DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••••• W••••• A••••••• L••
Legal name T•••••• W••••• A•••••••• L•••••
Latest filing Aug 18, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Apr 24, 1998
RAUM
$282M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
97%
$272M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$70.4M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$282M as of Aug 18, 2026
Mar 30, 2012$199M then
HNW client RAUM$252M as of Aug 18, 2026
Mar 30, 2018$119M then
State-registered IARs (5.B.3)4 as of Aug 18, 2026
Mar 28, 20136 then
Employees (5.A)8 as of Aug 18, 2026
Mar 28, 20138 then
Private funds: no history
RAUM +8.7% over the last fiscal year+0.2% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $70.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $521,387derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $51.0M, 61 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$252M90%
- Individuals$19.6M7.0%
- Charitable organizations$4.8M1.7%
- Pension and profit-sharing plans$4.8M1.7%
- Individual clients
- 51reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 540reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.0M for 61 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• M• S••••Certified Financial Planner | St. Louis, Mo | Jul 31, 2014 | 39 y | 0 |
| J•••• B•••• E••••Certified Financial Planner | St. Louis, Mo | Apr 3, 2019 | 36 y | 0 |
| E••• P••• S••••••Certified Financial Planner | St. Louis, Mo | Apr 3, 2019 | 33 y | 0 |
| J•••• E••••• M•••••Certified Financial Planner | St. Louis, Mo | Jun 10, 2019 | 45 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• J•••••• L•••••• J• to K••••••Jun 10, 2019 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• J••••• B•••• · Partnercontrolsince 07/2004 · owns 10% to 25%
- M•••••• J••••• E••••• · Ceo/Coo/Partnercontrolsince 07/2004 · owns 50% to 75%
- S••••• A•••• M••••••• · Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
- S••••••• E•••• P••• · Managing Directorcontrolsince 12/2023 · owns less than 5%
Related persons
Schedule D 7.A
- B••••• G••••• I•••real estaten
- A•• A•••••••• I•••investment advisernRAUM $9.8M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 72 to 81Mar 18, 2025 to Mar 25, 2026
- Individual clients · 57 to 51Mar 18, 2025 to Mar 25, 2026
- Assets in custody · $43.6M to $51.0MMar 18, 2025 to Mar 25, 2026
- Employees · 7 to 8Mar 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $229M to $231MMar 18, 2025 to Mar 25, 2026
- HNW RAUM · $231M to $252MMar 18, 2025 to Mar 25, 2026
- Individual RAUM · $21.0M to $19.6MMar 18, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $30.2M to $50.9MMar 18, 2025 to Mar 25, 2026
- Pension RAUM · $3.1M to $4.8MMar 18, 2025 to Mar 25, 2026
- RAUM · $259M to $282MMar 18, 2025 to Mar 25, 2026
- Accounts · 524 to 540Jul 2, 2024 to Mar 18, 2025
- HNW clients · 65 to 72Jul 2, 2024 to Mar 18, 2025
- Individual clients · 62 to 57Jul 2, 2024 to Mar 18, 2025
- Assets in custody · $103M to $43.6MJul 2, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Jul 2, 2024 to Mar 18, 2025
- Discretionary RAUM · $232M to $229MJul 2, 2024 to Mar 18, 2025
- HNW RAUM · $226M to $231MJul 2, 2024 to Mar 18, 2025
- Individual RAUM · $23.9M to $21.0MJul 2, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $25.0M to $30.2MJul 2, 2024 to Mar 18, 2025
- Pension RAUM · $2.3M to $3.1MJul 2, 2024 to Mar 18, 2025
- RAUM · $257M to $259MJul 2, 2024 to Mar 18, 2025
- Accounts · 543 to 524Mar 30, 2023 to Mar 26, 2024
- HNW clients · 67 to 65Mar 30, 2023 to Mar 26, 2024
- Individual clients · 84 to 62Mar 30, 2023 to Mar 26, 2024
- Pension plan clients · 5.0 to unsetMar 30, 2023 to Mar 26, 2024
- Assets in custody · $96.3M to $103MMar 30, 2023 to Mar 26, 2024
- Financial planning clients · 51-100 to 101-250Mar 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $236M to $232MMar 30, 2023 to Mar 26, 2024
- HNW RAUM · $245M to $226MMar 30, 2023 to Mar 26, 2024
- Individual RAUM · $26.4M to $23.9MMar 30, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $43.8M to $25.0MMar 30, 2023 to Mar 26, 2024
- Pension RAUM · $4.2M to $2.3MMar 30, 2023 to Mar 26, 2024
- RAUM · $280M to $257MMar 30, 2023 to Mar 26, 2024
- Accounts · 512 to 543Mar 28, 2022 to Mar 30, 2023
- HNW clients · 78 to 67Mar 28, 2022 to Mar 30, 2023
- Individual clients · 73 to 84Mar 28, 2022 to Mar 30, 2023
- Pension plan clients · unset to 5.0Mar 28, 2022 to Mar 30, 2023
- Assets in custody · $52.8M to $96.3MMar 28, 2022 to Mar 30, 2023
- State-registered IARs · 0 to 4Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $291M to $236MMar 28, 2022 to Mar 30, 2023
Signals
2 dated events
- Paul Eric Steiner (Managing Director) appeared on Schedule A of T•••••• W••••• A••••••• L••Mar 26, 2024 · Control person joined · fact
- Paul Eric Steiner (Managing Partner) no longer on Schedule A of T•••••• W••••• A••••••• L•• (listed 2020-10-22, absent 2021-03-23)Mar 23, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- b••••••• phone
- 314-966-0033reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/3914145/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-966-0033reportedpublic record, Form ADV, Aug 18, 2026
- Team page
- trinitywealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026