22, 2026
Feb 1, 2018$201M then
State-registered IARs (5.B.3)0 as of Jan 22, 2026
Feb 29, 20120 then
Employees (5.A)2 as of Jan 22, 2026
Feb 12, 20132 then
Private funds: no history
RAUM +14% over the last fiscal year+6.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$162MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$857,513derivedRAUM over accounts (5.F.2.f)
Discretionary
76%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$162M100%
Individual clients
n/areported
HNW clients
49reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
189reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• S••••• G•••Atlanta, GaJan 26, 200442 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G•••• M••••••• S••••• · President; Chief Compliance Officercontrol
        since 08/1989 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 217 to 189
        Feb 10, 2025 to Jan 22, 2026
      • Discretionary RAUM · $126M to $124M
        Feb 10, 2025 to Jan 22, 2026
      • HNW RAUM · $142M to $162M
        Feb 10, 2025 to Jan 22, 2026
      • Non-discretionary RAUM · $16.7M to $38.6M
        Feb 10, 2025 to Jan 22, 2026
      • RAUM · $142M to $162M
        Feb 10, 2025 to Jan 22, 2026
      • Accounts · 231 to 217
        Mar 4, 2024 to Feb 10, 2025
      • HNW clients · 45 to 49
        Mar 4, 2024 to Feb 10, 2025
      • Financial planning clients · 26-50 to 26-50
        Mar 4, 2024 to Feb 10, 2025
      • Discretionary RAUM · $121M to $126M
        Mar 4, 2024 to Feb 10, 2025
      • HNW RAUM · $134M to $142M
        Mar 4, 2024 to Feb 10, 2025
      • Non-discretionary RAUM · $12.9M to $16.7M
        Mar 4, 2024 to Feb 10, 2025
      • RAUM · $134M to $142M
        Mar 4, 2024 to Feb 10, 2025
      • Accounts · 224 to 231
        Feb 7, 2023 to Mar 4, 2024
      • HNW clients · 50 to 45
        Feb 7, 2023 to Mar 4, 2024
      • Discretionary RAUM · $116M to $121M
        Feb 7, 2023 to Mar 4, 2024
      • HNW RAUM · $136M to $134M
        Feb 7, 2023 to Mar 4, 2024
      • Non-discretionary RAUM · $19.7M to $12.9M
        Feb 7, 2023 to Mar 4, 2024
      • RAUM · $136M to $134M
        Feb 7, 2023 to Mar 4, 2024
      • Accounts · 264 to 224
        Mar 17, 2022 to Feb 7, 2023
      • HNW clients · 51 to 50
        Mar 17, 2022 to Feb 7, 2023
      • Financial planning clients · 51-100 to 26-50
        Mar 17, 2022 to Feb 7, 2023
      • Discretionary RAUM · $133M to $116M
        Mar 17, 2022 to Feb 7, 2023
      • HNW RAUM · $157M to $136M
        Mar 17, 2022 to Feb 7, 2023
      • Non-discretionary RAUM · $23.3M to $19.7M
        Mar 17, 2022 to Feb 7, 2023
      • RAUM · $157M to $136M
        Mar 17, 2022 to Feb 7, 2023
      • Accounts · 276 to 264
        Mar 19, 2021 to Mar 17, 2022
      • Advisory employees · 0 to 1
        Mar 19, 2021 to Mar 17, 2022
      • HNW clients · 56 to 51
        Mar 19, 2021 to Mar 17, 2022
      • Individual clients · 18.0 to unset
        Mar 19, 2021 to Mar 17, 2022
      • Employees · 3 to 2
        Mar 19, 2021 to Mar 17, 2022
      • Discretionary RAUM · $138M to $133M
        Mar 19, 2021 to Mar 17, 2022
      • HNW RAUM · $152M to $157M
        Mar 19, 2021 to Mar 17, 2022
      • Individual RAUM · 6371054.0 to unset
        Mar 19, 2021 to Mar 17, 2022
      • Non-discretionary RAUM · $20.4M to $23.3M
        Mar 19, 2021 to Mar 17, 2022
      • RAUM · $159M to $157M
        Mar 19, 2021 to Mar 17, 2022
      • Accounts · 332 to 276
        Feb 4, 2020 to Mar 19, 2021
      • HNW clients · 53 to 56
        Feb 4, 2020 to Mar 19, 2021
      • Individual clients · 30 to 18
        Feb 4, 2020 to Mar 19, 2021
      • Discretionary RAUM · $148M to $138M
        Feb 4, 2020 to Mar 19, 2021
      • HNW RAUM · $148M to $152M
        Feb 4, 2020 to Mar 19, 2021
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      G•••FM.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      404-237-4188reportedpublic record, Form ADV, Jan 22, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $162Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026