DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Honeywell Capital Management LLC

Institutional managerMorris Plains, New JerseyCRD 109537SEC 801-61101IAPD
Latest filing Mar 25, 2025
First filing on the tape Apr 2, 2012 · 16 filings
SEC status approved since Apr 24, 2002
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$12B as of Mar 25, 2025
Apr 2, 2012$7.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2025
Apr 2, 20120 then
Employees (5.A)17 as of Mar 25, 2025
Mar 26, 201321 then
Private funds: no history
RAUM -11% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2025; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$717MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$12B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
17reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Michael Kevin Covert · Chief Compliance Officer
        since 06/2003 · owns less than 5%
      • Joseph Dominick Dealto · Ceo/Director
        since 06/2021 · owns less than 5%
      • Peter Gregory Lewis · Director, Chairman
        since 08/2018 · owns less than 5%
      • Lynn Karen Mattimore · Director
        since 03/2021 · owns less than 5%
      Entity owners
      • Honeywell International Inc · Owner
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 14 to 17
        Mar 20, 2024 to Mar 25, 2025
      • Financial planning clients · unset to
        Mar 20, 2024 to Mar 25, 2025
      • Discretionary RAUM · $14B to $12B
        Mar 20, 2024 to Mar 25, 2025
      • Pension RAUM · $14B to $12B
        Mar 20, 2024 to Mar 25, 2025
      • RAUM · $14B to $12B
        Mar 20, 2024 to Mar 25, 2025
      • Accounts · 13 to 14
        Mar 30, 2023 to Mar 20, 2024
      • Advisory employees · 14 to 16
        Mar 30, 2023 to Mar 20, 2024
      • Discretionary RAUM · $13B to $14B
        Mar 30, 2023 to Mar 20, 2024
      • Pension RAUM · $13B to $14B
        Mar 30, 2023 to Mar 20, 2024
      • RAUM · $13B to $14B
        Mar 30, 2023 to Mar 20, 2024
      • Employees · 15 to 17
        Mar 31, 2022 to Mar 30, 2023
      • Discretionary RAUM · $19B to $13B
        Mar 31, 2022 to Mar 30, 2023
      • Pension RAUM · $19B to $13B
        Mar 31, 2022 to Mar 30, 2023
      • RAUM · $19B to $13B
        Mar 31, 2022 to Mar 30, 2023
      • Accounts · 15 to 13
        Mar 26, 2021 to Mar 31, 2022
      • Advisory employees · 13 to 14
        Mar 26, 2021 to Mar 31, 2022
      • Discretionary RAUM · $18B to $19B
        Mar 26, 2021 to Mar 31, 2022
      • Pension RAUM · $18B to $19B
        Mar 26, 2021 to Mar 31, 2022
      • RAUM · $18B to $19B
        Mar 26, 2021 to Mar 31, 2022
      • Accounts · 16 to 15
        May 12, 2020 to Mar 26, 2021
      • Advisory employees · 12 to 13
        May 12, 2020 to Mar 26, 2021
      • Employees · 14 to 15
        May 12, 2020 to Mar 26, 2021
      • Discretionary RAUM · $16B to $18B
        May 12, 2020 to Mar 26, 2021
      • Pension RAUM · $16B to $18B
        May 12, 2020 to Mar 26, 2021
      • RAUM · $16B to $18B
        May 12, 2020 to Mar 26, 2021
      • Accounts · 19 to 16
        Mar 28, 2019 to May 12, 2020
      • Advisory employees · 19 to 12
        Mar 28, 2019 to May 12, 2020
      • Employees · 21 to 14
        Mar 28, 2019 to May 12, 2020
      • Discretionary RAUM · $14B to $16B
        Mar 28, 2019 to May 12, 2020
      • Pension RAUM · $14B to $16B
        Mar 28, 2019 to May 12, 2020
      • RAUM · $14B to $16B
        Mar 28, 2019 to May 12, 2020
      • Accounts · 20 to 19
        Aug 6, 2018 to Mar 28, 2019
      • Discretionary RAUM · $13B to $14B
        Aug 6, 2018 to Mar 28, 2019
      • Pension RAUM · $13B to $14B
        Aug 6, 2018 to Mar 28, 2019
      • RAUM · $13B to $14B
        Aug 6, 2018 to Mar 28, 2019
      • Employees · 22 to 21
        Mar 23, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Mar 23, 2017 to Mar 27, 2018
      • Discretionary RAUM · $11B to $13B
        Mar 23, 2017 to Mar 27, 2018
      • Pension RAUM · unset to 12560900000.0
        Mar 23, 2017 to Mar 27, 2018
      • RAUM · $11B to $13B
        Mar 23, 2017 to Mar 27, 2018
      Signals
      1 dated events
      • Honeywell Capital Management Llc reported RAUM $12.9B, down 31% from $18.6B (2022-03-31 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      973-975-8496reportedpublic record, Form ADV, Mar 25, 2025
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026